Series 24 - Compliance Associate

Job Duties and ResponsibilitiesAssist in continually updating policies and procedures.Assist in the following compliance functions: Overall compliance oversight, which includes Sales Material Review, OBA Review, Annual Compliance Audit, Exception Reporting, and Audit, Problem resolution, escalation, and communication.Oversee the department's adherence to...

Job Duties and ResponsibilitiesAssist in continually updating policies and procedures.Assist in the following compliance functions: Overall compliance oversight, which includes Sales Material Review, OBA Review, Annual Compliance Audit, Exception Reporting, and Audit, Problem resolution, escalation, and communication.Oversee the department's adherence to...

Job Duties and ResponsibilitiesAssist in continually updating policies and procedures.Assist in the following compliance functions: Overall compliance oversight, which includes Sales Material Review, OBA Review, Annual Compliance Audit, Exception Reporting, and Audit, Problem resolution, escalation, and communication.Oversee the department's adherence to...

Job Duties and Responsibilities Assist in continually updating policies and procedures. Assist in the following compliance functions: Overall compliance oversight, which includes Sales Material Review, OBA Review, Annual Compliance Audit, Exception Reporting, and Audit, Problem resolution, escalation, and communication. Oversee the department's adherence to...

**FULL-TIME** Part-time **LOCATION** 700 South Pine Island Road Plantation FL 33324 **Who we are** At 24 Hour Fitness, we are dedicated to our mission of creating a healthier, happier world. We are passionate about providing a fitness community that is accessible, affordable, and welcoming to everyone. We're on the hunt for team members who are committed to...

**FULL-TIME** Part-time **LOCATION** 700 South Pine Island Road Plantation FL 33324 **Who we are** At 24 Hour Fitness, we are dedicated to our mission of creating a healthier, happier world. We are passionate about providing a fitness community that is accessible, affordable, and welcoming to everyone. We're on the hunt for team members who are committed to...

How will your role impact First Command? First Command Financial Services (FCFS) is seeking a Compliance Officer- Field Examiner that will be responsible for ensuring all Office of Supervisory Jurisdictions (OSJ), Registered Branch and Satellite offices are inspected in accordance with regulatory requirements and with FCFS specific Policies and Procedures....

How will your role impact First Command? First Command Financial Services (FCFS) is seeking a Compliance Officer- Field Examiner that will be responsible for ensuring all Office of Supervisory Jurisdictions (OSJ), Registered Branch and Satellite offices are inspected in accordance with regulatory requirements and with FCFS specific Policies and Procedures....

Our client an AmLaw 200 firm is seeking a compliance attorney to join its Ft. Lauderdale office. This is a great opportunity to join a labor and employment boutique firm where you can learn and grow alongside a supportive team. The ideal candidate will have experience counseling employers on day-to-day employment issues.Responsibilities:Draft and review...

Our client an AmLaw 200 firm is seeking a compliance attorney to join its Ft. Lauderdale office. This is a great opportunity to join a labor and employment boutique firm where you can learn and grow alongside a supportive team. The ideal candidate will have experience counseling employers on day-to-day employment issues.Responsibilities:Draft and review...

Our client an AmLaw 200 firm is seeking a compliance attorney to join its Ft. Lauderdale office. This is a great opportunity to join a labor and employment boutique firm where you can learn and grow alongside a supportive team. The ideal candidate will have experience counseling employers on day-to-day employment issues.Responsibilities:Draft and review...

Our client an AmLaw 200 firm is seeking a compliance attorney to join its Ft. Lauderdale office. This is a great opportunity to join a labor and employment boutique firm where you can learn and grow alongside a supportive team. The ideal candidate will have experience counseling employers on day-to-day employment issues.Responsibilities:Draft and review...

Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education,...

Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education,...

Position Summary The Senior Compliance Specialist supports and assists in the development and implementation of the Terumo Corporate Compliance Program at Terumo Aortic. This position is responsible for assisting the Head of Compliance and its designee(s) with the following tasks, among others: Committee support, including review of grants applications,...

Position Summary The Senior Compliance Specialist supports and assists in the development and implementation of the Terumo Corporate Compliance Program at Terumo Aortic. This position is responsible for assisting the Head of Compliance and its designee(s) with the following tasks, among others: Committee support, including review of grants applications,...

Position Summary The Senior Compliance Specialist supports and assists in the development and implementation of the Terumo Corporate Compliance Program at Terumo Aortic. This position is responsible for assisting the Head of Compliance and its designee(s) with the following tasks, among others: Committee support, including review of grants applications,...

Job Description:Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education,...

Job Description:Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind in the world specializing in goals-based wealth management, including planning for retirement, education,...

Your role Are you truly service oriented? Do you know how to take care of people? We're looking for a Client Associate to: * keep management systems up-to-date with client information * educate clients on account services and capabilities * help with the preparation of reports and other materials for client meetings * collect the right documentation for...