Lead Auditor

3 days ago


Chicago, United States Selby Jennings Full time

Lead Auditor - Corporate Risk Location: Chicago, IL Compensation: 100-120k base I am currently working a leading financial services firm in Chicago to grow out their IA team by adding a Lead Auditor covering the Corporate Risk Management space. Ideal candidates have 4+ years of experience and are comfortable taking a lead role in the execution of an audit plan. In this role you will be responsible for supporting a variety of audit engagements surrounding the firm's risk exposures, operational and financial procedures, and regulatory compliance. Additionally, this is a high visibility role as you would be working closely with senior audit leadership and other stakeholders across the business to identify and remediate risk exposures across the enterprise. Responsibilities: Support the creation and implementation of the annual audit plan Lead audit engagements surrounding business operations and change initiatives Identify strategic, operational, and regulatory risk exposures of the firm and work closely with senior leadership to identify and mitigate risk Requirements: 4+ years of experience in Internal Audit - Experience leading audit engagements Bachelor's degree in finance, business, or another related field Familiarity with broker dealer regulations (FINRA, SEC) Proficiency using GRC tools (Archer preferred) Strong ability working independently Excellent written and verbal communication skills Relevant certification preferred (CIA, CPA, CRMA)

#J-18808-Ljbffr


  • Lead Auditor

    3 weeks ago


    Chicago, United States ISO-Standards US Full time

    Company Looking for ISO Auditors based in the USA. Role Description This is a full-time role for a Lead Auditor at ISO-Standards US. The Lead Auditor will be responsible for conducting audits, reviewing and evaluating processes, identifying areas for improvement, and ensuring compliance with ISO standards. This is a hybrid role, located in Chicago, IL, with...

  • Lead Auditor

    2 days ago


    Chicago, Illinois, United States Selby Jennings Full time

    Lead Auditor - Corporate RiskLocation: Chicago, ILCompensation: k base I am currently working a leading financial services firm in Chicago to grow out their IA team by adding a Lead Auditor covering the Corporate Risk Management space. Ideal candidates have 4+ years of experience and are comfortable taking a lead role in the execution of an audit plan. In...

  • Lead Auditor

    2 weeks ago


    Chicago, United States Michael Page Full time

    The Lead Auditor is responsible for leading and reviewing audits, and reporting feedback to upper management. The Lead is also in charge of planning, coordinating and executing internal audits. Client Details The client is a global leader in aviation services, operating worldwide, providing innovative solutions that optimize fleet performance and support the...


  • Chicago, United States Gilder Search Group Full time

    As theLead SOX Internal Auditor you will managing SOX compliance testing globally, including planning, overseeing execution and reporting of results; coordinating SOX related activities with the external auditors. You will make recommendations to improve controls and conducting financial and operational audits, fraud investigations and special projects. The...

  • Lead Auditor

    4 weeks ago


    Chicago, United States Merastar Insurance Company Full time

    Details Position Summary: Kemper is seeking a talented Lead Auditor to join our Assurance & Advisory Services (A&A) team. A&A plays a key role in helping Kemper achieve its strategic intent, including nurturing and developing future leaders. Our vision is for A&A to provide continuous assurance to senior management and the board on the...

  • Lead Auditor

    4 weeks ago


    Chicago, United States Kemper Full time

    Location(s) Chicago, Illinois, Remote-IL Details Kemper is one of the nation’s leading specialized insurers. Our success is a direct reflection of the talented and diverse people who make a positive difference in the lives of our customers every day. We believe a high-performing culture, valuable opportunities for personal development and professional...

  • Lead Auditor

    3 weeks ago


    Chicago, United States Chamberlain Advisors Full time

    Job Title: Lead Auditor - Risk Management and Compliance Location: Chicago, IL (Hybrid – 3 days in office per week) Type: Direct Hire Compensation: Competitive salary, Access to Healthcare, Dental, and Vision Insurance Plan of Choice, and 401K Chamberlain Advisors is currently seeking a Senior Audit Lead for our direct client in the financial services...


  • Chicago, United States SQA Services Full time

    SQA Services is a leading Quality Assurance and Supply Chain consultancy firm. SQA manages Supplier Audit and Supplier Development programs for customers in many industries including Pharmaceutical, Medical Device, Automotive, Aerospace, and Electronics manufacturing. Clients leverage SQA's network of Quality Professionals in more than 50 countries as an...

  • Lead SOX Auditor

    2 weeks ago


    Chicago, United States Gilder Search Group Full time

    Overview A global leader in the manufacturing industry is looking to add a Lead SOX Auditor to their team. They are the #1 in their space worldwide and have won many awards for their high-quality products. Responsibilities: Manage SOX compliance testing globally (55%) Plan, manage, and execute internal audits (40%) Continuous process improvement...

  • Senior Auditor

    4 weeks ago


    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Auditor

    4 weeks ago


    Chicago, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Auditor

    2 weeks ago


    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Auditor

    4 weeks ago


    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Senior Auditor

    4 weeks ago


    Chicago, United States The Kraft Heinz Company Full time

    General information All posting locations: Chicago, Illinois, United States of America, Toronto, Ontario, Canada Job Function: 03 - Finance Date Published: 15-May-2024 Ref #: R-82564 Description & Requirements Here at Kraft Heinz, we grow our people to grow our business, because we believe that great people make great companies. When you join our table, you...

  • Senior Auditor, CFO

    4 weeks ago


    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Senior Auditor, CFO

    4 weeks ago


    Chicago, United States ACCA Careers Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • IT Auditor

    5 days ago


    Chicago, United States CME Group Full time

    Description As an Experienced Information Technology (IT) Auditor, you will be part of an audit team comprised of a Senior Director, Audit Manager, and two-three auditors to perform six to eight audits annually, often concurrently, in various CME technology process areas. Your professional skepticism and ability to efficiently understand and deconstruct...

  • Senior Auditor, CFO

    4 weeks ago


    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Auditor 1

    3 weeks ago


    Chicago, United States Metra Full time

    Metra is one of the largest and most complex commuter rail systems in North America, serving Cook, DuPage, Will, Lake, Kane, and McHenry Counties. The agency is linking communities in Northeastern Illinois by providing safe, reliable, and efficient commuter service. The Audit Department reports to the Chief Audit Officer, who reports directly to Metra’s...

  • IT Auditor

    7 days ago


    Chicago, Illinois, United States CME Group Full time

    As an Experienced Information Technology (IT) Auditor, you will be part of an audit team comprised of a Senior Director, Audit Manager, and two-three auditors to perform six to eight audits annually, often concurrently, in various CME technology process areas. Your professional skepticism and ability to efficiently understand and deconstruct processes will...