FVP-First Line of Defense Risk Manager

5 days ago


El Monte, United States The Ladders Full time
Introduction

Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new opportunities, and our sustained growth and expertise in industries like real estate, entertainment and media, private equity and venture capital, and high-tech help build sustainable businesses and expand our associates' potential for career advancement.

Headquartered in California, East West Bank (Nasdaq: EWBC) is a top performing commercial bank with an exclusive focus on the U.S. and Greater China markets. With a strong foundation, and enterprising spirit and a commitment to absolute integrity, East West Bank gives people the confidence to reach further.

Overview

The First Line of Defense Risk Manager will work within the Bank's first line of defense risk management function and will be responsible for implementing and managing the first line of defense risk management program. The Manager will be responsible for working with first line of defense testers and providing training to the first line testing team to conduct consistent and effective testing of control design and effectiveness, reporting, and tracking of results and remediation plans.

This role will require an individual with knowledge of the Bank's policies, guidelines, and practices with a strong focus on executing and implementing a sound first line testing and risk management program.

Responsibilities

  • Responsible for leading a new team to perform first line testing of controls to evaluate the design and operating effectiveness of the first line's key controls.
  • Support the development of Risk and Controls Self-Assessment (RCSA) control testing frameworks and methodologies.
  • Support the quality assessments of RCSAs completed by First Line managers and making updates as needed.
  • Create and memorialize detailed control testing documentation and review commentary.
  • Manage and coordinate all risk activities to ensure material/key risks are identified, escalated, managed, tracked, and remediated timely.
  • Analyze, aggregate, and articulate the results/issues/recommendations related to control testing activities to business unit senior management.
  • Assist with the validation and closure of control issues as identified through testing results.
  • Provide day to day management, oversight, and longer-term development planning of a risk management team.
Qualifications
  • Experience with risk and control identification, designing, planning, implementing, and testing RCSAs and effectively managing a testing/audit/RCSA program.
  • Strong knowledge of banking operations, products, and services; experience with risks and controls/control gap identification related to Loan Operations, Commercial Lending and Banking, Bank Support and Corporate functions (such as Marketing, HR, Accounting, FP&A etc.). AML/BSA, Payment Fraud Cross-border Banking, and Digital Banking is a big plus.
  • Experience with development of Key Risk Indicators for the First Line level is a plus.
  • Effective verbal and written communication skills with strong influential skills
  • Experience working withing a dynamic environment to execute on an evolving first line of defense risk management program, including the identification, communication, reporting, escalation, and validation of RCSA test results and remediation efforts.
  • Knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards, practices, and expectations for regional/large bank
  • Must have excellent written, verbal, organizational, and presentation skills.
  • A strong working knowledge of MS Office Software Suite (Word, Excel, Access, PPT, Visio)
  • Knowledge of and understanding of federal and state laws applicable to EWB.
  • Professional/ Industry Accredited Risk Management certification (e.g., CIA, PRM, CRMP) is a big plus.


Compensation

The base pay range for this position is USD $110,000.00/Yr. - USD $150,000.00/Yr. Exact offers will be determined based on job-related knowledge, skills, experience, and location.

  • El Monte, United States East West Bank Full time

    Introduction: Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, California, United States East West Bank Full time

    Introduction:Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, United States The Ladders Full time

    Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, United States East West Bank Full time

    Overview The First Line of Defense Risk Manager will work within the Bank’s first line of defense risk management function and will be responsible for implementing and managing the first line of defense risk management program. The Manager will be responsible for working with first line of defense testers and providing training to the first line...


  • El Monte, United States East West Bank Full time

    Introduction: Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, California, United States East West Bank Full time

    Introduction:Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, United States Cathay Bank Full time

    People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank - we strive to provide a caring culture that supports your aspirations and success. We believe people are our most valuable asset and we proudly foster growth and development empowering you to achieve your professional...


  • El Segundo, United States BOEING Full time

    At Boeing, we innovate and collaborate to make the world a better place. From the seabed to outer space, you can contribute to work that matters with a company where diversity, equity and inclusion are shared values. We’re committed to fostering an environment for every teammate that’s welcoming, respectful and inclusive, with great opportunity for...


  • El Monte, United States East West Bank Full time

    Introduction: Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, United States East West Bank Full time

    Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, United States The Ladders Full time

    Introduction Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Monte, United States East West Bank Full time

    Introduction: Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create...


  • El Paso, United States Sparrow Inc Full time

    Sparrow Company, an executive search and staffing firm, has an immediate opening for a Director of Risk Management for one of our clients in El Paso, TX.This is a direct hire opportunity. Job Summary: The Director of Risk Management is responsible for managing the planning, execution, and oversight of all aspects of Risk Management for the company and family...


  • El Paso, United States Las Palmas Medical Center Full time

    Description Introduction Are you ready to manage in a new era as a Manager of Risk Management where building a healthier tomorrow is more than a job? Our Las Palmas Medical Center team is committed to partnership, innovation, legacy and improving more lives in more ways. Share your resume today. Benefits Las Palmas Medical Center, offers a total rewards...

  • CNC Programmer | $45

    3 weeks ago


    South El Monte, United States Karman Space & Defense Full time

    Job DescriptionJob DescriptionSUMMARY: Under direct supervision, writes, edits and optimizes CNC programs to create mechanical parts on 3, and 5 axis CNC machines. Creates highly diversified and complex programs for milling, drilling, boring, tapping, of Aerospace parts while adhering to all safety features of the machines and plant. The CNC Programmer must...

  • CNC Programmer | $45

    2 weeks ago


    South El Monte, United States Karman Space & Defense Full time

    Job DescriptionJob DescriptionSUMMARY: Under direct supervision, writes, edits and optimizes CNC programs to create mechanical parts on 3, and 5 axis CNC machines. Creates highly diversified and complex programs for milling, drilling, boring, tapping, of Aerospace parts while adhering to all safety features of the machines and plant. The CNC Programmer must...


  • South El Monte, United States Karman Space & Defense Full time

    **About Us**: Karman Space & Defense provides concept-to-production solutions for mission-critical systems on spacecraft, launch vehicles, missiles, hypersonics, and integrated defense systems. We believe that solving the industry’s most complex and mission-critical challenges requires relentless determination and a willingness to push the boundaries of...


  • El Paso, United States Bradford Health Services, LLC Full time

    Plan, organize, direct and control all aspects of risk management activities. Ensure a safe environment for the protection of patients, clients, employees and visitors to the facility in such a manner as to comply with laws, regulations and the standards of the accrediting and approval agencies. ESSENTIAL FUNCTIONS: Investigate and analyze actual and...

  • CNC Programmer | $45

    1 month ago


    South El Monte, United States AEC, a Divion of Karman Space & Defense Full time

    Job DescriptionJob DescriptionSUMMARY: Under direct supervision, writes, edits and optimizes CNC programs to create mechanical parts on 3, and 5 axis CNC machines. Creates highly diversified and complex programs for milling, drilling, boring, tapping, of Aerospace parts while adhering to all safety features of the machines and plant. The CNC Programmer must...


  • El Monte, California, United States VACCO Industries, a Subsidary of ESCO Technologies Inc. Full time

    Select how often (in days) to receive an alert:The Project Engineer II is responsible for projects with large levels of organizational involvement and technical requirements. Oversees the complete project life cycle, including approval, planning, execution to ensure planned results are achieved on time, within budget and within scope. Responsible for...