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Sr. Compliance Analyst InServ

4 months ago

Boston, United States Brown Brothers Harriman Full time

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Sr. Compliance Analyst InServ

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locations

Boston

time type

Full time

posted on

Posted 30+ Days Ago

job requisition id

62305

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others. 1. Compliance Monitoring Monitor compliance requirements for funds daily utilizing Charles River Developments ComplianceMaster system. Take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues. Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues. Develop and maintain a working familiarity with applicable laws, regulation and interpretation governing the administration of mutual funds.This includes the Investment Company Act of 1940, Subchapter M of the Internal Revenue Code securities laws and other applicable requirements. Assist with the preparation and/or review of daily, weekly, monthly and quarterly deliverables including Quarterly Board Reports. Perform special projects as assigned by the Fund Administration Compliance Supervisor or Manager. 2. Systems/Technology Maintain a strong working familiarity with Charles River Developments ComplianceMaster system. Assist the Fund Administration Compliance Manager in developing ways to enhance and automate the compliance function for areas that are manual. Assist Compliance Analyst with troubleshooting systems issues for domestic and global offices. Assist Compliance Business Analyst with ComplianceMaster rule-writing. Assist Compliance Business Analyst with troubleshooting system issues for Boston, Dublin, Luxembourg, and London. 3.Client Service Develop and maintain a strong client service relationship with clients. Assist with the completion of client conversions. 4.Compliance Review and Training Complete review of daily, weekly, monthly and quarterly compliance reporting for analyst level staff. Assist in training new analysts. POSITION SCOPE: Primary internal and external contacts with whom position interacts, and purpose/nature of contact: Obtain assistance from, and work with the appropriate BBH personnel and the client, on compliance monitoring and problem resolution. Communicate with the Fund Administration Compliance Manager with respect to all workflow when necessary. Communicate relevant matters to members of other BBH departments and clients when appropriate. KNOWLEDGE, SKILLS AND ABILITIES: Education level and/or relevant experience(s) BS/BA degree and/or equivalent work experience. 4 to 6 years mutual fund industry experience including a minimum 2 to 4 years in a compliance oriented

role. Knowledge and skills Highly organized, detail oriented, self-motivated, capable of monitoring and completing a variety of projects simultaneously; ability to keep abreast of regulatory changes effecting funds. Knowledge of U.S. governing rules, i.e. 1940 Act and I.R.C. rules. Familiarity of offshore governing rules, i.e. UCITS. Strong oral and written communication skills. Possess ability to work in a potentially high pressure, client-driven environment. Other requirements: Charles River Development - ComplianceMaster experience. Bloomberg experience We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law. About Us

Brown Brothers Harriman (BBH) is a privately-held financial institution and has been a thought leader and solutions provider for over 200 years. We serve the most sophisticated individuals and institutions with award-winning expertise in Investment Management, Private Banking, and Investor Services. Our 5,000 colleagues operate from 17 cities throughout North America, Europe and Asia. BBH is committed to diversity, innovation and globalization. Our culture is driven by our goal to provide the best solutions and services to our clients and each other. Our Partnership structure creates a flat organization that promotes collaboration across all business lines. We believe that diverse ideas and the ability to come together globally across groups and borders are a competitive advantage. In order for all our teams to excel, members must trust each other and feel comfortable providing honest input from all perspectives. This openness sparks innovation and agility, which adds to the entrepreneurial spirit and provides many more career opportunities for our staff. We are a group of high-performing, dedicated and caring professionals who believe that working together is the foundation for superior client service excellence. As a BBH professional, your career path is yours to define. We take pride in our ability to retain our best employees. We help them manage their careers by moving top performers to new areas of BBH where their talents will make the greatest contribution. As soon as you walk through the doors at BBH, we provide you with the tools to help you succeed and grow your career.

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