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Technical Analyst

3 months ago


Baltimore, United States JobRialto Full time
Description

Top Skills Bachelor's required

Ability to manage competing priorities

Ability to interact and build relationships with stakeholders

Understanding of the importance of risk mitigation The Client Onboarding Ops team is responsible for the on-boarding of new and organic clients and ensuring that all documents are received, accounts, reports and entitlements are set up prior to the client's scheduled launch date.

They further liaise with other downstream stream team to ensure they acknowledge and make the appropriate action when a new client account is opened.

The client onboarding team is responsible for overseeing the entire client onboard from an operational perspective from client party set up, account initiation, working with internal groups for approval coordination and account opening, to post account opening set ups, and coordination with downstream teams ensuring the account is ready to trade.

Client Onboarding manage the onboarding timeline and partner with the business unit on operational set ups according to the clients preferences.

In addition, the team is responsible for advising for regulatory compliance status and operational due diligence.

Client onboarding serve as a one point contact for the full client on-boarding process.

Account initiation for all asset classes (PB, FX, Equity Swaps, Futures, CDS/IRS, Commodities, etc.) and foreign markets.

Coordinating with necessary approval (Sales, Credit, Documentation, AML, IED/FID Risk, and Operations.

Coordinating with Internal and External clients to gather required documentation for compliance with firm KYC

Initiating Requests for the opening of Segregated Foreign Market IDs.

Ensuring Tax validations are complete prior to opening all new accounts

Ensuring the accuracy of the information contained within the documentation tracking database.

Coordinating Ready to Trade tasks Post Account Opening (reporting ,entitlements account linkage, etc.)

Qualifications

Ability to interact and build relationships with senior members of the business and across departments in the firm

Interest in the bigger picture and keen to work on projects to enhance knowledge and streamline process

Ability to identify and streamline process

Strong problem solving skills; ability to offer strategic solutions to business and operational problems

Understanding of the importance of risk mitigation

Good Team Player

Detail oriented

Sound technical knowledge

Excellent written and verbal communication skills

Project management skills

Customer Service skills SS POC: Aaron Lorton

Education: Bachelors Degree