Senior Compliance Specialist, Complaints Oversight
3 weeks ago
Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenges appropriately on compliance relat Compliance Specialist, Compliance, Specialist, Senior, Business, Technology, Banking
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Senior Compliance Specialist
2 weeks ago
Charlotte, United States Larson Maddox Full timeWe are currently partnered with a leading financial institution committed to maintaining the highest standards of regulatory compliance, privacy, and data security. They are seeking a talented and experienced Senior Compliance Specialist to join their growing team and play a pivotal role in ensuring our operations adhere to industry best practices and...
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Senior Compliance Specialist
2 weeks ago
Charlotte, United States Larson Maddox Full timeWe are currently partnered with a leading financial institution committed to maintaining the highest standards of regulatory compliance, privacy, and data security. They are seeking a talented and experienced Senior Compliance Specialist to join their growing team and play a pivotal role in ensuring our operations adhere to industry best practices and...
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Senior Reporting and Compliance Specialist
2 days ago
Charlotte, United States University of North Carolina Charlotte Full timeApply accounting principles and practices to a variety of responsible accounting, budgeting, cost accounting, and/or other fiscal functions. Extensive knowledge of Uniform Guidance and other sponsor requirements concerning financial reporting and sub Compliance Specialist, Reporting, Compliance, Accounting, Specialist, Senior, Business Services
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Director of Operational Oversight
3 weeks ago
Charlotte, United States London Stock Exchange Group Full timeThe Director of Operational Oversight at FTSE Russell is a key leadership role within the Policy and Governance team reporting to the Global Head of Policy and Governance. The role has an overarching responsibility for the day-to-day management and strategic direction of the Operational Oversight team. In this role you will be responsible for leading,...
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Senior Compliance Analyst
1 week ago
Charlotte, United States Allspring Global Investments Full timeDescription Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...
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Senior Compliance Officer
4 weeks ago
Charlotte, United States Truist Financial Corporation Full timeResponsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Ma Compliance Officer, Broker, Compliance, Officer, Senior, Management, Banking
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Senior Reporting and Compliance Specialist
1 week ago
Charlotte, United States University of North Carolina at Charlotte Full timePosition Number: 000249 Department: Div of Research (Adm) Employment Type: Permanent - Full-time Months Per Year: 12 Essential Duties and Responsibilities: Apply accounting principles and practices to a variety of responsible accounting, budgeting, cost accounting, and/or other fiscal functions. Extensive knowledge of Uniform Guidance and other sponsor...
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Regulatory Compliance Specialist with Audit
2 weeks ago
Charlotte, United States Central Point Partners Full timeFintech Company (1523)Charlotte, NC- Ballantyne Corporate PlaceHybrid- 3 days onsite per weekNeeded ASAP6 month contract +Only one interview Complaints/Regulatory Compliance Specialist NO FRAUD EXPERIENCE REQUIRED....THEY DON'T DO INVESTIGATIONS Looking for somebody who has an audit background, understands regulatory compliance, and has done audits in the...
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Regulatory Compliance Specialist with Audit
2 weeks ago
Charlotte, United States Central Point Partners Full timeFintech Company (1523)Charlotte, NC- Ballantyne Corporate PlaceHybrid- 3 days onsite per weekNeeded ASAP6 month contract +Only one interview Complaints/Regulatory Compliance Specialist NO FRAUD EXPERIENCE REQUIRED....THEY DON'T DO INVESTIGATIONS Looking for somebody who has an audit background, understands regulatory compliance, and has done audits in the...
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Senior Compliance Officer
2 weeks ago
Charlotte, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
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Senior Compliance Officer
9 hours ago
Charlotte, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
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Senior Compliance Officer
17 hours ago
Charlotte, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
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Senior Compliance Director
2 weeks ago
Charlotte, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
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Senior Compliance Director
11 hours ago
Charlotte, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
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Senior Award Management Specialist
1 month ago
Charlotte, United States University of North Carolina Charlotte Full timeUnder the direction of the Associate Director for Award Management, this position has management responsibility for post-award activities and providing sponsored project oversight and management from contract negotiation and award approval to project Management, Specialist, Senior, Staff, Research, Project Management, Technology
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Senior Lead Compliance Officer
1 week ago
Charlotte, United States Wells Fargo Full timeAbout this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Commercial Banking - Market Coverage and Specialized Industries Compliance. Learn more about the career areas and business divisions at wellsfargojobs.com. This team has regulatory compliance oversight for businesses that focus on commercial customers with...
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Senior Lead Compliance Officer
9 hours ago
Charlotte, United States Wells Fargo Full timeAbout this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Commercial Banking - Market Coverage and Specialized Industries Compliance. Learn more about the career areas and business divisions at wellsfargojobs.com. This team has regulatory compliance oversight for businesses that focus on commercial customers with...
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Senior Compliance Officer
2 weeks ago
Charlotte, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
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Senior Compliance Officer
6 hours ago
Charlotte, United States Truist Financial Corporation Full timeThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need...
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Global Financial Crimes Specialist
3 weeks ago
Charlotte, North Carolina, United States Bank of America Full timeJob Description:The Global Financial Crimes (GFC) Specialist **supports** Global Economic Sanctions executives and managers in **identifying**, escalating, and mitigating compliance and operational risks **in alignment with** the Compliance and Operational Risk Management (CORM) Program and the Economic Sanctions and Global Compliance - Enterprise Policies...