Compliance Associate

Summary: The Compliance Associate is responsible for a variety of tasks in support of the Compliance Department's general operations. This position oversees employee affirmations and questionnaires, FINRA registrations, as well as a variety of ad-hoc assignments and projects. Primary Responsibilities: * Serves as a point person for new hire onboarding...

Posting Number S24122PTitle Associate Athletic Director for ComplianceWorking Title Associate Athletic Director for ComplianceSalary Range $70,000Employee Class AdministratorDepartment AthleticsFull-time/ Part-time Full-timeSpecializationHours Per Week 40+Standard Work Week Monday-FridayJob SummaryThe Associate Director of Athletics for Compliance is...

Posting Number S24122PTitle Associate Athletic Director for ComplianceWorking Title Associate Athletic Director for ComplianceSalary Range $70,000Employee Class AdministratorDepartment AthleticsFull-time/ Part-time Full-timeSpecializationHours Per Week 40+Standard Work Week Monday-FridayJob SummaryThe Associate Director of Athletics for Compliance is...

Job Description Job Description Salary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers. We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...

Compliance and Regulatory Legal Associate needed for a growing private equity company that manages over $30B in capital. The company has experienced unprecedented growth and is expanding its compliance program.The Compliance and Regulatory Legal Associate will work closely with the legal and compliance team and have responsibility for:Supporting Chief Legal...

Compliance and Regulatory Legal Associate needed for a growing private equity company that manages over $30B in capital. The company has experienced unprecedented growth and is expanding its compliance program.The Compliance and Regulatory Legal Associate will work closely with the legal and compliance team and have responsibility for:Supporting Chief Legal...

Compliance and Regulatory Legal Associate needed for a growing private equity company that manages over $30B in capital. The company has experienced unprecedented growth and is expanding its compliance program.The Compliance and Regulatory Legal Associate will work closely with the legal and compliance team and have responsibility for:Supporting Chief Legal...

Job DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers.  We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...

Description Monroe Capital is seeing a Credit Compliance Associate to join our team. Requirements Primary Job Responsibilities: Assist credit team with creation and proper maintenance of consistent credit files Assist underwriters with the administrative functions of the new deal and amendment closing processes, as well as, track payoff information and...

**Company Description** IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance...

The Gogo Business Aviation Associate Internal Auditor, SOX Compliance, will be responsible for executing critical projects across essential functions and processes related to Sarbanes Oxley Compliance, Business Process Reviews, Internal Controls Training and Awareness, Risk Assessments, Process Design, Operational Audits, and Internal Controls testing. Are...

Description About the Company: Monroe Capital is a private credit asset management firm specializing in direct lending and opportunistic private credit investing. Since 2004, the firm has provided private credit solutions to borrowers in the U.S. and Canada. Monroe’s middle market lending platform provides senior and junior debt financing to businesses,...

Job Description Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations....

Job Family: FRD > Compliance - Type: Full time - Date Posted: Apr 18, 2024 - Anticipated End Date: May 17, 2024 - Reference: JR112645 **Description**: **Compliance Manager** **Location: 8600 W Bryn Mawr Ave. Chicago, IL.** This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work and 1-2 days in office per...

An international proprietary trading firm is building out their Chicago office! Join their team in shaping the regulatory landscape! Collaborate closely with the US Compliance Officer to establish and refine the Compliance framework for our US Broker Dealer entity within the broader global Compliance framework. Your responsibilities will include: Evaluating...

Position DetailsPosition DetailsJob Title Compliance SpecialistPosition Number 8102529Job Category University StaffJob Type Full-TimeFLSA Status ExemptCampus Rogers Park-Lake Shore CampusDepartment Name OFFICE OF RESEARCH SERVICESLocation Code OFFICE OF RESEARCH SERVICES (02500A)Is this split and/or fully grant funded? NoDuties and Responsibilities...

Position Details Position Details Job Title Compliance Specialist Position Number 8102529 Job Category University Staff Job Type Full-Time FLSA Status Exempt Campus Rogers Park-Lake Shore Campus Department Name OFFICE OF RESEARCH SERVICES Location Code OFFICE OF RESEARCH SERVICES (02500A) Is this split and/or fully grant funded? No Duties and...

The Internal Compliance Administrator role concentrates on internal non-legal audit of H&R files, ensuring Hennessy & Roach, P.C. is following client billing guidelines and bluebook procedures. Manages the client billing guidelines and ensures attorneys understand and follow the rules. Manages the cut time appeals and works to minimize the cut time with...

The Internal Compliance Administrator role concentrates on internal non-legal audit of H&R files, ensuring Hennessy & Roach, P.C. is following client billing guidelines and bluebook procedures. Manages the client billing guidelines and ensures attorneys understand and follow the rules. Manages the cut time appeals and works to minimize the cut time with...

**The Highlights**: Serves as the chief administrator of institutional Clery Act Compliance. Responsible for all aspects of preparing and distributing the Annual Safety and Security Information Report and Fire Safety Report, as well as maintaining its requisite and thorough audit trail. Reporting to the Director of Public Safety, the Clery Compliance...