Senior Internal Auditor, Compliance Risk
1 month ago
Senior Internal Auditor, Compliance Risk
With us, you’ll do meaningful work from Day 1. Our
collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed Together.
And we mean it — we want you to grow and make a difference at one of the world's leading digital banking and payments companies.We value what makes you unique so that you have an opportunity to shine.
Come build your future, while being the reason millions of people find a brighter financial future with Discover.
At Discover, be part of a culture where diversity, teamwork, and collaboration reign. Join a company that is just as employee focused as it is on its customers, and which is consistently awarded for both. We’re all about people and our employees are why Discover is a great place to work. Be the reason we help millions of consumers build a brighter financial future and achieve yours along the way with a rewarding career.
About Internal Audit
Discover’s Internal Audit Department (IAD) is committed to providing insightful perspectives, leveraging specialized talent, and delivering a refreshing experience to all of our stakeholders. These commitments are met through technically skilled professionals who are collaborative, hard-working, and highly motivated to consistently deliver high-quality work in a challenging and fast-paced environment. IAD is viewed as an integral part of Discover’s risk management framework and is valued by management as a trusted partner.
Summary:
The Compliance Risk Internal Audit team assesses the risk management framework as designed by second line compliance and risk management for consistency with regulatory expectations. The team completes audit testing in a dynamic environment across a variety of regulatory topics and assesses risk management frameworks, controls, and governance to provide insights to key stakeholders regarding compliance risk.
Focus Areas include:
Compliance Risk Governance and Oversight
Compliance Risk Assessments
Compliance and Risk Monitoring and Testing
Policies and Procedures Management
Business Risk Oversight
Remediation and Retrospective framework
Environment, Social, and Governance frameworks
Issue Management
Responsibilities:
Completes assigned audits/audit tasks using department tools and pursuant to department guidelines, within established timetables with high quality results. Discusses findings and solutions with client and audit lead.
Develops detailed risk assessments and identifies and assesses controls against best practices.
Continues to develop skill sets by meeting required training and obtaining advanced degrees and/or certification pursuant to department guidelines.
Autonomously execute testing
Help design or tailor work programs
Audit major components of business units
Work with business leaders to develop a strong understanding of second line business functions
Leverage available data and analytical tools during planning, fieldwork, and reporting phases of audit engagements
Minimum Qualifications:
Bachelor's degree in Social Sciences, Engineering, Accounting, Finance, Business, Information Technology, Analytics, or related field
2 years of Applied Sciences, Engineering, Operations, Accounting, Finance, Business or related field, Computer Science, Data Science or related experience.
Preferred Qualifications:
Regulatory Compliance audit experience within an Accounting / Consulting firm, Financial Institution, or Regulatory Agency
Certifications:
Six Sigma, STEM, or Business, Risk, Compliance, or Audit related certifications
CRCM, CPA, CIA, CFE, CAMS, American Bankers Association professional certificates
#Remote
Application Deadline:
The application window for this position is anticipated to close on Feb-06-2024. We encourage you to apply as soon as possible. The posting may be available past this date, but it is not guaranteed.
About This Role
Discover. A brighter future.
With us, you’ll do meaningful work from Day 1. Our
collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed Together.
And we mean it — we want you to grow and make a difference at one of the world's leading digital banking and payments companies.We value what makes you unique so that you have an opportunity to shine.
Come build your future, while being the reason millions of people find a brighter financial future with Discover.
Job Description:
At Discover, be part of a culture where diversity, teamwork, and collaboration reign. Join a company that is just as employee focused as it is on its customers, and which is consistently awarded for both. We’re all about people and our employees are why Discover is a great place to work. Be the reason we help millions of consumers build a brighter financial future and achieve yours along the way with a rewarding career.
About Internal Audit
Discover’s Internal Audit Department (IAD) is committed to providing insightful perspectives, leveraging specialized talent, and delivering a refreshing experience to all of our stakeholders. These commitments are met through technically skilled professionals who are collaborative, hard-working, and highly motivated to consistently deliver high-quality work in a challenging and fast-paced environment. IAD is viewed as an integral part of Discover’s risk management framework and is valued by management as a trusted partner.
Summary:
The Compliance Risk Internal Audit team assesses the risk management framework as designed by second line compliance and risk management for consistency with regulatory expectations. The team completes audit testing in a dynamic environment across a variety of regulatory topics and assesses risk management frameworks, controls, and governance to provide insights to key stakeholders regarding compliance risk.
Focus Areas include:
Compliance Risk Governance and Oversight
Compliance Risk Assessments
Compliance and Risk Monitoring and Testing
Policies and Procedures Management
Business Risk Oversight
Remediation and Retrospective framework
Environment, Social, and Governance frameworks
Issue Management
Responsibilities:
Completes assigned audits/audit tasks using department tools and pursuant to department guidelines, within established timetables with high quality results. Discusses findings and solutions with client and audit lead.
Develops detailed risk assessments and identifies and assesses controls against best practices.
Continues to develop skill sets by meeting required training and obtaining advanced degrees and/or certification pursuant to department guidelines.
Autonomously execute testing
Help design or tailor work programs
Audit major components of business units
Work with business leaders to develop a strong understanding of second line business functions
Leverage available data and analytical tools during planning, fieldwork, and reporting phases of audit engagements
Minimum Qualifications:
Bachelor's degree in Social Sciences, Engineering, Accounting, Finance, Business, Information Technology, Analytics, or related field
2 years of Applied Sciences, Engineering, Operations, Accounting, Finance, Business or related field, Computer Science, Data Science or related experience.
Preferred Qualifications:
Regulatory Compliance audit experience within an Accounting / Consulting firm, Financial Institution, or Regulatory Agency
Certifications:
Six Sigma, STEM, or Business, Risk, Compliance, or Audit related certifications
CRCM, CPA, CIA, CFE, CAMS, American Bankers Association professional certificates
#Remote
Application Deadline:
The application window for this position is anticipated to close on Feb-06-2024. We encourage you to apply as soon as possible. The posting may be available past this date, but it is not guaranteed.
Compensation:
The base pay for this position generally ranges between $65,000.00 to $109,800.00. Additional incentives may be provided as part of a market competitive total compensation package. Factors, such as but not limited to, geographical location, relevant experience, education, and skill level may impact the pay for this position.
Benefits:
We also offer a range of benefits and programs based on eligibility. These benefits include:
Paid Parental Leave
Paid Time Off
401(k) Plan
Medical, Dental, Vision, & Health Savings Account
STD, Life, LTD and AD&D
Recognition Program
Education Assistance
Commuter Benefits
Family Support Programs
Employee Stock Purchase Plan
Learn more at
MyDiscoverBenefits.com
.
What are you waiting for? Apply today
All Discover employees place our customers at the very center of our work.To deliver on our promises to our customers, each of us contribute every day to a culture that values compliance and risk management.
Discover is committed to a diverse and inclusive workplace. Discover is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veteran status, or other legally protected status.
(Know Your Rights)
Never get tired of learning
Mentors, a Tech Academy, Shine Brighter U: there are all sorts of ways to develop as part of our team. We hope they inspire you to grow. After all, brighter futures are what we’re all about.
Hear about life in Corporate Functions from our team
What benefit have you found most useful and what have you done with it?
I would say that the benefit I have found most useful at Discover is …
Senior Internal Auditor
Tell us about the specialized skills and knowledge you've gained while being a member of the Internal Audit team.
When I joined Discover in 2019 as an ID auditor in the internal audit …
Deep
Senior IT Auditor
What do you love best about your job that is UNIQUELY Discover?
Hi, my name is Mike. I'm a Director of Internal Audit here at Discover. There …
Mike
Director, Internal Audit
With our benefits, life’s easier – which means you’re free to grow
Join us and you can expect a whole lot of rewards. From Health and insurance to on-site fitness centers, there’s everything you need to thrive – in and out of work.
Feel at home in a business where everyone accepts everyone
When you feel at home in a team, there’s nothing you can’t achieve. With our Diversity, Equity & Inclusion (DE&I) program and 10 Employee Resource Groups, everyone belongs.
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Senior Manager Internal Audit, Consumer Compliance
REMOTE ELIGIBLE
IN-OFFICE: RIVERWOODS, ILLINOIS + 1 MORE LOCATION
Senior Internal Auditor, Compliance Risk
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