Vice President, Head of Private Wealth Compliance
1 week ago
Job Description Summary For over forty years, HarbourVest has been home to a committed team of professionals with an entrepreneurial spirit and the drive to deliver impactful solutions to our clients and investing partners. As our global firm grows, we continue to add hard-working individuals who seek a collaborative, open-door culture that values diversity and innovative thinking. We are proud to offer a collegial environment that’s marked by low turnover and high energy in which you will be inspired to grow and thrive Here, you will be encouraged to build on your strengths and acquire new skills and experiences. We are committed to encouraging an environment of inclusion that promotes mutual respect among all employees. Understanding and valuing these differences improves the potential of both the individual and the firm. HarbourVest is an equal opportunity employer. This position will be a hybrid work arrangement, which translates to 2-3 days minimum per week in the office. The Vice President, Head Private Wealth Compliance is a key leader who will support the growth of HarbourVest’s private wealth business globally and reports to the Chief Compliance Officer. This individual holds primary responsibility for the design, implementation, and updating of the 38a-1 compliance program applicable to HarbourVest-managed registered investment companies, as well as the compliance program for other private wealth-focused products managed by the firm. This role will partner with team members to develop and improve policies, procedures, and controls for the firm's private wealth function. The ideal candidate is someone who is: Knowledgeable about the regulatory framework and obligations applicable to registered investment companies. Familiar with evergreen fund structures and private equity investment strategies. Organized and effective in driving initiatives, directly or within the team, with the capability to assume responsibility and ownership; adept at crafting strategies and building consensus to see them through to fruition. Adept at problem solving, mitigating issues, and identifying creative solutions to get results. Experienced working in a global organization. Willing to roll up sleeves and be hands on when needed. What you will do: Lead the Firm’s 38a-1 compliance program, including the effective implementation of policies, procedures, testing and controls. Among other things, you will: Coordinate and document the oversight of key service providers for the Firm’s registered investment companies. Implement pre-and post-trade testing controls to ensure compliance with Investment Company Act requirements. Partner with colleagues in other departments on the development of desktop procedures to operationalize compliance policies and procedures. Monitor and analyze potential conflicts that may arise from the private wealth business. Serve as the Compliance subject matter expert for the co-investment program of HarbourVest registered investment companies. Lead the preparation of periodic and ad hoc compliance reports for the board(s) of HarbourVest registered investment companies. Support the creation of various board resolutions, including co-investment resolutions. Support and enhance the compliance program for other evergreen products, including coordinating with colleagues in EMEA to enhance policies, procedures and controls for evergreen Luxembourg funds. Support the development of new products and services, including registered funds and evergreen products. Coordinate the submission of regulatory filings for HarbourVest registered investment companies, with dotted-line oversight of more junior compliance professionals. Partner with Compliance and Legal leadership to support business needs. What you bring: Solid understanding of securities laws, rules and regulations applicable to Registered Investment Advisers (“RIAs”), Registered Investment Companies (“RICs”), and private unitized fund offerings and related matters, including the Investment Adviser Act of 1940, Investment Company Act of 1940, Securities Act of 1933 and Securities Exchange Act of 1934 Hands-on experience drafting, implementing and/or testing 38a-1 compliance programs for registered investment companies. Experience serving as a high-visibility compliance leader who fosters positive interactions with business units as well as other operational teams. A collegial and collaborative approach. Outstanding communication skills, both oral and written, including the ability to effectively communicate complex regulatory issues in a simple and logical manner. Education Bachelor of Arts (B.A) or equivalent experience, preferably with a concentration in law, business, finance or accounting Juris Doctor (JD) a plus Experience 10+ Years of relevant experience in a legal/compliance capacity preferred #LI-Hybrid #J-18808-Ljbffr
-
Boston, United States Harbourvest Full timeJob Description Summary For over forty years, HarbourVest has been home to a committed team of professionals with an entrepreneurial spirit and the drive to deliver impactful solutions to our clients and investing partners. As our global firm grows, we continue to add hard-working individuals who seek a collaborative, open-door culture that values diversity...
-
Boston, United States Harbourvest Full timeJob Description Summary For over forty years, HarbourVest has been home to a committed team of professionals with an entrepreneurial spirit and a desire to deliver impactful solutions to our clients and investing partners. As our global firm grows, we continue to add individuals who seek a collaborative, open-door culture that values diversity and...
-
Boston, United States State Street Corporation Full timeAs Head of Securities Lending Demand, Prime Services, Vice President , you will. Manage and mentor a team of 1-2 traders in Boston and Jersey City. Serve as the lead trading representative facing demand-side clients and portfolio managers. Borrow and Lending, Vice President, Portfolio Manager, President, Trader, Service, Management
-
Vice President Information Technology
1 week ago
Boston, United States Cannon Search Full timeAre you an experienced technology leader ready to drive strategic IT initiatives in a global, dynamic financial services environment? Exciting opportunity for a Vice President of IT to set the vision and strategy for the firms wealth business through innovative technology solutions. Key Responsibilities: Develop and implement platform strategies aligned...
-
Vice President Information Technology
1 week ago
Boston, United States Cannon Search Full timeAre you an experienced technology leader ready to drive strategic IT initiatives in a global, dynamic financial services environment? Exciting opportunity for a Vice President of IT to set the vision and strategy for the firms wealth business through innovative technology solutions. Key Responsibilities: Develop and implement platform strategies aligned...
-
Boston, United States Enterprise Services Compliance Full timeJob Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...
-
Vice President Information Technology
2 weeks ago
Boston, United States Cannon Search Full timeAre you an experienced technology leader ready to drive strategic IT initiatives in a global, dynamic financial services environment? Exciting opportunity for a Vice President of IT to set the vision and strategy for the firm’s wealth business through innovative technology solutions.Key Responsibilities:Develop and implement platform strategies aligned...
-
Private Equity Vice President
1 week ago
Boston, United States Soul Equity Solutions Full timePrivate Equity Vice President - Boston About Soul Equity Solutions Soul Equity is a retained Executive Search firm, dedicated exclusively to guiding Middle Market Private Equity Firms and their Portfolio Companies to best-in-class talent. We work exclusively with Middle Market Private Equity firms to grow their internal teams and transform their portfolio...
-
Boston, United States Enterprise Services Compliance Full timeJob Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory Job Description: The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal...
-
Vice President/Senior Manager, Tax Structuring
1 month ago
Boston, United States HarbourVest Partners Full timeJob Description Summary For over forty years, HarbourVest has been home to a committed team of professionals with an entrepreneurial spirit and a desire to deliver impactful solutions to our clients and investing partners. As our global firm grows, we continue to add individuals who seek a collaborative, open-door culture that values diversity and...
-
Boston, United States State Street Corporation Full timeGlobal Head of Secured Financing, Senior Vice President Who we are looking for State Street Secured Financing is a core business unit within State Street Global Markets ("SSGM"). Acting in a principal capacity, Secured Financing provides secured investment and financing solutions, primarily through repurchase agreement (repo) trading services as well as...
-
Vice President, Corporate Communications
3 weeks ago
Boston, United States BlueCross & BlueShield of Massachusetts Full timeThe Role Reporting directly to the Chief Communications & Citizenship Officer, a member of the Companys executive leadership team, our Vice President of Corporate Communications will be responsible for setting the quality standards and leading the o Vice President, Corporate, Communication, President, Communications, Officer, Business Services
-
Boston, United States State Street Corporation Full timeHead of Data Commercialization, Executive Vice PresidentAcross the globe, institutional investors rely on State Street to help them manage risk, respond to challenges through solutions, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged professionals are essential to our success.Our commitment to...
-
Vice President, Trading I
6 days ago
Boston, United States The Bank of New York Mellon Full timeVice President, Trading I At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our...
-
Vice President, Trading I
1 week ago
Boston, United States The Bank of New York Mellon Full timeVice President, Trading I At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our...
-
Assistant Vice President of Equity and Access
4 weeks ago
Boston, United States University of Massachusetts Full timeJob no: 525362 Position Type: Staff Full Time Campus: UMass President's Office Campus Location: Beacon Street-BostonDepartment: Academic AffairsDate opened: Oct 15 2024 Eastern Daylight TimeApplications close:Assistant Vice President of Equity and AccessThe University of Massachusetts System seeks an inspiring, collaborative, and solution-oriented...
-
Vice President, Finance
3 days ago
Boston, United States Flipside Crypto Full timeVice President, FinanceReporting to the CFO, the Vice President of Finance will lead Flipside's day-to-day finance function, with oversight of the accounting, tax, treasury, financial operations, FP&A, and finance business partner functions. This senior role will work alongside the CFO to deliver operational and strategic finance excellence to Flipside as we...
-
boston, United States Cannon Search Full timeAre you an experienced technology leader ready to drive strategic IT initiatives in a global, dynamic financial services environment? Exciting opportunity for a Vice President of IT to set the vision and strategy for the firm’s wealth business through innovative technology solutions.Key Responsibilities:Develop and implement platform strategies aligned...
-
Boston, United States State Street Corporation Full timeHead of Securities Lending Demand, Prime Services, Vice President Onsite - Boston Who we are looking for State Street Prime Services is an alternative to prime brokerage and is a platform that allows clients to borrow securities and finance from a segregated custody account. This structure can reduce counterparty risk, offers additional transparency, and...
-
Vice President for Administration
7 days ago
South Boston, United States EPIP Full timeThe Barr Foundation, one of New Englands largest private foundations, seeks a talented, inspirational, and innovative Vice President for Administration. This new position on the senior leadership team will provide leadership and oversight for Barrs operations, grants management, and talent development functions. This is an exciting opportunity for a talented...
