Compliance Officer

For more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedIn Consumer Compliance Officer -Miami, FL FinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer Compliance Officer. The candidate will play a pivotal role in developing and...

For more Job Opportunities follow FINTRUST CONNECT here: FinTrust Connect: Jobs | LinkedIn Consumer Compliance Officer -Miami, FL FinTrust Connect is excited to announce that we have partnered with a reputable financial services company in search of an experienced Consumer Compliance Officer. The candidate will play a pivotal role in developing and...

The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. Key Responsibilities: Regulatory Compliance: Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws. Monitor changes in...

The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance. Key Responsibilities: Regulatory Compliance: Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws. Monitor changes in...

Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule. Responsibilities: Risk and Compliance Conduct audits and testing of broker/dealer branch offices for their compliance of written policies and procedures Provide timely written reports...

Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts as liaison with various business...

We are a clearing broker/dealer located in Miami, Florida in search of a Compliance Associate with 3-5 years of relevant experience working within the compliance department of a FINRA member firm. Preference will be given to applicants that have clearing firm experience and meet all required licensing and certifications. DUTIES AND RESPONSIBILITIES the Chief...

We are a clearing broker/dealer located in Miami, Florida in search of a Compliance Associate with 3-5 years of relevant experience working within the compliance department of a FINRA member firm. Preference will be given to applicants that have clearing firm experience and meet all required licensing and certifications. DUTIES AND RESPONSIBILITIES the...

Manages Larkin Community Hospital risk management activities. Administers the risk management program to reduce the frequency and severity of events. Manages and analyzes risk management data and conducts educational programs. Gathers data for insurance renewal, assists with investigation and resolution of claims, and complies with risk management-related...

Job Description Job Description Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal Credit Union's compliance with all applicable regulatory requirements. This position coordinates compliance initiatives with other departments in accordance with business plans, ensures compliance management is tracked centrally, and acts...

Manager, FTZ Administration, Operations and Compliance Full-time FTZ World Services LLC, a division of Expeditors International of Washington Inc. , is backed by many years of experience in consulting and managing Foreign Trade Zones (FTZ). FTZ World Services provides a full spectrum of Foreign Trade Zone services, including consulting for site designation...

FTZ World Services LLC, a division of Expeditors International of Washington Inc., is backed by many years of experience in consulting and managing Foreign Trade Zones (FTZ). FTZ World Services provides a full spectrum of Foreign Trade Zone services, including consulting for site designation and activation, production authority applications, compliance...

FTZ World Services LLC, a division of Expeditors International of Washington Inc., is backed by many years of experience in consulting and managing Foreign Trade Zones (FTZ). FTZ World Services provides a full spectrum of Foreign Trade Zone services, including consulting for site designation and activation, production authority applications, compliance...

FTZ World Services LLC, a division of Expeditors International of Washington Inc., is backed by many years of experience in consulting and managing Foreign Trade Zones (FTZ). FTZ World Services provides a full spectrum of Foreign Trade Zone services, including consulting for site designation and activation, production authority applications, compliance...

Company Description FTZ World Services LLC, a division of Expeditors International of Washington Inc. , is backed by many years of experience in consulting and managing Foreign Trade Zones (FTZ). FTZ World Services provides a full spectrum of Foreign Trade Zone services, including consulting for site designation and activation, production authority...

Our Client is an important international investment Advisor Company looking for a Middle Office Analyst. The Middle Office Analyst will play an important role in supporting the Head of the Broker Dealer and Head of Wealth Management at the group's US operations. The analyst will play a key role in supporting the operations of the Broker-Dealer and the...

A financial services firm in Florida is currently seeking a Spanish-speaking professional to join their team in Miami as their new BSA/AML Compliance Analyst. Responsibilities: The BSA/AML Compliance Analyst will be responsible for: Assisting in identifying potentially suspicious transactions and customer behavior by performing transaction analysis, negative...

We are seeking an experienced and highly organized Office Manager to oversee administrative operations at our Miami office. The ideal candidate will be proactive, detail-oriented, and capable of multitasking in a fast-paced environment. The Office Manager will play a crucial role in maintaining efficient office procedures, supporting staff members, and...

We are seeking an experienced and highly organized Office Manager to oversee administrative operations at our Miami office. The ideal candidate will be proactive, detail-oriented, and capable of multitasking in a fast-paced environment. The Office Manager will play a crucial role in maintaining efficient office procedures, supporting staff members, and...

We are seeking an experienced and highly organized Office Manager to oversee administrative operations at our Miami office. The ideal candidate will be proactive, detail-oriented, and capable of multitasking in a fast-paced environment. The Office Manager will play a crucial role in maintaining efficient office procedures, supporting staff members, and...