Controller/FINOP/Deputy CFO
2 weeks ago
Think Consulting is seeking a Controller to join a direct access trading firm specializing in domestic equities trading in NY, NY. This is a hybrid role working on site Tuesday-Thursday.
Responsibilities:
Under the direction of the CFO, the Controller/FINOP/Deputy CFO will oversee day-to-day accounting operations of our self-clearing proprietary trading firm, including but not limited to:
- Payroll processing and administration, including ADP Workforce Now Time & Attendance administration, new employee set-up, payroll audits, payroll tax reporting and reconciliations, etc.
- Ensuring accurate and timely completion of all accounting reports and financials, including FOCUS filings.
- Monthly reconciliations, bookkeeping, wire requests, and travel & entertainment expense oversight and accounting.
- Ensuring regulatory compliance with net capital requirements.
- Developing and maintaining accounting policies, processes, and systems for optimal controls.
- Overseeing monthly close of company books, general ledger, and reporting financial results.
- Preparation of weekly and monthly management financial health reports, including revenue/expenses and financial comments with recommendations.
- Experience in creating projections, rolling revenue calculations, and Pro-Formas.
- Handling treasury functions for the firm and affiliates.
- Coordinating audits and establishing/improving accounting policies and internal controls.
- Working with upper management to identify and resolve Client-related financial issues and suggesting procedure changes as necessary.
- Account Payables/Receivables accounting and expense allocations.
- Assisting in managing new and existing banking relationships and administration.
- Assisting in data gathering for tax filings and annual audit support.
Requirements:
- Bachelor's Degree required; CPA preferred.
- Series 27 a plus, willingness to take the test required.
- Microsoft Dynamics GP experience a plus.
- Previous accounting experience at a broker-dealer, clearing firm, or financial services industry preferred.
- QuickBooks or equivalent accounting platforms and advanced Excel skills required.
- Prior payroll experience preferred.
Knowledge and Skills:
- Minimum of 6+ years of accounting experience.
Salary: $150K to $200K plus an annual bonus of 10% to 15%.
Equal Opportunity Employer, including disability and protected veteran status
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