Compliance Analyst-II in Southern California, CA location

4 weeks ago


Glendale, United States CareerBuilder Full time

Indotronix is seeking a Compliance Analyst-II for a Job Opportunity .

Position: Compliance Analyst-II

Location: : Southern California, CA (91203)

Duration: 6 Months

Pay *** range: **** to ****

Background check and fingerprints required

Job Description:

Required attributes:
Minimum 3-5 years' experience in a relevant role (in an office/admin setting or in the financial services industry)
Detail oriented
Good communication skills
Ability to pass a background check (candidate will be fingerprinted and become an Associated Person with FINRA)
Willingness to be on site in the General Office (GO) in Glendale, CA
Knowledge of Microsoft office systems, including at a minimum Outlook & Excel
Experience with a data management system or CRM, such as Salesforce

Preferred but not required:
Background in financial services industry
Bachelor's degree

Not required:
Securities licenses
Insurance licenses
Advanced college degree or specialized designations

A better job description for the role would be:
Assist Agency Standards Managers in GO in an admin capacity in completion of their supervisory duties
Follow up with agents and GO management team to help close out supervisory interview deficiencies timely
Update agent and management supervisory files, including following up with agents and management to obtain documents missing from files
Track seminars completed in the GO and log relevant seminar documents on GO seminar log
Track signatures received on supervisory interviews and follow up with agents, management, and Agency Standards team to make sure all required signatures are obtained within 30 days of the interview's completion date

We will train the assistant on all relevant internal client systems that they will need to be proficient in.

Indotronix Commitment

: A Safe and Inclusive Workplace" - Promoting a Culture of Inclusion, Respect, Equality, and Diversity: Ensuring Safety and Non-Discrimination.

We actively strive to attract, retain, and empower a diverse range of talented individuals, recognizing that diverse perspectives and experiences enhance our collective performance.

Breaking Barriers

: Your Potential Knows No Limits. Embrace Your Potential, Apply Today"

Celebrating & Honouring Veteran Contributions:

Approximately 13% of our workforce are veterans (nearly twice the national average). This achievement underscores our deep commitment in fostering Opportunities for success to Civilian Careers

Recognition

- Indotronix has been recognized as one of the largest staffing companies in 2023 by Staffing Industry Analysts - a testament to our continued growth, commitment to excellence, and the trust our clients and candidates place in us.

Compliance

Indotronix upholds good corpo*** citizenship by complying with all applicable laws, including taxation, equal employment opportunity, statutory benefits, and data reporting. In 2022, we hired over 2,000 U.S.-based employees as consultants, contributing to workforce expansion and client service excellence.

Indotronix is an Equal Opportunity Employer
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  • Glendale, United States Indotronix International Corporation Full time

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