Director of Compliance

4 weeks ago


Chicago, United States Larson Maddox Full time

Our client, one of the top global investment banks & trading firms is looking for a Director of Compliance to advise the electronic trading function. A successful candidate in this position will bring 7-10 years of relevant compliance experience at a broker dealer. Key Responsibilities: Be the main contact for business management, regulators and external/internal auditors, dealing with a broad range of issues including non-routine information Accountable for a significant area(s)/broad business units of Compliance that typically has enterprise wide impact or accountability Oversee/lead a team of specialists providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk Qualifications: 7-10 years of relevant compliance experience Broker Dealer Experience Bachelors degree Fixed income background highly preferred Experience at a large bank preferred If you meet these criteria and are interested in learning more, apply now

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