Fintech BaaS Compliance Officer

4 weeks ago

Bothell, United States Mbanq Full time
About Us:

Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit programs (DDA account with a Debit Card) to pay-day advances, personal lines, loans, and secured credit cards. Corporate use cases are currently focused on DDA accounts with Debit cards plus real-time access to all payment rails (standard ACH, Same Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.

About the Role:

We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations, industry standards, and best practices. The Compliance Officer will be responsible for developing and implementing compliance policies, procedures, and controls, as well as monitoring and assessing regulatory risks. The ideal candidate will have a strong understanding of fintech and banking regulations, excellent communications skills, and a proactive approach to compliance management.

What you'll do day-to-day:
  • Develop and maintain compliance policies, procedures, and controls in accordance with regulatory requirements and industry standards.
  • Conduct regular compliance risk assessments and audits to identify areas of non-compliance and implement corrective actions.
  • Stay up-to-date on relevant laws, regulations and industry trends affecting fintech BaaS operations, and ensure that the company's program reflects these changes.
  • Collaborate with cross-functional teams, Legal, Product, and Operations, to ensure compliance requirements are integrated into business processes and product development.
  • Provide compliance training and guidance to team members on regulatory requirements, policies, and procedures.
  • Monitor and investigate compliance-related issues, incidents, and complaints, and coordinate with relevant stakeholders to address them effectively.
  • Manage relationships with regulatory agencies and external auditors, and coordinate regulatory examinations and inquiries.
  • Prepare and submit regulatory filings, reports, and disclosures as required by applicable laws and regulations.
  • Participate in the development and implementation of new fintech BaaS Products and services, ensuring compliance considerations are incorporated from the outset.
  • Act as a subject matter expert on compliance matters, providing advice and guidance to senior leadership and key stakeholders.
Requirements

About You:
  • Bachelor's degree in Business, or related field; advanced degree of professional certification (e.g., CAMS, CRCM, CFE) preferred.
  • Embedded Banking experience, has worked with a Bank that ran a BaaS or embedded banking program, Fintech experience/oversight for banking projects.
  • Strong understanding of relevant regulatory frameworks and payment regulations.
  • Excellent analytical, problem-solving, and decision-making skills, with the ability to assess and mitigate compliance risks effectively.
  • Exceptional communication and interpersonal skills, with the ability to collaborate effectively with internal and external stakeholders.
  • Detail-oriented and highly organized, with the ability to manage multiple priorities and deadlines in a fast-paced environment.

Benefits
•Competitive base salary
•A role that has a decisive impact on positioning our team and company for future growth
•Collaboration with Senior experts from different fields, based in the US and globally
•A culture that encourages trust & promotes an ownership mentality and rapid career growth
•Medical and Dental Insurance

  • Fintech BaaS Compliance Officer

    4 days ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...

  • Fintech BaaS Compliance Officer

    1 month ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...

  • Fintech BaaS Compliance Officer

    2 weeks ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...

  • Fintech BaaS Compliance Officer

    2 weeks ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...

  • Compliance Manager

    4 weeks ago

    Bothell, United States National Service Bureau Full time

    Job DescriptionJob DescriptionBenefits:401(k) matchingDental insuranceHealth insurancePaid time offTraining & developmentVision insuranceTITLE: Compliance ManagerREPORTS TO: COO / EVPLOCATION: Bothell, WASTATUS: Full time, non-exemptNational Service Bureau (NSB) is looking for a Compliance Manager to join the Team in our Bothell, WA office. NSB is a family...

  • Compliance Manager

    4 weeks ago

    Bothell, United States National Service Bureau Full time

    Benefits: 401(k) matching Dental insurance Health insurance Paid time off Training & development Vision insurance TITLE:                Compliance ManagerREPORTS TO:   COO / EVPLOCATION:        Bothell, WA STATUS:            Full time, non-exempt National Service Bureau (NSB) is looking for a...

  • Compliance Manager

    2 weeks ago

    Bothell, United States National Service Bureau Full time

    Benefits: 401(k) matching Dental insurance Health insurance Paid time off Training & development Vision insurance TITLE:                Compliance ManagerREPORTS TO:   COO / EVPLOCATION:        Bothell, WA STATUS:            Full time, exempt National Service Bureau (NSB) is looking for a Compliance...

  • Compliance Manager

    3 weeks ago

    Bothell, United States National Service Bureau Full time

    Benefits: 401(k) matching Dental insurance Health insurance Paid time off Training & development Vision insurance TITLE:                Compliance ManagerREPORTS TO:   COO / EVPLOCATION:        Bothell, WA STATUS:            Full time, exempt National Service Bureau (NSB) is looking for a Compliance...

  • Compliance Manager

    3 weeks ago

    Bothell, United States National Service Bureau Full time

    Job DescriptionJob DescriptionBenefits:401(k) matchingDental insuranceHealth insurancePaid time offTraining & developmentVision insuranceTITLE: Compliance ManagerREPORTS TO: COO / EVPLOCATION: Bothell, WASTATUS: Full time, exemptNational Service Bureau (NSB) is looking for a Compliance Manager to join the Team in our Bothell, WA office. NSB is a family...

  • Compliance Manager

    2 weeks ago

    Bothell, United States National Service Bureau Full time

    Job DescriptionJob DescriptionBenefits:401(k) matchingDental insuranceHealth insurancePaid time offTraining & developmentVision insuranceTITLE: Compliance ManagerREPORTS TO: COO / EVPLOCATION: Bothell, WASTATUS: Full time, exemptNational Service Bureau (NSB) is looking for a Compliance Manager to join the Team in our Bothell, WA office. NSB is a family...

  • Compliance Manager

    1 month ago

    Bothell, United States National Service Bureau Full time

    Benefits: 401(k) matching Dental insurance Health insurance Paid time off Training & development Vision insurance TITLE:                Compliance ManagerREPORTS TO:   COO / EVPLOCATION:        Bothell, WA STATUS:            Full time, non-exempt National Service Bureau (NSB) is looking for a...

  • Manager, IT Quality

    3 weeks ago

    Bothell, United States Bristol-Myers Squibb Full time

    Manager, IT Quality & Compliance page is loaded Manager, IT Quality & Compliance Apply locations Bothell - WA - US time type Full time posted on Posted 3 Days Ago job requisition id R1581278 Working with Us Challenging. Meaningful. Life-changing. Those aren’t words that are usually associated with a job. But working at Bristol Myers Squibb is anything but...

  • Dental Front Office Administrator

    4 weeks ago

    Bothell, United States Dental Professionals Full time

    Job Title: Dental Office AdministratorLocation:Bothell, WAPractice Description: Welcome to our small, family-oriented private practice where we prioritize patient care and satisfaction. Our team is known for its warmth and camaraderie, and we're not beyond a bit of good-natured sarcasm. We strive to create a welcoming environment for both patients and staff,...

  • Fraud Risk Analyst

    2 months ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us: Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...

  • Fraud Risk Analyst

    2 weeks ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us: Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...

  • Administrative Associate

    4 weeks ago

    Bothell, United States ACRISURE Full time

    Description Job Title : Administrative Associate Location : Lynnwood, WA (Fully On-site) Work Schedule : Monday through Friday, 37.5 hour work week Pay Rate: $21.21/per hour About Us: Acrisure’s Northwest Platform began with a small group of agency partners joining together for the best interest of their clients and teams. Through...

  • Administrative Associate

    2 weeks ago

    Bothell, United States ACRISURE Full time

    Description Job Title : Administrative Associate Location : Lynnwood, WA (Fully On-site) Work Schedule : Monday through Friday, 37.5 hour work week Pay Rate: $21.21/per hour About Us: Acrisure’s Northwest Platform began with a small group of agency partners joining together for the best interest of their clients and teams. Through...

  • Account Manager, Commercial Lines

    5 days ago

    Bothell, United States ACRISURE Full time

    Description Job Title: Account Manager, Commercial Lines (Northwest Platform) Location: Coeur D’ Alene, ID - Hybrid or Remote Department: Commercial Lines ***Active Property & Casualty License Required*** About Us: Acrisure’s Northwest Platform began with a small group of agency partners joining together for the best interest of...

  • Fraud Risk Analyst

    2 weeks ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...

  • Fraud Risk Analyst

    2 months ago

    Bothell, United States Mbanq Full time

    Job DescriptionJob DescriptionAbout Us:Mbanq is a Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases supported...