Product Manager, Compliance

4 weeks ago


Chicago, United States BAI Full time
Description

Product Manager, Compliance & Risk

Reports to: Group Manager, Product Planning & Design

BAI is the financial services industry's leading provider of powerful tools, relevant content and meaningful connections. Our mission is to give financial services leaders the confidence to make smart business decisions because a strong financial services industry helps consumers, businesses and communities thrive.

The Product Manager, Compliance & Risk will act as a subject matter expert in the development of risk and compliance related content and tools. Working closely with content creators, technology programmers, marketing professionals, and sales team members.

The ideal candidate will be professional, highly analytical, and possess excellent written and verbal communication skills. To prosper in this role, you should be fluent in risk and compliance terminology, have experience with developing a comprehensive risk management and/or compliance management programs, and possess a keen understanding of regulators examination practices in the financial services industry.

Responsibilities
  • Acts as internal subject matter expert in the development of products.
  • Work with teammates to monitor the regulatory environment, communicate changes, manage existing content, and develop new content in accordance with BAI's standards.
  • Maintain a solid understanding of customer/user needs, the marketplace, competitors and future trends in risk and compliance management.
  • Gains then maintains expert level knowledge of our content products and the business processes used to support them.
  • Uses knowledge of BAI content products to provide Tier 2 support for BAI sales team members and customers.
  • Use risk and compliance subject matter expertise to assist with content development for marketing purposes.
  • Collaborate closely with the Product Management team, Instructional Design team, software developers, and QA testers to clarify requirements.
  • Provide estimates used to build budgets, plans, and forecasts as required.
  • Participates in all SCRUM rituals with the Product Development and QA teams, as applicable.
  • Create user stories, process flows, outlines, and other requirements artifacts to clearly communicate content requirements.
  • Facilitate requirements gathering and problem-solving workshops.
  • Prepares market research analysis, and business cases as needed.
  • Conducts fact finding sessions with key business and technology staff to assess as-is capabilities, define solution requirements, perform feasibility analyses, and define high-level solution alternatives and approaches.
  • Perform other duties as may be required or assigned.
Requirements
  • Bachelor's degree required
  • 3 - 5 years' proven experience in a risk or compliance management role within a financial services or consulting organization
  • Related industry certifications a plus particularly CERP and CRCM
  • Excellent knowledge of legal requirements, policies, and procedures
  • Possess in-depth understanding of risk and compliance management in the financial services industry
  • Excellent presentation and facilitation skills
  • Experience with Software as a Service (SaaS) or online business models
  • Ability to lead and work effectively in a cross-functional and collaborative team environment with a customer and market orientation
  • Strong organizational skills and the ability to work in an independent, self-directed manner.
  • Highly effective communicator, both written and oral, who works well in a team environment and can manage multiple projects
  • Knowledge and understanding of Agile Lifecycle Management tools (e.g., JIRA, VersionOne, etc.) and best practices
  • Product Management, Instructional Design, and/or Scrum Master experience a plus


BAI offers an outstanding benefit package including comprehensive insurance coverage, a 401(k) plan with company match, generous vacation/personal time programs, BAI Workflex which includes a remote and hybrid work model and bonus potential with the ability to work in a collaborative, team-oriented environment.

  • Chicago, United States Sloan Full time

    **Sloan** **is the world’s leading manufacturer of commercial plumbing systems and has been in operation since 1906. We are at the forefront of the green building movement and provide sustainable restroom solutions. We manufacture water-efficient products including flush valves, electronic faucets, soap dispensing and sink systems along with vitreous china...


  • Chicago, United States Adyen Full time

    This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. For our teams, we create an environment with opportunities for our people to succeed, backed by the culture...


  • Chicago, United States Adyen Full time

    This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture...


  • Chicago, United States Match Group Full time

    The Match Group Central Platforms Technology and Services team is on a mission to create safer platforms and communities for all. Our growing team is looking for a Technical Product Manager to execute the product strategy for Match Group’s integrated suite of services that support Privacy & Compliance initiatives across the portfolio. The ideal candidate...

  • Compliance Manager

    2 weeks ago


    Chicago, United States Larson Maddox Full time

    Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Officer to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

  • Compliance Manager

    3 weeks ago


    Chicago, United States Larson Maddox Full time

    Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Officer to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

  • Compliance Manager

    3 weeks ago


    Chicago, United States Larson Maddox Full time

    Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Officer to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

  • Compliance Manager

    2 weeks ago


    Chicago, United States Larson Maddox Full time

    Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Identify risks, assess mitigating controls, and make recommendations to improve the control environment.Follow up on open issues and ensure their resolution.Prepare various regulatory filings.Create, implement, review, and analyze...

  • Compliance Manager

    2 weeks ago


    Chicago, United States Larson Maddox Full time

    Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Identify risks, assess mitigating controls, and make recommendations to improve the control environment.Follow up on open issues and ensure their resolution.Prepare various regulatory filings.Create, implement, review, and analyze...

  • Compliance Manager

    2 weeks ago


    Chicago, United States Larson Maddox Full time

    Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Identify risks, assess mitigating controls, and make recommendations to improve the control environment.Follow up on open issues and ensure their resolution.Prepare various regulatory filings.Create, implement, review, and analyze...


  • Chicago, Illinois, United States Danfoss Full time

    Job Description The Trade Compliance Manager is responsible for managing Import-Export department - assisting the company achieving its cost and service goals by managing all aspects of import-export transactions for both raw materials and finished product. This position promotes compliance with Customs and Border Protection (CBP) and other governmental...


  • Chicago, Illinois, United States Match Group Full time

    The Match Group Central Platforms Technology and Services team is on a mission to create safer platforms and communities for all. Our growing team is looking for a Technical Product Manager to execute the product strategy for Match Group’s integrated suite of services that support Privacy & Compliance initiatives across the portfolio.The ideal candidate...


  • Chicago, United States Motorola Solutions Full time

    Company Overview At Motorola Solutions, we're guided by a shared purpose - helping people be their best in the moments that matter - and we live up to our purpose every day by solving for safer. Because people can only be their best when they not only feel safe, but are safe. We're solving for safer by building the best possible technologies across every...

  • Compliance Manager

    3 weeks ago


    Chicago, United States TruckSmarter, Inc. Full time

    About TruckSmarter Logistics is one of the single largest industries in the world. Logistics is a global $10+ trillion dollar industry, representing 10% of GDP in the US. The impact of one single change can drive a meaningful, global impact-from the cost of our goods, to the livelihoods of local communities, to even the impact on our environment. At...

  • Manager, Compliance

    4 weeks ago


    Chicago, United States TruckSmarter Full time

    **About TruckSmarter**: Logistics is one of the single largest industries in the world. Logistics is a global $10+ trillion dollar industry, representing 10% of GDP in the US. The impact of one single change can drive a meaningful, global impact—from the cost of our goods, to the livelihoods of local communities, to even the impact on our environment. At...


  • Chicago, United States Bank of America Corporation Full time

    Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for...


  • Chicago, United States Byline Bank. Full time

    **Objective of Position**: The Compliance Advisory Manager is responsible for overseeing the advisory function of the Compliance Management System. This role functions as an independent and objective expert that reviews and evaluates compliance issues/concerns within the organization. The position ensures the Board of Directors, management and employees are...


  • Chicago, United States Mondelēz International Full time

    **Are You Ready to Make It Happen at Mondelēz International?** **Join our Mission to Lead the Future of Snacking. Make It With Pride.** **How you will contribute** You will: - Co-ordinate implementation of all HSE programs and processes. Prepare and build consensus annual plans for facility/function wide HSE initiatives - Plan/Budget/Control annual...

  • Production Manager

    6 days ago


    Chicago, United States Judge Direct Placement Full time

    Judge Direct Placement is seeking a Production Manager in Chicago, IL area! The qualified candidate will ensure efficient production with all company policies and procedures. The Production Manager will be responsible for understanding production priorities and provide support to supervisors. Responsibilities: Interpret and enforce all safety policies and...


  • Chicago, United States Zero Hash Full time

    About the Role As the Corporate Compliance Manager, you will be a key member of the compliance team and help drive the execution of key priorities. This role will help ensure company processes are aligned with the overall compliance management system, assist in identifying process enhancements to enable effective execution, and contribute to...