Manager of Audit I- Operational Risk Management
2 weeks ago
Overview:
**MANAGER OF AUDIT I-OPERATIONAL RISK MANAGEMENT**
**WHAT IS THE OPPORTUNITY?**
The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or written reports and memorandums. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.
**What you will do**
- Audit and Assurance General RequirementsPlans, executes and evaluates audit test plans for projects of low to medium complexity with a risk-based audit approach.Assesses risks and controls, designs comprehensive audit programs, executes audit procedures, supervises and reviews the work of others, analyzes and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports and other forms of communication. Manages staff assigned to engagements, and collaborates with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA/AML and general IT risks in order to identify and assess key control activities in business processes. Leads and executes continuous monitoring activities periodically for the area assigned. Gathers and evaluates information received from business units and other external/regulatory sources.Ability to multi-task and work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements.
- Data Analytics and TechnologyDiscover patterns, insights, trends and anomalies from straightforward analyses, data sets and visualization tools.Execute basic analyses (e.g. descriptive) and create simple visualization using standard tools.Develop requests for advanced analytics by providing detailed and clear questions to the Data Analytics Lead or Data Scientist.Applies advanced analytical techniques to test hypotheses and add insights into audit findings.Understands concepts of data lineage and data stewardship in order to develop effective data analytics that provide the insights.
- Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with business management.Continuously builds trusting relationships with Internal Audit peers and business management.Acts as the key contact and responds to inquiries from business throughout the audit process.Challenges others’ thinking or approaches in a constructive manner.Advises stakeholders on internal control and governance matters and conducts proactive and ongoing risk management discussions with business leaders.Influences key stakeholders to gain buy-in, overcomes challenges and delivers on high priority initiatives, and draws conclusions or makes recommendations based on audit evidence that may involve ambiguity.
- Staff Performance and MentoringActs as a role model/mentor to more junior auditors and provides constructive feedback.Enhances and maintains staff morale. Prepares and conducts formal/informal training for less experienced staff members.May participate in interviews and evaluations of new applicants.
**Must-Have**
- Bachelor's Degree or equivalent
- Minimum 4 years of audit or related experience in banking operations, compliance, and/or risk management activities.
- Minimum 1 year of experience conducting internal audits within financial institutions.
- CPA - Certified Public Accountant Or
- CIA - Certified Internal Auditor Or
- CISA - Certified Information Systems Auditor Or
- CISSP - Certified Information Systems Security Professional Or
- CAMS - Certified Anti-Money Laundering Specialist Or
- CFE - Certified Fraud Examiner Or
**Skills and Knowledge**
- Strong verbal and written communication skills to effectively present to peers and business management.
- Demonstrated negotiation and leadership skills needed to convey ideas and obtain management buy-in for constructive change.
- Effectively manage ambiguity, work independently, think innovatively and demonstrate critical problem-solving skills.
- Strong understanding of internal auditing standards, COSO and risk assessment practices.
- General working knowledge of banking industry laws and regulations.
- Experience in planning and juggling multiple projects and with varying team members.
- Experience in coaching junior auditor.
- Sound knowledge and experience in IT audit is strongly preferred.
- Familiar with data analytics, robotic process automation and artificial intelligence tools.
- Experience in use of data visualization and reporting - e.g.
-
Manager of Audit I- Operational Risk Management
4 weeks ago
Los Angeles, United States City National Bank Full timeOverview: **MANAGER OF AUDIT I- OPERATIONAL RISK MANAGEMENT** **WHAT IS THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively...
-
Manager of Audit Ii- Risk Management
2 weeks ago
Los Angeles, United States City National Bank Full timeOverview: **MANAGER OF AUDIT II- RISK MANAGEMENT** **WHAT IS THE OPPORTUNITY?** The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detailed audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively...
-
Los Angeles, California, United States Royal Bank of Canada Full timeJob SummaryThe Audit Manager position is a managerial role supporting the maintenance and operations of the regulatory relationship with US Prudential regulators that covers all aspects of US Internal Audit (IA) activity and to support key IA stakeholders. Additionally, this position will be required to maintain and enhance management of regulatory issues...
-
Los Angeles, United States Royal Bank of Canada Full time**Job Summary** The Audit Manager position is a managerial role supporting the maintenance and operations of the regulatory relationship with US Prudential regulators that covers all aspects of US Internal Audit (IA) activity and to support key IA stakeholders. Additionally, this position will be required to maintain and enhance management of regulatory...
-
Manager, IT Corporate Audit
4 weeks ago
Los Angeles, United States Fox Corporation Full timeOVERVIEW OF THE COMPANY Fox Corporation Under the FOX banner, we produce and distribute content through some of the world’s leading and most valued brands, including: FOX News Media, FOX Sports, FOX Entertainment, FOX Television Stations and Tubi Media Group. We empower a diverse range of creators to imagine and develop culturally significant content,...
-
Manager, IT Corporate Audit
2 weeks ago
Los Angeles, California, United States Fox Corporation Full timeOVERVIEW OF THE COMPANY Fox CorporationUnder the FOX banner, we produce and distribute content through some of the world's leading and most valued brands, including: FOX News Media, FOX Sports, FOX Entertainment, FOX Television Stations and Tubi Media Group. We empower a diverse range of creators to imagine and develop culturally significant content,...
-
Head of Audits, Risk and Compliance
2 weeks ago
Los Angeles, United States Forward Progress Staffing Full timeHead of Audits, Risk and ComplianceReport to the CFOOversee all risk, compliance, and audit for the companyGovernance over annual auditsWork with vendors for audits and complianceManage and mentor direct reportsPerform risk assessments and present risk levels to executive staffRequirements:BS Degree and CPA strongly preferred5+ years risk management and...
-
Head of Audits, Risk and Compliance
2 weeks ago
Los Angeles, United States Forward Progress Staffing Full timeHead of Audits, Risk and ComplianceReport to the CFOOversee all risk, compliance, and audit for the companyGovernance over annual auditsWork with vendors for audits and complianceManage and mentor direct reportsPerform risk assessments and present risk levels to executive staffRequirements:BS Degree and CPA strongly preferred5+ years risk management and...
-
Los Angeles, California, United States Royal Bank of Canada Full timeJob Summary The Audit Manager position is a managerial role supporting the maintenance and operations of the regulatory relationship with US Prudential regulators that covers all aspects of US Internal Audit (IA) activity and to support key IA stakeholders. Additionally, this position will be required to maintain and enhance management of regulatory issues...
-
IT Internal Audit Manager
3 weeks ago
Los Angeles, United States Equis Staffing Full timeJob DescriptionJob DescriptionOur client is looking for an IT Internal Audit Manager who will play a key role, under the direction of the Director, Internal Audit, in leading and executing the Company’s audit plan, including its SOX compliance plan and operational audits. This role requires strong audit knowledge, effective communication skills, solid...
-
senior manager, audit
2 weeks ago
Los Angeles, California, United States Metro - Los Angeles County Metropolitan Transportation Authority Full timeJob Title: SENIOR MANAGER, AUDIT (OFFICE OF INSPECTOR GENERAL)Company: Public Transportation Services Corporation (PTSC)Description:Lead an audit team and manage multiple complex audits and special projects within the Office of Inspector General (OIG).Operate in the Audit unit of OIG to create and develop audits, studies, and reviews for monitoring,...
-
IT Audit Manager
3 weeks ago
Los Angeles, United States Century Group Full timeJob Description Job Description Century Group is partnering with a client who is seeking a IT Audit Manager to join their team. Exact compensation may vary based on skills, experience, and location. Expected starting base salary $140,000 to $150,000 per year. Job Responsibilities: Testing of IT general and automated controls and key reports; identifying...
-
IT Audit Manager
2 weeks ago
Los Angeles, United States Century Group Full timeJob DescriptionJob DescriptionCentury Group is partnering with a client who is seeking a IT Audit Manager to join their team. Exact compensation may vary based on skills, experience, and location. Expected starting base salary $140,000 to $150,000 per year.Job Responsibilities:Testing of IT general and automated controls and key reports; identifying control...
-
IT Audit Manager
3 weeks ago
Los Angeles, United States Century Group Full timeJob DescriptionJob DescriptionCentury Group is partnering with a client who is seeking a IT Audit Manager to join their team. Exact compensation may vary based on skills, experience, and location. Expected starting base salary $140,000 to $150,000 per year.Job Responsibilities:Testing of IT general and automated controls and key reports; identifying control...
-
IT Audit Manager
3 weeks ago
Los Angeles, United States Century Group Full timeJob DescriptionJob DescriptionCentury Group is partnering with a client who is seeking a IT Audit Manager to join their team. Exact compensation may vary based on skills, experience, and location. Expected starting base salary $140,000 to $150,000 per year.Job Responsibilities:Testing of IT general and automated controls and key reports; identifying control...
-
Audit Manager
2 weeks ago
Los Angeles, United States Joseph Michaels International Full timeAudit Manager you will be doing a variety of complex audits and oversee staff assignments, all aimed at achieving key objectives including staff development, meeting client needs, and ensuring engagement profitability. A Glimpse into Your Routine Here's what a typical day might look like for you: Overseeing complex audits and managing staff assignments to...
-
Compliance and Risk Manager
2 weeks ago
Los Angeles, United States Clinica Romero Full time**Position Title**:Compliance and Risk Manager **Status**:Full-time, Exempt **Department**:Operations **Position Reports to**: Operations Director **Position Summary**:Under the supervision of the Operations Director, the Compliance and Risk Manager will work collaboratively with internal stakeholders and external regulatory agencies to ensure compliance...
-
Audit Manager
4 weeks ago
Los Angeles, United States Joseph Michaels International Full timeAudit Manager you will be doing a variety of complex audits and oversee staff assignments, all aimed at achieving key objectives including staff development, meeting client needs, and ensuring engagement profitability. A Glimpse into Your Routine Here's what a typical day might look like for you: Overseeing complex audits and managing staff assignments to...
-
Division Risk Manager
4 days ago
Los Angeles, United States City National Bank Full timeOverview: **HUMAN RESOURCES DIVISION RISK MANAGER** **WHAT IS THE OPPORTUNITY?** Reporting to the HR Shared Services Manager, this position is responsible for the development, recommendation, implementation, tracking and reporting of City National Bank's Human Resources risk management and compliance programs to ensure limited risk exposure. Leads and...
-
Risk Manager
1 month ago
Los Angeles, United States Bernards Full timeJob Summary: Bernards is seeking new, dynamic Employee-Owners who are committed to the overall Mission, Vision, and Core Values of Bernards to help build A Better Experience. Our ideal Risk Manager will oversee the organization’s comprehensive insurance and risk management program, assessing, identifying, developing, and implementing risk management...
