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Head of Regulatory
2 weeks ago
Practically speaking, this includes the provision of legal and regulatory support on a variety of matters spanning entity licensing and registration, product distribution, service provider relationships, and more across consumer and institutional client segments. If you have experience in a fast-paced environment and are looking for an opportunity to be a founding member of the Legal Team, this is the perfect opportunity for you
**Responsibilities**
- Monitor, assess and advise the business on legal and regulatory issues that impact entity licensing and registration, product development and distribution.
- Partner with Compliance in respect of regulatory licensing matters and liaise with local regulators where necessary.
- Ensure that the US business is aligned with applicable laws and regulations in the region (and coordinate with colleagues in the UK, Europe and Latin America).
- Handle and/or assist with regulatory inquiries and investigations (as requested).
- Work effectively across business units and product-related functions to resolve complex business and risk issues.
- Engage outside counsel relationships as necessary.
**Requirements**:
- LLB/JD and admission in a US jurisdiction.
- 8 - 10+ years relevant regulatory experience; in-house FinTech experience a bonus.
- Proven high-performing legal experience in an in-house environment.
- Ability to work well under pressure with diligence, organization, and mínimal supervision, and provide practical, business-friendly advice to clients.
- Strong analytical and strategic skills; ability to drive issues to a quick resolution that factors in many non-legal variables, such as brand-risk, communications, government relations, tax, insurance, finance and other business units.
- High degree of professional ethics and integrity.
- Ability to anticipate legal issues or risks and to build the processes and systems to prevent them from occurring.
**Compensation & Perks**
- Competitive full-time salary based on experience and meaningful equity in an industry-leading company
- The opportunity to be a key player and build your career at a rapidly expanding, global technology company in an exciting, emerging industry
- Unlimited vacation policy; work hard and take time when you need it
- Performance-based bonuses paid in cash
- Apple equipment provided by the company
- This role is based out of our New York Office in FiDi
- Work for Anywhere - up to 4 weeks to work remote from other cities and countries
We also offer benefits that include medical and dental coverage, retirement benefits, paid parental leave, flexible paid time off. Additionally, this role might be eligible for discretionary bonuses, and full-time employees will receive equity as part of the compensation package.
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