We have other current jobs related to this field that you can find below
-
Regulatory Operations Associate
3 months ago
Chicago, United States Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Regulatory Operations Associate
2 weeks ago
Chicago, United States Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Regulatory Operations Associate
3 months ago
Chicago, United States Northern Trust Full timeAbout Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...
-
Associate, NERC Regulatory Compliance
1 month ago
Chicago, Illinois, United States Invenergy Full timeInvenergy drives innovation in energy. Powered by decades of entrepreneurial experience and unparalleled execution, we solve the energy challenges facing our customers and communities. We provide power generation and storage solutions at scale around the world to create a cleaner energy future. We develop. We build. We own. We operate. We are Invenergy.Job...
-
Regulatory Affairs Associate
2 days ago
North Chicago, United States SPECTRAFORCE Full timeJob Title: Associate Regulatory Affairs Submission ManagementLocation: Lake County AP50, or Florham Park, NJDuration:12 months 7. What are the top 3-5 skills, experience or education required for this position:1. eCTD submission publishing (advertising and promotional 2253 submissions if possible)2. US regulatory FDA guidelines/CFR3. submission/regulatory...
-
M&A Antitrust Regulatory Associate
5 days ago
Chicago, Illinois, United States McCormack Schreiber Legal Search Inc. Full timeM&A Antitrust Regulatory Associate – Esteemed Practice of Am Law 50 FirmAbout the Role:Our client, a distinguished international law firm, is in search of a junior-level attorney specializing in M&A and regulatory antitrust to enhance its Chicago office. This practice is recognized by Chambers and provides comprehensive guidance on competition law across...
-
Regulatory Affairs Associate I
1 week ago
North Chicago, United States Collabera Full time $28 - $32Job DescriptionJob Description· What are the top 3-5 skills, experience or education required for this position:· eCTD submission publishing (advertising and promotional 2253 submissions if possible)· US regulatory FDA guidelines/CFR submission/regulatory project management Veeva Promomats...
-
Regulatory Affairs Associate
2 months ago
North Chicago, United States Collabera Full timeJob DescriptionJob Description· Support Regulatory submissions for Food, FSMP, Enteral Nutrition, IF & FUF, Drug for EURI/ MENAP/ global. Possess well developed skills in supporting development of product registration dossiers, submission, progress reports, deficiencies, amendments, etc …· Support teams to develop...
-
Regulatory Compliance Senior Associate
6 days ago
Chicago, Illinois, United States RSM Full timeAbout Us At RSM, we are recognized as the premier provider of professional services to the middle market worldwide. Our mission is to instill confidence amidst change, enabling our clients and team members to achieve their fullest potential. Our remarkable workforce is the cornerstone of our inclusive culture and exceptional talent experience, making us...
-
Regulatory Compliance Specialist
5 days ago
Chicago, Illinois, United States Mitchell Martin Inc. Full timeJob Title: Compliance Associate (Investment Advisory & ERISA)Location: RemoteJob Overview:We are looking for a meticulous Compliance Associate to bolster our investment advisory division, ensuring adherence to regulatory standards, particularly those outlined by ERISA. The successful candidate will possess a background in investment advisory, coupled with a...
-
Regulatory Compliance Specialist
6 days ago
Chicago, Illinois, United States Mitchell Martin Inc. Full timePosition Title: Compliance Associate (Investment Advisory & ERISA)Location: RemotePosition Overview:We are looking for a meticulous Compliance Associate to assist our investment advisory division in maintaining adherence to regulatory standards, particularly those outlined by ERISA. The successful candidate will possess a robust background in the investment...
-
M&A Regulatory Antitrust Associate
6 days ago
Chicago, Illinois, United States McCormack Schreiber Legal Search Inc. Full timePosition Overview:McCormack Schreiber Legal Search Inc. is representing a distinguished global law firm seeking a junior-level associate specializing in M&A and regulatory antitrust matters. This esteemed practice is recognized in Chambers and provides comprehensive counsel on competition law across the globe. Key Benefits: Competitive compensation package...
-
Chicago, Illinois, United States AbbVie Full timeCompany DescriptionAbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical challenges of tomorrow. We strive to have a remarkable impact on people's lives across several key therapeutic areas immunology, oncology, neuroscience, and eye care and products and services in our...
-
Regulatory Affairs Associate
3 weeks ago
Chicago, United States Katalyst HealthCares & Life Sciences Full timeJob Description Company Description: Katalyst HealthCares & Life Sciences Inc. is hiring entry level candidates for several positions for contract research in Clinical trials of drugs, biologics, and medical devices. We are an E-Verified company, looking for prospective candidates on OPT and CPT and we also provide H1B (CAP and CAP exempt) and Green Card...
-
Regulatory Antitrust Associate
5 days ago
Chicago, Illinois, United States McCormack Schreiber Legal Search Inc. Full timePosition Overview:We are representing a distinguished global law firm seeking a junior-level associate specializing in M&A and regulatory antitrust matters. This esteemed practice is recognized in Chambers and provides comprehensive advice on competition law across the globe.Key Features: Competitive compensation package Comprehensive support and training...
-
Regulatory Compliance Specialist
5 days ago
Chicago, Illinois, United States Mitchell Martin Inc. Full timeJob Title: Compliance Advisor (Investment Advisory & ERISA, RIA)Location: Chicago, IL or Petersburg, FLPosition Overview:We are looking for a meticulous Compliance Advisor to assist our investment advisory division in maintaining adherence to regulatory standards, particularly those set forth by the SEC and ERISA. The successful candidate will possess a...
-
Regulatory Compliance Analyst
3 hours ago
Chicago, Illinois, United States Addison Group Full timeRegulatory Compliance AnalystLocation: 100% Remote – Operating on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As the organization expands, we are seeking a Regulatory...
-
Regulatory Compliance Analyst
5 days ago
Chicago, Illinois, United States Addison Group Full timeRegulatory Compliance AnalystLocation: 100% Remote – Will be working on EST or CST time.Industry: Wealth ManagementPay: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished firm in the wealth management industry, dedicated to delivering extensive investment and financial planning solutions. As they expand their workforce, they are seeking a...
-
North Chicago, United States US Tech Solutions Full timeDuration: 1 year Employment Type: W-2 Overview: The Associate, Regulatory Affairs Submission Management, manages low to medium impact submission projects involving multiple cross-functional regulatory submission teams. With input from the submission teams, this individual establishes and maintains submission content planners and associated timelines,...
-
Antitrust M&A/Regulatory Associate Attorney
3 months ago
Chicago, United States McCormack Schreiber Legal Search Full timeAbout the Position:Our client, a prestigious global law firm, is seeking an M&A/regulatory antitrust attorney to join its Chicago office as a junior-level associate. This practice is Chambers-ranked and advises clients on all aspects of competition law worldwide.Highlights:· Chambers-ranked practice· Top of the market compensation· Well-being...
Regulatory Operations Associate
2 months ago
About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
The Global Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation of regulatory and audit findings and the administration of regulatory affairs, including establishing a centralized and sustainable connection point for global regulatory communications, ensuring preparedness for examinations.
The Regulatory Operations Associate role reports to the Regulatory Communications Framework team that is responsible for the day-to-day management of regulatory relationships. The primary responsibility of the Regulatory Operations Associate is to support the GRAO in providing continuity in regulatory engagements across the firm. The role holder will need the ability to manage multiple priorities in a fast-paced environment and exercise good judgment in a variety of situations.
The key responsibilities of the role include:
- Coordinate logistics for engagements conducted by Northern Trust’s regulators, including centralized meeting management.
- Develop and manage a standardized process for the completion and submission of regulatory responses and ongoing regulatory reporting requirements.
- Develop processes for control activities.
- Communicate extensively (orally and in writing) and develop effective relationships with regulators.
- Maintain the Global Supervisory Events calendar.
- Establish and manage the central repositories for regulatory responses and presentations, including the creation of a standard response and slide library.
- Identifies opportunities for improvement and supports the GRAO to improve efficiency, effectiveness and productivity.
- Demonstrates flexibility and agility to pivot to new and/or changing program priorities
- Ability to work with multiple partners in cross-functional groups at various levels throughout the organization
- Maintains confidentiality of correspondence records, presentations and reports in a central repository system
- Prioritizes and handles multiple projects with accuracy
- Delivers a work product that requires less revision
- Able to facilitate discussions and reach decisions
- A College or University degree and relevant governance experience with industry knowledge is required (financial risk, non-financial risk, regulatory and/or compliance)
- Technical skills: Outlook, Teams, Microsoft Office 365 suite required (advanced with Excel, Word, SharePoint, PowerPoint, MS Project, Adobe).
- Strong oral and written communication skills with an ability to convey information in a clear and concise manner that is comprehensive, accurate, and tailored to the audience
- Self-motivated, highly flexible and adaptable to change
- Analytical and problem-solving skills are required
- Must have solid judgment to manage competing priorities
- Has gravitas and ability to engage with stakeholders at all levels
- Results oriented
LI-LK2, #LI-Hybrid
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.
Reasonable accommodation
We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
