Aml / Ofac Compliance Officer / Advisory (Financial
2 weeks ago
Job description
**Business type**:
- Types of Jobs - Compliance / Financial Security
**Job title**:
- AML / OFAC Compliance Officer / Advisory (Financial Security)
**Contract type**:
- Permanent Contract
**Job summary**:
- Summary:
This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.
Key Responsibilities:
Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
- Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
- Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank’s policies and procedures.
- Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.
- Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
- Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.
Management and Reporting:
The position reports directly to the Head of Advisory - Financial Security.
Key Internal Contacts:
The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.
Key External Contacts:
The employee may have occasion to interact with external auditors and/or regulators during exams.
Salary Range: $120k - $150k
Position location
**Geographical area**:
- America, United States Of America
**City**:
- NEW YORK
**Minimal education level**:
- Bachelor Degree / BSc Degree or equivalent
**Academic qualification / Speciality**:
- College Degree
**Level of mínimal experience**:
6-10 years
**Experience**:
- 5-10 years of experience required.
**Required skills**:
- CAMS certification preferred.
**Technical skills required**:
- Required:
- Knowledge of US AML and OFAC regulations
- Preferred:
- Knowledge of International AML and Sanctions regulations
- IT Knowledge of Payment systems
- IT Knowledge of AML tools
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