Compliance Officer, Assistant Vice President, Onsite
2 months ago
Who we are looking for
This role will be performed in Bostin office, onsite working model.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As a Compliance Officer, AVP you will:
- Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting- Escalate regulatory issues and monitor for product launches and/or changes in business models for assigned areas to ensure that compliance programs reflect such developments and the accompanying legal requirements- Work with Compliance colleagues to provide guidance to risk owners on the substance of regulatory obligations in order for them to understand the obligations and standards expected by regulators to build scalable controls to mitigate and monitor risk- Participate in the development of corrective action plans to effectively manage change and improve processes and procedures, as necessary, to mitigate risk exposure- Foster a positive culture of compliance by working proactively with the Business, Operations, Risk and Controls functions, and other Compliance professionals to ensure that best practices and systems are in place to facilitate State Street business growth and the overall success in accordance with applicable laws, rules, regulations and internal policy- Provide project management support on compliance-related projects and initiatives, as requested, to ensure success in alignment with agreed timelines and goals
What we value
These skills will help you succeed in this role- Ability to analyze regulations, particularly those relation to financial services- Strong attention to detail, ability to see through tasks until completion- Proactive attitude, with strong communication skills- Ability to meet challenging deadlines in a dynamic environment- Willingness to participate in global and regional projects- Co-operative attitude, ability to work with colleagues globally- Proficiency in Excel, Word, PowerPoint- An effective and relatable “culture of compliance” mentality
Education & Preferred Qualifications- Bachelor’s Degree- Relevant work experience in Compliance, Legal, Audit or Risk ManagementWhat we offer
Wide range of benefits, including:
- Medical- Prescription Drug- Health Savings Account (HSA)- Flexible Spending Accounts (FSAs)- Dental- Vision- Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance- Employee-Paid Long-Term Disability- Critical Illness Insurance- Accident Insurance & Hospital Indemnity Insurance- Business Travel Accident Insurance- Short-Term Disability- Identity Theft Protection- Legal Benefits- BeWell Programme- Paid Time Off- Employee Assistance Program (EAP)- Salary Savings Program (SSP)
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
State Street is an equal opportunity and affirmative action employer.
Salary Range:
$90 000 - $142 500 Annual
-
Boston, United States State Street Corporation Full timeAs a Compliance Officer, AVP you will:Assist with the execution of the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments, internal controls testing, and governance reporting. E Compliance Officer, Vice President, Compliance, Officer, Assistant, President
-
Swap Dealer Compliance, Vice President
1 month ago
Boston, United States State Street Corporation Full timeBe Responsible for. Advising and implementing enhancements to the overall Swap Dealer Compliance Program, including policies and procedures. Assisting in responding to regulatory inquiries, audits, examinations and investigations, and liaising with r Dealer, Compliance, Vice President, President, Monitoring, Insurance
-
Assistant Vice President, External Affairs
2 weeks ago
Boston, United States Boston University Full timeThe Assistant Vice President is a key senior leadership team member reporting to the Sr. Vice President of External Affairs. The Assistant Vice President of Administration and Finance provides leadership and direction in creating and implementing financial and operating strategies that support the mission of External Affairs. The Assistant Vice President...
-
Boston, Massachusetts, United States State Street Full timeWho we are looking forWe are seeking to recruit an enthusiastic Compliance professional, to join our Corporate Compliance team. The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. The candidate will play a fundamental role in...
-
Boston, Massachusetts, United States State Street Full timeWho we are looking forWe are seeking to recruit an enthusiastic Compliance professional, to join our Corporate Compliance team. The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. The candidate will play a fundamental role in...
-
Boston, Massachusetts, United States State Street Full timeWho we are looking forWe are seeking to recruit an enthusiastic Compliance professional, to join our Corporate Compliance team. The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. The candidate will play a fundamental role in...
-
Boston, United States State Street Full timeWho we are looking for This role will be performed onsite, in Boston, MA. Why this role is important to us The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make...
-
Boston, Massachusetts, United States State Street Full timeWho we are looking for We are seeking to recruit an enthusiastic Compliance professional, to join our Corporate Compliance team. The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. The candidate will play a fundamental role in...
-
Assistant Vice President, Finance and
1 day ago
Boston, United States Boston University Full timeBoston University External Affairs is actively seeking an Assistant Vice President, a pivotal role that will provide strategic direction and leadership in human resources, finance, administration, and operations. This position is instrumental in ensuring the department’s goals are not only achieved but also continuously improved, making it a crucial part...
-
Boston, MA, United States State Street Corporation Full timeWho we are looking for We are seeking to recruit an enthusiastic Compliance professional, to join our Corporate Compliance team. The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. The candidate will play a fundamental role in...
-
Paralegal, Assistant Vice President
4 weeks ago
Boston, United States State Street Corporation Full timeAs Paralegal, Assistant Vice President you will - Responsible for keeping current with legal developments. - Prepares Board meeting materials (agendas, memoranda, resolutions, draft minutes, regulatory updates) and preparation of Board packages to bo Vice President, Legal, Paralegal, Assistant, President
-
Compliance Advisory, Vice President, Hybrid
1 month ago
Boston, Massachusetts, United States State Street Full timeWho we are looking for: This position will support the overall Compliance Program infrastructure for State Street Global Markets (SSGM) with a focus on GlobalLink and Research. The Compliance Advisory, Vice President will take the lead on GlobalLink Compliance, as well as Research, coordination efforts. In addition, the position supports two large functional...
-
Compliance Advisory, Vice President, Hybrid
2 weeks ago
Boston, Massachusetts, United States State Street Full timeWho we are looking for: This position will support the overall Compliance Program infrastructure for State Street Global Markets (SSGM) with a focus on GlobalLink and Research. The Compliance Advisory, Vice President will take the lead on GlobalLink Compliance, as well as Research, coordination efforts. In addition, the position supports two large functional...
-
ESG Compliance, Assistant Vice President
2 months ago
Boston, Massachusetts, United States State Street Full timeSSGA is seeking a dynamic and experienced individual to support the firm's ESG compliance program. The successful candidate will be a key member of the Compliance organization and will be located in Boston, MA. They will report directly to the Head of ESG Compliance.The candidate will play a key role in the global ESG compliance program, supporting ESG...
-
Assistant Vice President
3 weeks ago
Boston, United States iCapital Full timeiCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. iCapital services approximately $180 billion in global client assets...
-
Executive Vice President
3 weeks ago
Boston, United States Sattler College, Inc Full timeAs the inaugural Executive Vice President (EVP) at Sattler College, you will partner with the President by managing the college's internal operations, while the President focuses on cultivating external partnerships, expanding support networks, and enhancing recruitment channels. In your role as EVP, you will support the President closely, assist with...
-
Vice President
4 days ago
Boston, United States Locust Walk Full time**Locust Walk** Vice President **Office**: Boston MA, must currently reside in the Boston area or be willing to relocate before starting; must have U.S. Citizenship or Visa **Overview**: Locust Walk is a global investment bank that integrates corporate development strategy and execution with capital raising for innovative life science companies of all...
-
Vice President of Logistics
1 month ago
Boston, United States Advatix Full timeDepartment : Logistics and Transportation, Type: Full Time Vice President of Logistics Role Summary Our client is seeking a Vice President of Logistics to join their rapidly growing team. The Vice President of Logistics is accountable for directing the company’s supply chain performance, logistics strategy, and transportation planning. This role ensures...
-
Vice President of Logistics
1 week ago
Boston, United States Advatix Full timeDepartment : Logistics and Transportation, Type: Full Time Vice President of Logistics Role Summary Our client is seeking a Vice President of Logistics to join their rapidly growing team. The Vice President of Logistics is accountable for directing the company’s supply chain performance, logistics strategy, and transportation planning. This role ensures...
-
Assistant Vice President
4 weeks ago
Boston, United States NORTH SUFFOLK COMMUNITY SERVICES INC Full timeNorth Suffolk is looking for an **Assistant Vice President, Clinical Services** to join our team! The Assistant Vice President, Clinical Services (AVP) works closely in support of and in partnership with Chief Operating Officer (COO) in developing, executing, and continuously evaluating the effectiveness of program areas. The AVP will collaborate with the...
