Compliance Advisory, Vice President, Hybrid

3 weeks ago

Boston, Massachusetts, United States State Street Full time

Who we are looking for:

This position will support the overall Compliance Program infrastructure for State Street Global Markets (SSGM) with a focus on GlobalLink and Research. The Compliance Advisory, Vice President will take the lead on GlobalLink Compliance, as well as Research, coordination efforts. In addition, the position supports two large functional areas within SSGM, playing an important supporting role for the Volcker Compliance Program, as well as serving as a SME relative to marketing policy adherence.

This role can be performed in hybrid model (4 days onsite, 1 day remote).

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As Compliance Advisory, Vice President you will

  • Serve as primary point of contact for GlobalLink, as well as Research, Compliance advisory matters
  • Supply advice and guidance on policy application, reviewing content authored by sales, relationship management and executive management as needed, and facilitating review and creation of marketing disclaimers
  • Lead presentations/training to the business, including mid/ senior level management
  • Work independently on new initiatives
  • Monitor applicable regulatory changes and provide effective change management to address such changes
  • Provide compliance support for other areas of SSGM and Global Treasury as needed.
  • Support execution of the Volcker Compliance Program

What we value

These skills will help you succeed in this role

  • Proven record supporting, partnering, and/or interacting with internal business clients regarding compliance
  • Well versed in US regulations and regulatory environment and to be able to understand and interpret new and changing US regulations
  • US based expertise is needed and may entail interaction with US regulators, self-regulatory organizations and third parties such as outside counsel and consultants
  • Excellent problem solving and critical thinking skills
  • Strong writing skills with ability to draft compliance policies and procedures

Education & Preferred Qualifications

  • Bachelor's degree, Law degree preferred.
  • 7+ years of proven experience in Compliance, Internal Audit, and/or Risk Management.
  • Ability to research, read and understand regulations and apply them to the business. ·
  • Familiarity with Archer, Excel, Powerpoint,Cube
  • Experience interacting with regulators and participating in regulator examinations

What we offer

Wide range of benefits, including:

  • Medical
  • Prescription Drug
  • Health Savings Account (HSA)
  • Flexible Spending Accounts (FSAs)
  • Dental
  • Vision
  • Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance
  • Employee-Paid Long-Term Disability
  • Critical Illness Insurance
  • Accident Insurance & Hospital Indemnity Insurance
  • Business Travel Accident Insurance
  • Short-Term Disability
  • Identity Theft Protection
  • Legal Benefits
  • BeWell Programme
  • Paid Time Off
  • Employee Assistance Program (EAP)
  • Salary Savings Program (SSP)

Are you the right candidate? Yes

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don't necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You'll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Salary Range:

$ $ Annual

The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.

For further information, and to apply, please visit our website via the "Apply" button below.

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