Junior Compliance Analyst
2 weeks ago
Gen II Fund Services Boston office is seeking an entry level compliance analyst to work with the compliance team in all administrative tasks related to Anti-Money Laundering (AML) and Know Your Customer (KYC) services for new and existing clients/investors.
**Administrative Functions**:
- Review completed investment subscription documents for completeness and accuracy.
- Ensure all required documentation has been provided.
- Review completed change requests for data quality and completion.
- Maintain a tracker for all requested and completed updates.
- Liaise with Advisors, Investors and Custodians to ensure updated investor data is received and completed on their end.
- Work closely with several internal teams including Compliance, Investor Relations, and Fund Administration.
- Liaise with client team to get initiatives for account maintenance completed.
- Provide an outstanding client experience.
- Guide the change requests from request to completion.
- Assist with ad hoc requests
**Responsibilities may also include**:
- Review client/investor documents to identify and compile key information required to perform Compliance Services including AML/KYC, FATCA, and CRS. Documents to include, but not limited to, subscription documents, tax forms, self-certification.
- Maintain and update client/investor database with key compliance information based on new compliance reviews and existing contracted clients. Ensure all documentation (e.g., tax forms) is current, not expired and completed.
- Escalate with the Director of Compliance any compliance issues, open items, missing or expired documentation that need to be escalated to CS team, client and/or third-party resources.
- Ensure all documents/reports are maintained in proper locations to include AML/KYC, FATCA, and CRS results, client report letters, client invoices, client/firm servicing contracts/pricing and third-party resource statements.
- Ensure compliance checklists are completed for each review and signed. Ensure all steps are followed for control purposes.
**Job Requirements, Skills, Education and Experience**
- Bachelor’s Degree in Business Administration, Finance, or Accounting a plus.
- 0-1 years’ work experience in Compliance Services, a plus.
- Strong ability to gather, track and centralize information/documents.
- Must be extremely detail oriented and highly organized.
- Will train to review subscription, tax documents.
- Excellent data entry and reconciliations of systems and ongoing maintenance.
- Excellent verbal, written and interpersonal communication skills.
- Efficient time management skills and the ability to maintain control over information and documents to meet client, firm, and reporting deadlines.
**Work Arrangement**
**What we offer**
- A challenging and rewarding role in a fast-growing organization.
- Opportunities for personal and professional career development.
- Great working environment, competitive salary, and benefits.
- Opportunity to be part of an industry leading team known for service excellence.
**About the Company**
Gen II Fund Services, LLC is one of the largest global independent private equity fund administrators, administering over $1T of private capital on behalf of its clients with offices in New York, San Francisco, Boston, Stamford, Dallas, Denver, Vancouver, and Luxembourg. Gen II offers private fund sponsors a best-in-class combination of people, process, and technology, enabling fund sponsors to most effectively manage their operational infrastructure, financial reporting, and investor communications. The Gen II team is the most experienced and longest tenured team in the private equity fund administration industry, with broad expertise across buyout, funds of funds, real estate, energy, infrastructure, credit, co-investment, hybrid funds, feeder funds, venture capital, retail, and managed accounts.
**Key Facts**:
- Administering over $1T in assets.
- Servicing nearly every significant investor in the asset class.
- Institutional grade infrastructure and SSAE 18 (SOC-1, Type 2) certification, ensuring confidence in our processes and operating model.
- The most experienced and best performing team in the industry.
Equal Opportunity Employer/Protected Veterans/Individuals with Disabilities
The contractor will not discharge or in any other manner discriminate against employees or applicants because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent wi
-
Junior FP&A Analyst
5 days ago
New York, United States Creative Financial Staffing Full timeJunior FP&A Analyst ABOUT THE COMPANY: Our client is a well-established, leading designer, importer and marketer of apparel. They are well established among retailers such as Nordstrom, Saks Fifth Avenue, and Bloomingdale's. Located conveniently in Midtown, close to both Penn Station and Grand Central You would be joining a close knit, forward thinking...
-
Compliance Consultancy Director
Found in: beBee jobs US - 3 days ago
New York, New York, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
Junior Tax Analyst
1 week ago
New York, United States Russell Tobin Full timeJob DescriptionJob DescriptionRussell Tobin is looking to hire a Junior Tax Analyst based in New York, NY for our client who is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.Job Title: Junior Financial Analyst / Junior Tax AnalystLocation: New York, NY...
-
Junior Tax Analyst
5 days ago
New York, United States Russell Tobin Full timeJob DescriptionJob DescriptionRussell Tobin is looking to hire a Junior Tax Analyst based in New York, NY for our client who is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.Job Title: Junior Financial Analyst / Junior Tax AnalystLocation: New York, NY...
-
Compliance Analyst
Found in: Appcast Linkedin GBL C2 - 2 weeks ago
New York, United States Tandym Group Full timeA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...
-
Compliance Analyst
2 weeks ago
New York, United States Tandym Group Full timeA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements.Responsibilities:The Compliance Analyst will:Preparing regulatory...
-
Compliance Analyst
5 days ago
New York, United States Tandym Group Full timeA recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...
-
Junior Analyst
2 days ago
New York, United States M&C Saatchi Group Full timeWe are currently looking for a Junior Analyst to join one of the group's specialist divisions. This role sits within M&C Saatchi World Services of M&C Saatchi Group. World Services is a specialist division of M&C Saatchi Group. Partnering with governments, civil society, foundations, academia, and the private sector, we work on the critical issues of our...
-
Compliance Consultancy Director
Found in: beBee S US - 6 days ago
New York, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
SSUSA Junior Tax Analyst
2 weeks ago
New York, United States CareerBuilder Full timeJob Description | Staffing Solutions USA, Inc. | Staffing Solutions USA Consulting Services, Inc. | Information Technology Positions | Staffing and Placement Search Jobs: Home About Jobs Candidates SSUSA Consulting Client Companies Contact Submit Resume May 11, 2023 SSUSA Job #1087: Junior Tax Analyst Job Description JUNIOR TAX ANALYST One of our clients...
-
New York, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
New York, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
Compliance Analyst
2 weeks ago
New York, United States Millennium Management Corp Full timeCompliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm policies. We are seeking...
-
Compliance Analyst
Found in: Resume Library US A2 - 2 weeks ago
Melville, New York, United States AIDS Healthcare Foundation Full timeWHO WE ARE: AMAZING INDIVIDUALS WORKING FOR POSITIVE PEOPLE at AIDS Healthcare Foundation! Does the idea of doing something that really makes a difference in people’s lives while being well-compensated intrigue you? Are you looking to work for an organization that encourages growth and success from each and every one of its employees? If so, AIDS...
-
Junior to Mid xVA Business Analyst
2 weeks ago
New York, United States SoHo Dragon Full timeJob DescriptionJob DescriptionSalary: SoHo Dragon represents an investment bank with offices in New York, NY that needs to hire a Junior to Mid xVA Business Analyst.Preferred local. If not, remote NYC hours is ok.Ideally knowledge of the xVA. If not, knowledge of the Murex front office rates OR Murex market risks OR the collateral moduleGood technical...
-
Junior Accounting Analyst
2 weeks ago
New York, United States Creative Financial Staffing Full timeJunior Accounting Analyst About the Company & Opportunity: My client is a well-established real estate firm conveniently located in Midtown, Manhattan near multiple forms of public transportation Hybrid schedule, three days remote, two days in office, equipment provided Firm is in high growth mode and continuing to grow / promote from within! The firm...
-
Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
Found in: Careerbuilder One Red US C2 - 3 weeks ago
New York, NY, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
Compliance Analyst
Found in: Appcast Linkedin GBL C2 - 3 weeks ago
New York, United States East End Resources Full timeCOMPLIANCE ANALYSTNew York, NYOur client, a NYC-based trading firm is looking for a Compliance Analyst.The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.In this position, tasks will primarily include surveillance and monitoring of...
-
Junior Business Analyst
Found in: Talent US C2 - 5 days ago
New York, United States Guggenheim Partners Full timePosition Summary The Junior Business Analyst will be part of a team in the Office of the President. The role will work directly with the Senior Business Analyst and the marketing and distribution team to develop internal and external analytics, tracking and budgeting distrubiton related expenses, and serve as the point person for the team in...
-
Technology Industry Junior Analyst
3 weeks ago
New York, United States ABI Research Full timeJob DescriptionJob DescriptionSalary: The Junior Analyst will be part of a team led by research directors and principal analysts to contribute to the Enterprise Cloud and 5G Markets research services that cover the following areas:Hybrid and enterprise cloudData fabrics and enterprise data platformsPrivate 5G and on-premise cellular networksSovereign cloud...