Controller - FINOP

4 weeks ago


New York NY, United States Solomon Page Group Full time

We are working with a NYC based FINRA registered Broker-Dealer on a new Controller, FINOP opening.  This person will be reporting to the CEO of the firm and overseeing all accounting and financial activities, in addition to all FINRA Filings.Salary: $180kResponsibilities:Responsible for the preparation and review of the firm’s financial statementsPrepare quarterly FOCUS Report (15c3-1)Prepare yearly budget, forecasts and projections for the firmMonitor the cash flow and investment strategyWork with external auditors to produce the yearly audited financial statementsReconcile all inflows and outflows of investment revenues and feesPrepare complex commission reports using Maestro softwareOversee Back Office, Accounting and Payroll departmentsWork closely with the CEO to manage the daily operations of the businessMember of the Management Committee that oversees decisions of the firmRequired Qualifications:10+ years Broker-Dealer accounting experienceFINOP/ Series 27 LicenseCPA highly preferredIf you meet the required qualifications and are interested in this role, please apply today. 

The Solomon Page Distinction

Our teams, comprised of subject matter experts, develop an interest in your preferences and goals and we act as an advisor for your career advancement. Solomon Page has an extensive network of established clients which allows us to present opportunities that are well-suited to your respective goals and needs – this specialized approach sets us apart in the industries we serve.

About Solomon Page

Founded in 1990, Solomon Page is a specialty niche provider of staffing and executive search solutions across a wide array of functions and industries. The success of Solomon Page reflects an organic growth strategy supported by a highly entrepreneurial culture. Acting as a strategic partner to our clients and candidates, we focus on providing customized solutions and building long-term relationships based on trust, respect, and the consistent delivery of excellent results. For more information and additional opportunities, visit: solomonpage.com and connect with us on Facebook, and LinkedIn.

Opportunity Awaits.



  • New York, United States Kunai Full time

    Job DescriptionJob DescriptionKunai is a fast-growing digital consultancy focused on banking, payments, and fintech powered by a global network that attracts the best and brightest people from all backgrounds and cultures, driven by innovation and experimentation, spread across almost every single continent. Over the past decade, we've shipped over 150...


  • New York, United States AJ Consultancy Full time

    Job DescriptionJob DescriptionFor "Immediate Hire" fast growing Self-Clearing Broker-Dealer now has two locations the first located in Downtown Manhattan New York the second location is in Central New Jersey. Our client is searching for a self-motivated, team-oriented FINOP/Controller. This coveted position has room for significant growth as the...


  • New York, United States Glocomms Full time

    II am currently looking for a Senior FinOps Developer on a contracts basis for one of my key banking & fintech clients based out of Manhattan.My client is looking for 2 people on an initial 12 month contract to start as soon as possible. This position is a hybrid position My client is looking for an experienced server-side developer with a technical...


  • New York, New York, United States Solomon Page Group Full time

    Position OverviewWe are collaborating with a registered Broker-Dealer to fill a pivotal role for a Controller, FINOP. This key position will report directly to the firm's CEO and will be responsible for managing all financial and accounting operations, along with ensuring compliance with FINRA regulations.CompensationSalary: $180,000Key...


  • New York, New York, United States Solomon Page Group Full time

    Position Overview:We are collaborating with a reputable FINRA registered Broker-Dealer to fill a Controller, FINOP position.This role will report directly to the CEO and will be responsible for managing all financial and accounting operations, including compliance with FINRA regulations.Compensation:$180,000Key Responsibilities:Oversee the preparation and...


  • New York, New York, United States Solomon Page Group Full time

    Position OverviewWe are collaborating with a reputable FINRA registered Broker-Dealer to fill a pivotal role for a Controller, FINOP. This key position will report directly to the CEO and will be responsible for managing all financial and accounting operations, along with ensuring compliance with FINRA regulations.CompensationSalary: $180kKey...


  • New York, New York, United States Solomon Page Group Full time

    Position OverviewWe are collaborating with a FINRA registered Broker-Dealer to fill a critical role of Controller, FINOP. This position is integral to the financial health of the organization and will report directly to the CEO.Key ResponsibilitiesOversee the preparation and evaluation of the firm's financial statements.Prepare the quarterly FOCUS Report...


  • New York, New York, United States Solomon Page Group Full time

    Position OverviewWe are collaborating with a registered Broker-Dealer to fill a pivotal role for a Controller, FINOP. This position is integral to the financial integrity of the organization and will report directly to the CEO.Key ResponsibilitiesOversee the preparation and evaluation of the company's financial statements.Prepare the quarterly FOCUS Report...


  • New York, New York, United States Solomon Page Group Full time

    Job SummaryWe are seeking a highly experienced Controller, Financial Operations professional to join our team at Solomon Page Group.Key ResponsibilitiesPrepare and review the company's financial statements, ensuring accuracy and compliance with regulatory requirements.Oversee the preparation of quarterly FOCUS Reports (15c3-1) and yearly budgets, forecasts,...


  • New York, New York, United States Solomon Page Group Full time

    Job DescriptionWe are seeking a highly experienced Financial Controller to join our team at Solomon Page Group. As a key member of our organization, you will be responsible for overseeing all financial activities, including accounting, financial reporting, and regulatory compliance.Key Responsibilities:Prepare and review financial statements, including...


  • New York, New York, United States Solomon Page Full time

    We are collaborating with a FINRA registered Broker-Dealer on an exciting opportunity for a Financial Operations Controller. This pivotal role will report directly to the CEO and will be responsible for managing all financial and accounting functions, including regulatory filings. Salary: $180k Key Responsibilities: Oversee the preparation and analysis of...


  • New York, United States JCW Full time

    Position - Controller (Senior Manager Level) - Big 4 or Large Accounting Firm experience requiredLocation - New York, NY (hybrid model)A prominent broker-dealer investment bank is seeking a Senior Accounting Manager for their New York City office. The ideal candidate will have a CPA, come from big 4 or a large accounting firm, and have over 5+ years of...


  • New York, New York, United States Marsh McLennan Full time

    Deputy Financial and Operations PrincipalWhat you can expect:The role reports to the Financial and Operations Principal who is responsible for the following regulated entities: MMA Securities LLC ("MMAS") - A registered broker dealer and registered investment advisor engaged in retirement investment advisory consulting and the sale of mutual fund and...


  • New York, New York, United States AJ Consultancy Full time

    Job DescriptionFor a dynamic and fast-growing Self-Clearing Broker-Dealer, AJ Consultancy is seeking a highly motivated and experienced FINOP/Controller to join our team. This coveted position offers significant growth opportunities, with the potential to advance to the role of Chief Financial Officer within the first year.Key Responsibilities:Calculate...

  • Staff Java Developer

    3 weeks ago


    New York, New York, United States Kunai Full time

    Kunai is a fast-growing digital consultancy focused on banking, payments, and fintech powered by a global network that attracts the best and brightest people from all backgrounds and cultures, driven by innovation and experimentation, spread across almost every single continent. Over the past decade, we've shipped over 150 products for clients that include...

  • Staff Java Developer

    4 weeks ago


    New York, United States Kunai Full time

    Job DescriptionJob DescriptionKunai is a fast-growing digital consultancy focused on banking, payments, and fintech powered by a global network that attracts the best and brightest people from all backgrounds and cultures, driven by innovation and experimentation, spread across almost every single continent. Over the past decade, we've shipped over 150...

  • Accounting Director

    2 months ago


    New York, United States JCW Full time

    Position - Controller (Senior Manager Level) - Big 4 or Large Accounting Firm experience requiredLocation - New York, NY (hybrid model)A prominent broker-dealer investment bank is seeking a Senior Accounting Manager for their New York City office. The ideal candidate will have a CPA, come from big 4 or a large accounting firm, and have over 5+ years of...

  • Lead Data Engineer

    2 weeks ago


    New York, United States Kunai Full time

    Job DescriptionJob DescriptionKunai is a fast-growing digital consultancy focused on banking, payments, and fintech powered by a global network that attracts the best and brightest people from all backgrounds and cultures, driven by innovation and experimentation, spread across almost every single continent. Over the past decade, we've shipped over 150...


  • New York, New York, United States AJ Consultancy Full time

    Position OverviewAJ Consultancy is currently seeking a dedicated and experienced Finance and Operations Executive to join our dynamic team. This role is ideal for a self-driven professional with a strong background in financial operations within a self-clearing broker-dealer environment.Key Responsibilities:Perform daily and weekly calculations for the...


  • New York, New York, United States The Execu|Search Group Full time

    A prominent financial services organization is seeking a seasoned professional to join their expanding team as a Financial Operations Manager. Reporting directly to the Chief Financial Officer, the Financial Operations Manager will play a pivotal role in supervising and managing the daily accounting operations of the organization. Key Responsibilities: The...