Assistant Director

1 month ago

Milwaukee WI United States Northwestern Mutual Full time
At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference.

About the role:

Accountable for the first line (business) oversight and controls, including the development, implementation, monitoring and, when required, updating of controls to manage risks associated with the Northwestern Mutual Wealth Management Company's third party vendor risk management and affiliate oversight programs.

Includes assessing the proposed and ongoing use of third party vendors and Northwestern Mutual affiliates that provide services to the Wealth Management Company in accordance with Office of the Comptroller of the Currency (OCC) guidance and expectations.

As a named WMC Officer responsible for entity's third party vendor risk management, represents WMC with regulators to discuss the above controls and oversight, and address/respond to any regulatory concerns.

Primary responsibilities include:

-Accountable for the management and coordination of activities related to internal audits conducted and owns the resolution of outstanding audit issues, and execution of management action plans.

-Collaborates and coordinates with partners in Enterprise Risk Assurance, Corporate Audit and Anti Fraud, Enterprise Compliance, Data Privacy, Cybersecurity, Technology, Sourcing and Procurement, and Business Continuity Programs.

-Responsible for monitoring and reviewing regulatory changes and industry practices related to OCC guidance on controls and oversight of third-parties and affiliates.

-Provides support for business disruptions to critical third-party vendors which may occur during non-standard business hours.

-Responsible for metrics and reporting related to assigned programs and maintains currency of approved vendors for use by WMC-affiliated field members.

-May present to the WMC Board of Directors discussing the above controls and oversight, any concerns identified and how such concerns are being addressed.

-Leads initiatives, projects of varying levels of complexity on behalf of WMC that may extend beyond the subjects of third-party vendor risk management and affiliate oversight.

-Makes policy change and exception recommendations on behalf of WMC.

-Responsible for program automation, reduction of duplicative work efforts throughout the organization, and maintaining a centralized documentation library.

Position Experience:


-Minimum of 8 years of experience in financial services industry with specific experience in supervision, investment management, vendor management, and/or information technology.


-Understanding of business processes, technology infrastructure and applications, and demonstrated ability to relate technology to business processes in financial services context.

-Investment management, compliance, contract management and/or risk mitigation experience preferred.

-Bachelor's Degree with an emphasis in Finance, MIS, Business, or related field, or an equivalent combination of education and work experience. MBA preferred.


-IT/IS background and experience a plus.


-Proven ability to establish and maintain cross-functional relationships, influence change without authority, and lead the decision-making processes.


-Superior verbal and written communication skills.


-Strong customer focus and interpersonal skills.


-Excellent research, analytical, problem solving, planning and organization skills required as well as a high degree of personal initiative and motivation.
 

This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.

Required Certifications:

Series 24 - FINRA, Series 26 - FINRA, Series 6 - FINRA, Series 7 - FINRA, SIE - FINRA

Compensation Range:

Pay Range - Start:

$90,930.00

Pay Range - End:

$168,870.00

Northwestern Mutual pays on a geographic-specific salary structure and placement in the salary range for this position will be determined by a number of factors including the skills, education, training, credentials and experience of the candidate; the scope, complexity as well as the cost of labor in the market; and other conditions of employment. At Northwestern Mutual, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. Please note that the salary range listed in the posting is the standard pay structure. Positions in certain locations (such as California) may provide an increase on the standard pay structure based on the location. Please click here for additional information relating to location-based pay structures.

Grow your career with a best-in-class company that puts our client’s interests at the center of all we do. Get started now 

We are an equal opportunity/affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender identity or expression, sexual orientation, national origin, disability, age or status as a protected veteran, or any other characteristic protected by law.

If you work or would be working in California, Colorado, New York City, Washington or outside of a Corporate location, please click here for information pertaining to compensation and benefits.


FIND YOUR FUTURE

We’re excited about the potential people bring to Northwestern Mutual. You can grow your career here while enjoying first-class perks, benefits, and commitment to diversity and inclusion. 

  • Flexible work schedules
  • Concierge service
  • Comprehensive benefits
  • Employee resource groups
PandoLogic. Category:General, Location:MILWAUKEE, WI-53205

  • Membership and Program Manager, WDS

    2 months ago

    Milwaukee, Wisconsin, United States Executive Director Inc. Full time

    Membership and Program Manager CLIENT ASSOCIATIONS: Women's Dermatologic Society, WDS POSITION REPORTS TO: Executive Director, WDS EXEMPT/NON?EXEMPT EMPLOYEE STATUS: Exempt (Minimum of 37.5 hours/week) ORGANIZATION OVERVIEW The Women's Dermatologic Society, founded in 1973, is dedicated to helping dermatologists fulfill their greatest potential and...

  • Administrative Manager, MDS

    2 months ago

    Milwaukee, Wisconsin, United States Executive Director Inc. Full time

    Administrative Manager CLIENT ASSOCIATION: International Parkinson and Movement Disorder Society, MDS POSITION(S) REPORTS TO: Director of Administration, MDS POSITION(S) THAT REPORT TO YOU: N/A EXEMPT/NON-EXEMPT EMPLOYEE STATUS: Exempt (Minimum 37.5 hours/week) GENERAL SUMMARY The International Parkinson and Movement Disorder Society is a non-profit...

  • Project Manager, SITC

    4 days ago

    Milwaukee, United States Executive Director Inc. Full time

    GENERAL SUMMARY The Society for Immunotherapy of Cancer (SITC) is a non-profit medical professional society of influential scientists, academicians, researchers, clinicians, government representatives, and industry leaders from around the world dedicated to improving cancer patient outcomes by advancing the science and application of cancer...

  • Assistant Director, Communications

    3 weeks ago

    Milwaukee, WI, United States Northwestern Mutual Full time

    At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference. We're strong and growing.  In a company with such a long and storied history, this may be the most exciting and important time to be a part of Northwestern Mutual. We're strong, innovative and growing. ...

  • Assistant Director, Communications

    2 weeks ago

    Milwaukee, WI, United States Northwestern Mutual Full time

    At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference. We're strong and growing.  In a company with such a long and storied history, this may be the most exciting and important time to be a part of Northwestern Mutual. We're strong, innovative and growing. ...

  • Physician Medical Director

    5 days ago

    Milwaukee, WI, United States Concentra Full time

    Overview:Concentra is actively recruiting a Physician Medical Director for our Milwaukee, WI market to complement our team! In this role we are looking for experience with Occupational Medicine and/or Urgent Care, or an interest in making a career move to Occupational Medicine. We have an outstanding training program along with excellent leadership support...

  • Assistant Director, Workforce Planning

    4 weeks ago

    Milwaukee, WI, United States Northwestern Mutual Full time

    At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference. Responsible for supporting the evolution of our enterprise workforce planning, including the development and implementation of labor market scalable tools and practices. Will create, monitor, & interpret...

  • Assistant Nurse Director of Emergency Room

    3 hours ago

    Helenville, WI, United States Clinical Management Consultants Full time

    A fantastic community hospital in gorgeous Wisconsin is looking to hire an Assistant Nurse Director of Emergency Room to join their leadership team. This is an exceptional opportunity for a skilled Emergency Services Assistant RN Director to be an influential change agent with a high-quality facility. This small, nonprofit community hospital provides...

  • Assistant Nurse Director of Emergency Room

    6 days ago

    Helenville, WI, United States Clinical Management Consultants Full time

    A fantastic community hospital in gorgeous Wisconsin is looking to hire an Assistant Nurse Director of Emergency Room to join their leadership team. This is an exceptional opportunity for a skilled Emergency Services Assistant RN Director to be an influential change agent with a high-quality facility. This small, nonprofit community hospital provides...

  • Administrative Coordinator, SBM

    2 months ago

    Milwaukee, Wisconsin, United States Executive Director Inc. Full time

    Administrative Coordinator CLIENT ASSOCIATION : Society of Behavioral Medicine (SBM) POSITION(S) REPORTS TO: Senior Program Manager, SBM POSITION(S) THAT REPORT TO YOU: N/A EXEMPT/NON-EXEMPT EMPLOYEE STATUS: Non-Exempt (Minimum 37.5 hours/week) GENERAL SUMMARY: Provides general coordination to the Society of Behavioral Medicine (SBM). POSITION...

  • Assistant Director, Compensation

    7 days ago

    Milwaukee, WI, United States Northwestern Mutual Full time

    At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference. Summary: Leads, develops and administers compensation programs and ensures alignment with broad corporate strategies.  Consults with business functions on compensation related topics, including design...

  • Early Childhood

    2 months ago

    Milwaukee, United States Jordan's River of Tots Full time

    Job DescriptionJob DescriptionSummaryThe Assistant Director is responsible for assisting the Center Director in ensuring the health, safety, and quality of education for all children within the center's care. Under the direction of the Center Director, the Assistant Director collaborates with staff to ensure that curriculum and classroom activities are...

  • Assistant Community Director

    19 hours ago

    Milwaukee, United States Elmington Full time

    Job DescriptionJob DescriptionElmington Property Management is seeking an experienced Assistant Community Director in Brown Deer, WI for a beautiful affordable property.We hope you are ready to Forget the Ordinary!A Day in the Elmington Life: As the Assistant Community Director, you will support the overall day-to-day activities of the apartment community by...

  • Nurse Practitioner

    1 month ago

    Williamsville, NY, United States Medical Director Services PC Full time

    Nurse Practitioner / Physician Assistant Medical Director Services PC is seeking a Nurse Practitioner or Physician Assistant for a Skilled Nursing Facility located in Buffalo NY. NEW GRADS WELCOME!! WE OFFER EXTENSIVE TRAINING!! Duties: Serves in the role of primary care provider to long and short term residents. Assessing patient's health by...

  • Nurse Practitioner

    1 month ago

    Williamsville, NY, United States Medical Director Services PC Full time

    Nurse Practitioner / Physician Assistant Medical Director Services PC is seeking a Nurse Practitioner or Physician Assistant for a Skilled Nursing Facility located in Buffalo NY. NEW GRADS WELCOME!! WE OFFER EXTENSIVE TRAINING!! Duties: Serves in the role of primary care provider to long and short term residents. Assessing patient's health by...

  • Assistant Director of Nursing

    3 weeks ago

    Manitowoc, WI, United States North Ridge Health and Rehabilitation Center Full time

    $10,000 bonus paid biweekly over first year of employmentNorthridge Health and Rehabilitation is Recognized throughout the area for our state-of-the-art ventilator and respiratory care, we are proud of our warm and supportive, community-focused facility. Join a team of passionate and dedicated caregivers, with the opportunity to learn more about vent and...

  • Assistant Director, Sustainability

    2 weeks ago

    Milwaukee, WI, United States Northwestern Mutual Full time

    We care and make a positive difference. We make a positive difference in our communities. Each year, our Foundation, employees and financial representatives donate time, talent and financial support to causes they're passionate about. The Assistant Director, Strategic Communications, Sustainability and Social Impact, will play a pivotal role in...

  • Executive Director Assistant

    2 days ago

    Milwaukee, Wisconsin, United States Azura Memory Care Full time

    About the RoleWe are seeking a highly skilled and compassionate Executive Director Assistant to join our team at Azura Memory Care. As a key member of our leadership team, you will play a vital role in ensuring the highest quality of care and services for our residents.Key ResponsibilitiesAdministrative and Operations ManagementDevelop and implement...

  • Administrative Assistant Director

    4 days ago

    Milwaukee, Wisconsin, United States University of Wisconsin-Milwaukee Full time

    Administrative Assistant DirectorThe University of Wisconsin-Milwaukee Children's Learning Center seeks a highly skilled and experienced Administrative Assistant Director to oversee the financial and administrative operations of the center.Key Responsibilities:Financial Leadership: Develop and implement financial plans and budgets to support the center's...

  • Director of Nursing

    2 months ago

    South Milwaukee, WI, United States Franciscan Villa Full time

    Franciscan Villa has an exciting new opportunity for a Director of Nursing. Franciscan Villa is conveniently located in the City of South Milwaukee. We offer competitive pay, superb benefits, and top-notch amenities for our staff including on-site child care services, a fully equipped work-out room, relaxation room with massage chairs, walking trail and...