Senior Risk Manager, Alternative Investments
3 weeks ago
The Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the Fidelity Leadership Principle “Thinks and Works across Fidelity” by collaborating with multiple Business Units, Risk, and Compliance groups.
The Senior Risk Manager Role
We have set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes . This position within the CoE team is accountable for maintaining relationships with senior business leaders, leading all aspects of the timely execution of high-quality risk assessments, testing controls, identifying, and mitigating key risks, reporting key performance indicators, and driving innovation. The Senior Risk Manager will also play a key role in leading team initiatives
Bachelors’ Degree or equivalent with 7+ years of experience in financial services
Prior experience in financial services, risk management, audit, or compliance
Deep understanding of regulatory requirements applicable to registered investment advisers and registered investment companies
Understanding of alternative investment products, such as direct lending, crypto, and real estate preferred
Knowledge of investment management practices and strategies, particularly within the alternative or digital assets space a plus.
Confirmed problem solving, analytical, organizational, and project management skills
Demonstrated ability to lead working groups and maintain collaborative, working relationships internally with business partners
Thrive in a dynamic organization where priorities shift to respond to business needs
Advanced skills in Microsoft Office suite of applications, including Visio, Excel, and PowerPoint
You are accountable for delivering high quality results in an accurate and timely manner
You are skilled in documenting and maintaining end-to-end process flows
You are a strategic problem-solver who approaches work with an open mind and sense of creativity by challenging current practices and recommending improvements to mitigate risks and drive positive change
You possess the ability to build strong and expansive working relationships with internal business partners to inspire change, improve the efficiency and effectiveness of risk management processes
Conduct in-depth risk assessments and promote a strong control environment by documenting robust risk and control statements, identifying potential regulatory gaps, and making sound recommendations for improvement
Produce working papers that are thorough and succinctly articulate the results of control testing
Work simultaneously on multiple projects and shift accordingly as priorities change
Builds strong and inclusive working relationships, in person and virtually, with business partners and colleagues
Adaptable to new information, changing business priorities, input from others, and lessons learned
Participate in initiatives to improve existing processes within the Risk team and champion an inclusive team environment
We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career. Note, the application window closes when the position is filled or unposted.
Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.
Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.
You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. And you don’t need a finance background to succeed at Fidelity—we offer a range of opportunities for learning so you can build the career you’ve always imagined.
Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Having the majority of our associates work onsite is important for our business strategy and our culture. Most roles listed as Hybrid will require associates to work onsite all business days of every other week in a Fidelity office. This does not apply to roles listed as Remote or Onsite.
Certain roles may require candidates to go through a preliminary credit check during the screening process. Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document , and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.
Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. We welcome those with experience in jobs such as Billing, Cost, and Rate Clerk, Accountant, and Home Buyer s Consultant and others in the Accounting and Finance to apply.
-
Senior Risk Manager, Alternative Investments
3 weeks ago
Merrimack, NH, United States Fidelity Investments Full timeThe Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the Fidelity Leadership...
-
Senior Risk Manager, Alternative Investments
2 weeks ago
MERRIMACK, United States Fidelity Investments Full timeJob Description:The Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the...
-
MERRIMACK, United States Fidelity Investments Full timeJob Description:The Risk Assessment & Testing Center of Excellence (CoE) is seeking a hard-working and driven professional to join the team! You will support businesses across Fidelity in identifying, monitoring and mitigating risks associated with Fidelity’s growing capabilities supporting alternative investment products. As Risk Management Director,...
-
Risk Management Director
4 weeks ago
Merrimack, New Hampshire, United States Fidelity Investments Full timeJob Summary:Fidelity Investments is seeking a seasoned Risk Management Director to lead the way in identifying, assessing, and mitigating risks associated with our growing alternative investment products.As a key member of the Risk Assessment & Testing Center of Excellence (CoE), you will play a crucial role in supporting businesses across Fidelity, ensuring...
-
Fraud Risk Senior Manager
3 weeks ago
Merrimack, NH, United States Fidelity Investments Full timeThe Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the Fidelity Leadership...
-
Fraud Risk Senior Manager
3 weeks ago
Merrimack, NH, United States Fidelity Investments Full timeThe Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the Fidelity Leadership...
-
Merrimack, New Hampshire, United States Fidelity Investments Full timeJob Description:The Risk Assessment & Testing Center of Excellence at Fidelity Investments is seeking a highly skilled professional to join the team. As a Risk Management Director, you will play a crucial role in identifying, monitoring, and mitigating risks associated with Fidelity's growing capabilities supporting alternative investment products.This...
-
Senior Risk Manager
4 weeks ago
Merrimack, United States Fidelity Investments Full timeJob Description:The Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the...
-
Senior Risk Manager
3 weeks ago
MERRIMACK, United States Fidelity Investments Full timeJob Description:The Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the...
-
Senior Risk Manager
3 weeks ago
MERRIMACK, United States Fidelity Investments Full timeJob Description:The Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help drive efficiencies in the testing of controls supporting multiple compliance programs by minimizing redundancy and identifying innovative use cases for leveraging testing. You will personify the...
-
Head of Risk Business Management
3 weeks ago
Merrimack, NH, United States Fidelity Investments Full timeThe Risk Assessment & Testing Center of Excellence (CoE) is seeking a hard-working and driven professional to join the team! You will support businesses across Fidelity in identifying, monitoring and mitigating risks associated with Fidelity’s growing capabilities supporting alternative investment products. As Risk Management Director, you will identify,...
-
Financial Services Risk Expert
4 weeks ago
Merrimack, New Hampshire, United States Fidelity Investments Full timeCompany OverviewFidelity Investments is a leading financial services company with a mission to strengthen the financial well-being of our clients. We provide a range of investment and retirement solutions, as well as benefits to help companies attract and retain top talent.Salary RangeThe estimated salary for this position is $81,000-$137,000 per year,...
-
Risk Management Director
4 weeks ago
Merrimack, United States Fidelity Investments Full timeJob Description:The Risk Assessment & Testing Center of Excellence (CoE) is seeking a hard-working and driven professional to join the team! You will support businesses across Fidelity in identifying, monitoring and mitigating risks associated with Fidelity’s growing capabilities supporting alternative investment products. As Risk Management Director,...
-
Fidelity Investments | Technology Risk Analyst
3 weeks ago
merrimack, United States Fidelity Investments Full timeb>Job Description:Technology Risk Analyst, Cloud/DevOps Center of ExcellenceEnterprise Technology Risk (ETRA) is seeking a passionate, driven, and experienced professional to join our Cloud/DevOps Center of Excellence. You will help manage ETRA’s relationship with Fidelity Architecture and Engineering (FAE) and will work closely with the various ETRA BU...
-
Senior Enterprise Risk Management Specialist
4 weeks ago
Merrimack, New Hampshire, United States Fidelity Investments Full timeJob OverviewWe are seeking a highly skilled and experienced Senior Enterprise Risk Management Specialist to join our team at Fidelity Investments.This role involves providing strategic risk management advice and guidance on technology initiatives, leading technology risk assessments and issue mitigation/tracking for all aspects of Fidelity Brokerage, and...
-
Merrimack, New Hampshire, United States Fidelity TalentSource LLC Full timeJob Description:We are seeking an experienced Risk Management Director to join our team at Fidelity TalentSource LLC. As a key member of our organization, you will be responsible for leading the development and implementation of risk management strategies to protect our company's interests.About the Role:In this role, you will work closely with senior...
-
ETRA Principal Technology Risk Analyst
1 month ago
Merrimack, NH, United States Fidelity Investments Full timeThe Technology Risk team for Fidelity Brokerage (FB) within Enterprise Technology Risk & Analytics (ETRA) group is seeking a passionate, driven, and experienced professional to join the team! Leading the Fidelity Brokerage Technology Risk Management team, you will focus on the oversight of key risks, threats, controls, and other critical technology risk...
-
ETRA Principal Technology Risk Analyst
1 month ago
Merrimack, NH, United States Fidelity Investments Full timeJob Description: The Role The Technology Risk team for Fidelity Brokerage (FB) within Enterprise Technology Risk & Analytics (ETRA) group is seeking a passionate, driven, and experienced professional to join the team! Leading the Fidelity Brokerage Technology Risk Management team, you will focus on the oversight of key risks, threats, controls, and other...
-
(Home-Based) Director, Offering Management
3 weeks ago
Merrimack, NH, United States Fidelity Investments Full timeAs a Director, Shareholder Reporting , you will be responsible for assessing how new and changing requirements affect the regulatory reports and filings produced by the Shareholder Reporting Team. derivatives, short securities, alternative and digital assets) and emerging regulatory changes (e.g., You will assemble critical information and coordinate...
-
merrimack, United States Fidelity TalentSource LLC Full timeJob Description:Job Title: \u00A0Vice President, Workplace Investing Risk Management The RoleThis is a key leadership position which will serve as the Risk Lead covering Fidelity s Defined Contribution and Defined Benefit business lines within the overall Workplace Investing business.\u00A0 This role is for someone who is enthusiastic about tackling complex...
