Chief Compliance Officer Consultant
2 weeks ago
Compliance Professional Consulting Opportunity We are searching for a Senior Level Compliance professional with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C‑Level executives. Below is a snapshot of the opportunity. Who: US HQ of emerging technology company. Owned by Large International Organization What: Compliance Officer - Consulting Opportunity When: Immediate Need Where: NY Why: Growth Pay Rate: Up to $200/hr I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization. Please let me know if there is anyone in your network that may be looking for a consulting opportunity. Click here to apply online #J-18808-Ljbffr
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Chief Financial Compliance Officer
2 weeks ago
New York, United States Staff Financial Group Full timeWe are searching for a Chief Compliance professionial with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives. Below is a snapshot of the opportunity. Chief Compliance Professional - Contract Who: US HQ of emerging technology company....
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Chief Compliance Officer
3 weeks ago
New York, United States Apollo Solutions Full timeGet notified about new Regional Compliance Officer jobs in United States.3,000+ Regional Compliance Officer Jobs in United StatesVice President, ESG Advisory Compliance OfficerNew York City Metropolitan Area 2 weeks agoSr Director, Ethics & Compliance Officer - North AmericaSr Director, Ethics & Compliance Officer - North AmericaInsurance Compliance Manager...
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Chief Compliance Officer
2 weeks ago
New York, United States NYC Jobs Full timeChief Compliance OfficerWith an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers, the NYC Department for the Aging is deeply committed to helping older adults age in their homes and creating a community-care approach that reflects a model age-inclusive city. The Division of...
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Chief Compliance Officer
2 weeks ago
New York, United States Sokin Full timeJoin to apply for the Chief Compliance Officer role at Sokin We are looking for a dynamic and highly experienced Chief Compliance Officer (CCO) to lead our global compliance and regulatory strategy. This role is central to ensuring that the company maintains the highest standards of integrity, transparency, and adherence to all relevant regulatory...
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Chief Compliance Officer
1 week ago
New York, New York, United States Univest Securities Full time $250,000 - $300,000 per yearChief Compliance Officer (CCO)Location: New York, NYCompany: Univest Securities, LLCPosition OverviewUnivest Securities is seeking an experienced and forward-thinking Chief Compliance Officer (CCO) to lead and strengthen the firm's compliance framework. The CCO will ensure full adherence to SEC, FINRA, and other regulatory requirements while partnering...
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Chief Global Compliance Officer
3 weeks ago
New York, United States New York University Full timeChief Global Compliance OfficerUS-NY-New YorkJob ID: 2025-14670Type: Office of General Counsel (WS1847)# of Openings: 1Category: Business/Professional AdministrativeNew York UniversityOverviewThe Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and...
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Chief Global Compliance Officer
2 weeks ago
New York, United States ARMA International Full timeChief Global Compliance Officer Location: US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional Administrative University: New York University Overview The Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and...
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Chief Global Compliance Officer
2 weeks ago
New York, United States NYC Staffing Full timeChief Global Compliance OfficerNew York University Chief Global Compliance Officer (CGCO) is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies and procedures....
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Chief Compliance Officer: Investments
2 weeks ago
New York, United States Kohlberg Kravis Roberts & Co. Full timeA leading global investment firm in New York is looking for a Chief Compliance Officer for Investments & Reinsurance. The role involves overseeing global insurance compliance programs and ensuring regulatory compliance for investment activities. Candidates should have over 15 years of experience in investment management compliance, a strong understanding of...
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Consulting Chief Financial Officer
3 weeks ago
New York, United States Playbook Full timeCompany Description Playbook is the leading creator economy platform dedicated to empowering creators in fitness, wellness, and sports. Our mobile SaaS tools and services help creators turn their training content into a sustainable income directly from their iPhone. By combining technology and support, we enable creators to build their brands and connect...