Chief Compliance Officer: Investments

A financial services company is seeking a Deputy Chief Legal Officer to oversee legal aspects of investment operations. Responsibilities include supporting transactions, managing compliance, and advising on legal regulations. Candidates should have a Juris Doctorate, 7+ years of experience in financial law, and strong leadership skills. This role offers a...

A financial services firm in New York seeks a Deputy Chief Legal Officer to manage its $40+ billion investment portfolio. This role involves overseeing compliance activities, advising on legal matters, and supporting private equity and debt transactions. The ideal candidate will have extensive experience in finance-related legal environments, strong...

Get notified about new Regional Compliance Officer jobs in United States.3,000+ Regional Compliance Officer Jobs in United StatesVice President, ESG Advisory Compliance OfficerNew York City Metropolitan Area 2 weeks agoSr Director, Ethics & Compliance Officer - North AmericaSr Director, Ethics & Compliance Officer - North AmericaInsurance Compliance Manager...

A financial services firm in New York seeks a Deputy Chief Legal Officer to manage its $40+ billion investment portfolio. This role involves overseeing compliance activities, advising on legal matters, and supporting private equity and debt transactions. The ideal candidate will have extensive experience in finance-related legal environments, strong...

A financial services firm in New York seeks a Deputy Chief Legal Officer to manage its $40+ billion investment portfolio. This role involves overseeing compliance activities, advising on legal matters, and supporting private equity and debt transactions. The ideal candidate will have extensive experience in finance-related legal environments, strong...

A financial services firm in New York seeks a Deputy Chief Legal Officer to manage its $40+ billion investment portfolio. This role involves overseeing compliance activities, advising on legal matters, and supporting private equity and debt transactions. The ideal candidate will have extensive experience in finance-related legal environments, strong...

A financial services firm in New York seeks a Deputy Chief Legal Officer to manage its $40+ billion investment portfolio. Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully. This role involves overseeing compliance activities, advising on legal matters, and supporting private equity and debt...

A financial services firm in New York seeks a Deputy Chief Legal Officer to manage its $40+ billion investment portfolio. Make sure to apply quickly in order to maximise your chances of being considered for an interview Read the complete job description below. This role involves overseeing compliance activities, advising on legal matters, and supporting...

Chief Compliance Officer (CCO)Location: New York, NYCompany: Univest Securities, LLCPosition OverviewUnivest Securities is seeking an experienced and forward-thinking Chief Compliance Officer (CCO) to lead and strengthen the firm's compliance framework. The CCO will ensure full adherence to SEC, FINRA, and other regulatory requirements while partnering...

A financial services company is seeking a Deputy Chief Legal Officer to oversee legal aspects of investment operations. Responsibilities include supporting transactions, managing compliance, and advising on legal regulations. Candidates should have a Juris Doctorate, 7+ years of experience in financial law, and strong leadership skills. This role offers a...