Senior Counsel

2 months ago


new york city, United States Larson Maddox Full time

We are partnering with a Global Asset Management company that is seeking an experienced attorney to join their Legal team. You will play a lead role in various matters such as fund formation and maintenance, regulatory compliance, negotiating with investors, and more. This position will have a high level of visibility as it involves collaboration with senior business partners across the firm. We have placed multiple attorneys at this firm that have all enjoyed their time, citing a strong culture, good work life balance, and work that is both interesting and fulfilling.


Responsibilities:

  • Play a lead role in the formation, structuring, and maintenance of various funds and investment products
  • Ensure compliance with various SEC and FINRA regulations including Investment Advisers and Investment Company Acts of 1940, conduct regulatory examinations, file Form ADV, etc.
  • Draft and amend wrap fee advisory program agreements
  • Remain updated on developments within the regulatory landscape and advise senior management accordingly


Qualifications:

  • 8+ years of Legal experience within the Asset Management industry.
  • Law degree from an accredited university
  • Strong written and oral communication skills
  • Ability to both work independently and collaborate with others
  • Experience with “wrap fee” advisory programs is a significant plus


Please do not hesitate to apply today



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