Broker Dealer Compliance Officer Remote

Benefits: 401(k) Dental insurance Flexible schedule Opportunity for advancement Paid time off Parental leave Training & development Vision insurance We're currently seeking an additional Compliance Officer to join our team. In this role, you'll be providing regulatory compliance services to client broker-dealers, including establishing processes. The ideal...

A leading compliance service provider is seeking a Compliance Officer to deliver regulatory compliance services to client broker-dealers. The role requires prior experience and active FINRA Series 7 & 24 licenses. This remote position offers competitive pay of $40-$60 per hour and promotes a healthy work-life balance with various benefits including flexible...

Benefits:401(k)Bonus based on performanceCompetitive salaryDental insuranceFlexible scheduleOpportunity for advancementPaid time offParental leaveTraining & developmentVision insurance We're currently seeking an paralegal or MAP team member to join our firm. In this role, you'll be providing corporate development and regulatory services to client...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...

Mercer is looking to hire an experienced Compliance Officer to join our team in one of the following locations: New York City, Boston, St. Louis, King of Prussia, or Washington D.C. What can you expect? The team at Marsh McLennan will prepare you for a successful career and provide you the opportunity to work with well-known investment advisers across the...

Clock Tower Realty is a full‑service real‑estate brokerage based in Winter Garden, Florida. They help clients across the buying and selling process of residential property, offering localized expertise, marketing support, and client education. The Broker / Managing Partner will provide leadership for the brokerage, oversee business operations, ensure...

A leading investment firm in New York seeks an experienced professional to lead operational risk management. Responsibilities include developing risk frameworks, conducting risk reviews, and ensuring compliance with regulatory standards. The ideal candidate will have extensive experience in financial services, particularly in risk functions within...

OverviewWe are excited to announce our search for a full-time Broker Manager in Texas market. In this role, you will have the opportunity to impact the FrankCrum business everyday by promoting ongoing sales growth and client retention through the recruitment and management of broker relationships on a regional level.ResponsibilitiesProspect, obtain, and...

P&C Broker & Underwriter – Southeast RegionJoin to apply for the P&C Broker & Underwriter – Southeast Region role at ISC (Integrated Specialty Coverages, LLC).About Integrated Specialty CoveragesIntegrated Specialty Coverages, LLC (ISC) is a growth‑stage technology and data‑driven commercial insurance wholesaler leading innovation in the market....

A leading insurance wholesaler is seeking a P&C Broker & Underwriter to support their Wholesale Broking Division. The position requires over 7 years of experience in commercial insurance, strong communication skills, and the ability to manage a significant account load. The role offers competitive annual salary ranging from $90,000 to $120,000, along with...