Current jobs related to Wealth Risk Oversight Manager - Green Bay - Associated Banc-Corp

  • Wealth Risk Oversight Manager

    4 weeks ago

    Green Bay, Wisconsin, United States Associated Banc-Corp Full time

    Job SummaryAssociated Banc-Corp is seeking a highly skilled Wealth Risk Oversight Manager to join our team. As a key member of our risk management team, you will be responsible for overseeing all aspects of the independent compliance and operational risk management program specific to the Bank's Wealth, Trust, and Investment business lines.Key...

  • Wealth Portfolio Manager

    4 weeks ago

    Green Bay, Wisconsin, United States Nicolet National Bank Full time

    Job Title: Wealth Portfolio ManagerNicolet National Bank is seeking a highly skilled Wealth Portfolio Manager to join our team. As a Wealth Portfolio Manager, you will be responsible for managing the investment portfolios for Institutional and High-Net-Worth individual clients.Key Responsibilities:Develop and maintain appropriate investment strategies and...

  • Audit Manager

    4 days ago

    Cutler Bay, Florida, United States BankUnited Full time

    About the RoleThe Audit Manager is a critical position within BankUnited's Internal Audit Department, responsible for overseeing the execution of internal audits across various business units. This role requires a seasoned professional with a strong background in auditing, risk management, and compliance.Key ResponsibilitiesManage internal audit assignments,...

  • Wealth Management Director

    3 weeks ago

    Green Bay, Wisconsin, United States Mercer Advisors Full time

    Job Title: Wealth Advisor, DirectorAt Mercer Advisors, we're committed to providing exceptional wealth management services to our clients. As a Wealth Advisor, Director, you'll play a critical role in delivering tailored financial solutions and exceptional client experiences.Key Responsibilities:Develop and implement comprehensive financial plans for high...

  • Wealth Management Trading Analyst

    4 weeks ago

    Green Bay, Wisconsin, United States Nicolet National Bank Full time

    Job SummaryNicolet National Bank is seeking a highly skilled Wealth Management Trading Analyst to join our team. As a key member of our wealth management unit, you will be responsible for a variety of RIA operational tasks, including trading, reporting, and system integrations.Key ResponsibilitiesReview and process daily trading workflow with a high degree...

  • Actuarial Risk Management Specialist

    5 days ago

    Green Bay, Wisconsin, United States Securian Financial Group Full time

    Actuarial Risk Management SpecialistAt Securian Financial Group, we are seeking a highly skilled Actuarial Risk Management Specialist to join our ERM Actuarial Team. This is an excellent opportunity to broaden your skillset to all aspects of our Enterprise Risk Management program.Key Responsibilities:Support risk management of Securian's liability-based...

  • Wealth Planner

    2 weeks ago

    Green Bay, United States Disability Solutions Full time

    At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you.We invite you to view the opportunity below.Actively...

  • Compliance and Operational Risk and Monitoring Manager

    2 weeks ago

    Green Bay, United States Disability Solutions Full time

    At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you.Manage select portions of the compliance and operational...

  • Senior Construction Project Oversight Director

    2 days ago

    Green Bay, Wisconsin, United States The FootBridge Companies Full time

    About The FootBridge CompaniesThe FootBridge Companies is a leading organization in the construction industry, dedicated to delivering exceptional projects that meet the highest standards of quality and satisfaction.Job Title: Senior Construction Project Oversight DirectorJob SummaryWe are seeking an experienced Senior Construction Project Oversight Director...

  • FVP Wealth Management

    3 months ago

    Bay City, United States Independent Bank Full time

    Be Proud. Be You. Be Independent! At Independent Bank we promote a culture that encourages professional growth and embraces the collective sum of your individual differences, life experiences, knowledge, innovation, self-expression, unique capabilities and talent. We value diversity of thought, ideas, and background. Our inclusive and collaborative culture...

  • Wealth Administrative Assistant

    5 days ago

    Green Bay, Wisconsin, United States Nicolet National Bank Full time

    Job DescriptionNicolet National Bank is committed to delivering exceptional service to our customers. As a Wealth Administrative Assistant, you will play a critical role in supporting our Financial Advisors and teams.Key Responsibilities:Prepare reports and schedule client meetingsOpen and process new accounts, perform data entry, and handle client service...

  • Wealth Administrative Assistant

    2 weeks ago

    Green Bay, Wisconsin, United States Nicolet National Bank Full time

    Job SummaryNicolet National Bank is seeking a highly organized and detail-oriented Wealth Administrative Assistant to provide administrative support to our Financial Advisors and team. This role is critical to our success, and we are committed to creating a work environment where our employees feel valued, respected, and supported.Key Responsibilities:Manage...

  • Risk Management Specialist

    4 weeks ago

    Green Bay, Wisconsin, United States Associated Banc-Corp Full time

    About the RoleAssociated Banc-Corp is seeking a highly skilled Risk Management Specialist to join our team. As a Risk Management Specialist, you will be responsible for supporting the development and implementation of risk management programs and practices across the organization.Key ResponsibilitiesDevelop and implement risk management strategies to...

  • Wealth Management Professional

    4 days ago

    Green Bay, Wisconsin, United States Mercer Advisors Full time

    Job SummaryThe Wealth Advisor, Director works in a client-focused, team-centered environment under the direction of one of the firm's Managing Directors to support the team's region-wide business development and client service efforts.Key ResponsibilitiesFunction as the primary trusted advisor to the firm's high net worth clientsEnsure retention of the...

  • Risk Management Specialist

    4 weeks ago

    Green Bay, Wisconsin, United States Nicolet National Bank Full time

    About UsNicolet National Bank is a community-focused financial institution that prioritizes customer needs in its decision-making process.Our Core ValuesWe are driven by a set of core values that guide our actions and commitment to serving our customers.Job SummaryWe are seeking a skilled Underwriter to join our team, responsible for evaluating and managing...

  • Model Risk Management Specialist

    3 weeks ago

    Green Bay, Wisconsin, United States Associated Banc-Corp Full time

    Job SummaryAssociated Banc-Corp is seeking a highly skilled Model Risk Analyst to join our team. As a key member of our Risk Management function, you will be responsible for supporting the development and implementation of our Model Risk Management program.Key ResponsibilitiesMaintain parameters for Model Risk Management Program in accordance with industry...

  • Corporate Insurance Risk Manager

    1 week ago

    Green Bay, Wisconsin, United States Fincantieri Marine Group Full time

    Job Title: Corporate Insurance Risk ManagerCompany: Fincantieri Marine GroupJob Type: Full Time - PermanentDescription:Fincantieri Marine Group is seeking a Corporate Insurance Risk Manager to join our team. As a key member of our risk management team, you will be responsible for evaluating and mitigating risks associated with our business operations.Key...

  • Model Risk Management Specialist

    3 weeks ago

    Green Bay, Wisconsin, United States Associated Banc-Corp Full time

    About the RoleAssociated Banc-Corp is seeking a highly skilled Model Risk Analyst to join our team. As a key member of our Risk Management function, you will play a critical role in ensuring the bank's Model Risk Management program is effective and compliant with regulatory requirements.Key ResponsibilitiesMaintain parameters for Model Risk Management...

  • Corporate Insurance Risk Manager

    4 days ago

    Green Bay, Wisconsin, United States Fincantieri Marine Group Full time

    Job Title: Corporate Insurance Risk ManagerCompany: Fincantieri Marine GroupJob Type: Full Time - PermanentDescription:Fincantieri Marine Group is seeking a Corporate Insurance Risk Manager to join our team. As a key member of our organization, you will be responsible for evaluating risks and exposures, and taking appropriate action to transfer risks to...

  • Corporate Insurance Risk Manager

    2 weeks ago

    Green Bay, Wisconsin, United States Fincantieri Marine Group Full time

    Job Title: Corporate Insurance Risk ManagerFincantieri Marine Group is seeking a highly skilled Corporate Insurance Risk Manager to join our team. As a key member of our organization, you will be responsible for evaluating and managing risks, developing and implementing insurance programs, and ensuring compliance with regulatory requirements.Key...

Wealth Risk Oversight Manager

1 month ago

Green Bay, United States Associated Banc-Corp Full time

At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you.

Oversee all aspect of the independent compliance and operational risk management program ( 2nd line of defense ) specific to the Bank's Wealth, Trust, and Investment business lines. Areas of direct oversight will include, but will not be limited to regulatory compliance advisory and complaint management, compliance and operational control monitoring and testing, compliance risk assessment, mergers and acquisitions, regulatory change management, and regulatory exam management.

This position will work closely with business line operational and risk management to establish and maintain a comprehensive risk management program in alignment with regulatory standards and industry best practices. This position is also required to stay abreast of legislative and regulatory initiatives, monitoring regulatory changes, understanding industry best practice, and assessing enterprise applicability, providing timely technical content for the continued development and maintenance of the corporate wide Compliance Management Program.

This position is not eligible for Visa sponsorship.

Due to work requirements, candidates must be located within commuting distance of Milwaukee or Green Bay, WI.

We invite you to view the opportunity below.

As a Wealth Risk Oversight Manager, you will:

  • Evaluate the soundness of risk methodology and stress testing assumptions, accuracy of risk measurement, and appropriateness of risk limits.
  • Assist in the design, implementation and evaluation of an independent assessment of all aspects of trust and investment services risks.
  • Source internal data and conduct statistical analysis in support of monitoring activities including risk limit levels.
  • Develop, execute and maintain a risk-based compliance and operational risk oversight and monitoring program, used to measure performance against requirements for compliance with applicable corporate, regulatory, banking, and related financial services laws ,regulations, guidance, and best practices, within areas of assigned responsibility.
  • Develop and maintain in-depth knowledge of business, industry and related risk management requirements / best practices / trends and legislative/ regulatory directives and guidance.
  • Partner with Wealth, Trust, Associated Investment Services (AIS), Finance, Credit, and Enterprise Risk Management to promote an effective risk management framework and provides advice and guidance to assigned on implementation of the risk framework, including effective challenge.
  • Review risk metrics and processes to identify potential emerging risks or areas of the governance framework requiring enhancement as well as opportunities for strengthening practices.
  • Identify where corrective actions are required and escalates per guidelines; ensure corrective action is taken as necessary.
  • Lead and integrate the monitoring, measurement & reporting on the status of the market risk governance program to internal & external stakeholders.
  • Aid in the preparation of presentation materials for the Board and senior management risk committees.
  • Represent the risk program / governance structure during internal/external regulatory audits and/or examinations.
  • Consult with management in the development of corporate policies and procedures to ensure compliance with relevant laws and regulations.

Education

  • Bachelor's Degree or equivalent combination of education and experience in Risk Management, Business, or Finance or related field. Required
  • Master's Degree in Business or Finance. Preferred

Experience

  • 8+ years of experience in Wealth, Trust, Regulatory Operations or Wealth Risk Management. Required
  • 12+ years of experience in Wealth, Trust Regulatory Operations or Wealth Risk Management. Preferred

Certifications

  • Certification in Risk Management (CRMA). Preferred

  • CFIRS Certified Fiduciary & Investment Risk Specialist. Preferred

  • Certified Trust Operations Professional (CTOP). Preferred

  • Certified Trust and Financial Advisor (CTFA). Preferred

  • Wealth Management Certified Professional (WMCP). Preferred

In addition to core traditional benefits, we take pride in offering benefits for every stage of life.

  • Retirement savings including both 401(k) and Pension plans.

  • Paid time off to volunteer in your community.

  • Opportunities to connect with others through our diversity-focusedColleague Resource Groups.

  • Competitive salaries with professional development and advancement opportunities.

  • Bonus benefits including well-being programs and incentives, parental leave,anemployee stock purchase plan, military benefits and much more.

  • Personal banking, loan, investmentand insurance benefits.

Associated Bank serves more than 120 communities throughout Wisconsin, Illinois and Minnesota and we consider our colleagues critical to our continued success. See why our colleagues continually vote us a best place to work in the Midwest.Join our community onFacebook,LinkedInandX.

Compliance Statement

Associated Bank is an equal opportunity employer committed to creating a diverse workforce. We support a work environment where colleagues are respected and given the opportunity to perform to their fullest potential. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.

Fully complies with all applicable enterprise policies and procedures. Acts in compliance with all applicable laws and regulations as outlined in training materials, including but not limited to Bank Secrecy Act. Responsible for reporting suspicious activity to Financial Intelligence. Responsible to report all customer complaints as prescribed and procedure violations to management or HR.

Responsible to report ethical concerns as needed to Associated Bank's anonymous Ethics Hotline.

Associated Bank provides additional assistance to individuals with disabilities throughout the application & interview process. Please contactleavesandaccommodations@associatedbank.comif you need an accommodation at any time during the interview process.

Associated Banc-Corp is an Affirmative Action andEqual Opportunity Employer. Associated Banc-Corp participates in the E-Verify Program. E-Verify NoticeEnglish or Spanish. Know Your Right to WorkEnglishorSpanish.

Associated Bank isPay Transparencycompliant.