Head of Trading Compliance

A broker-dealer and investment bank is seeking a Head of Trading Compliance to run the day-to-day execution of the compliance program covering the trading desk, focused on equities and fixed income. The role reports directly to the Chief Compliance Officer with at least one direct report assisting with the daily execution of the program. An ideal background...

A broker-dealer and investment bank is seeking a Head of Trading Compliance to run the day-to-day execution of the compliance program covering the trading desk, focused on equities and fixed income. The role reports directly to the Chief Compliance Officer with at least one direct report assisting with the daily execution of the program. An ideal background...

Head of Trading Compliance Job DescriptionLarson Maddox is seeking a seasoned professional to lead the day-to-day execution of the trading compliance program. The ideal candidate will have a deep understanding of equities and fixed income trading compliance, as well as experience managing a program or team.Key Responsibilities:Develop and implement a...

The Head of Treasury Trading Operations will lead the customer-facing sales and trading activities for FX & Interest Rate Products, driving revenue growth and delivering tailored hedging solutions to clients. Key Responsibilities: Develop and execute sales and trading strategies for FX and interest rate products Lead and mentor a high-performance team of...

Head of Quantitative Trading (Crypto)RemoteA Crypto focused Prop Group is looking to onboard an experienced Head of Quantitative Trading to oversee their internal trading teams as well as assist in the management of platform traders. This is one of the fastest growing shops in the industry with tier 1 talent and tier 1 earning...

About the RolePineBridge Investments is seeking a highly skilled Investment & Trade Compliance Specialist to join our team. As a key member of our Global Compliance Team, you will play a critical role in ensuring the compliance of our asset management business with relevant securities laws and regulations.Key ResponsibilitiesSupport the Head of Global...

Key ResponsibilitiesAs a key member of our team, you will be responsible for identifying and onboarding top talent in quantitative trading and portfolio management.You will work closely with our heads of risk, trading, technology, and research, as well as our CIO, to ensure that our candidates align with our firm's vision and goals.Additional...

About Farrer Capital ManagementFarrer Capital Management is a rapidly expanding global commodities hedge fund, dedicated to serving institutional clients by providing market leading results.We are seeking an exceptional individual to take the reins as Global Head of Compliance, reporting directly to the Chief Operating Officer. This role is a critical...

About the RolePineBridge Investments is seeking a highly skilled Investment & Trade Compliance Specialist to join our team. As a key member of our Global Compliance Team, you will play a critical role in ensuring the compliance of our asset management business with relevant securities laws and regulations.Key ResponsibilitiesSupport the Head of Global...

Primary responsibilities for this position will include: Finding, vetting and selecting quantitative traders/portfolio managers, globally. Working closely with the heads of risk, trading, technology and research and CIO to identify and onboard relevant candidates that fit the firm's vision, present and future plans. Additional responsibilities include...

Head of Compliance Strategy at Sumitomo Mitsui Banking CorporationAs the Head of Compliance Strategy, you will be at the forefront of ensuring that our investment advisory firm adheres to all regulatory standards and internal policies. This pivotal role involves leading the compliance framework within a reputable financial institution, emphasizing the...

Job Title: Head of Trade Services OperationsAt Customers Bank, we're committed to delivering exceptional customer experiences and driving innovation in the financial industry. As the Head of Trade Services Operations, you'll play a critical role in shaping our trade services operations and ensuring seamless execution of our business strategies.Key...

About Farrer Capital ManagementFarrer Capital Management is a rapidly expanding global commodities hedge fund dedicated to serving institutional clients by providing market-leading results.We're a fully distributed, remote-first company with a growing team located across North and South America, Australia, and Europe.About the RoleWe're seeking an...

Head of Quantitative Trading (Crypto)RemoteA Crypto focused Prop Group is looking to onboard an experienced Head of Quantitative Trading to oversee their internal trading teams as well as assist in the management of platform traders. This is one of the fastest growing shops in the industry with tier 1 talent and tier 1 earning...

Head of Quantitative Trading (Crypto)RemoteA Crypto focused Prop Group is looking to onboard an experienced Head of Quantitative Trading to oversee their internal trading teams as well as assist in the management of platform traders. This is one of the fastest growing shops in the industry with tier 1 talent and tier 1 earning...

The Head of Treasury Trading Operations will lead the customer-facing sales and trading activities for FX & Interest Rate Products, driving revenue growth and delivering tailored hedging solutions to clients.Key Responsibilities:Develop and execute sales and trading strategies for FX and int

Job DescriptionJob DescriptionAbout Us Farrer Capital is a rapidly expanding global commodities hedge fund, dedicated to serving institutional clients by providing market leading results. Our goal is to produce exceptional returns facilitated by an investment research process that leverages our domain expertise across global commodity markets, supply and...

About UsDV Trading is a leading proprietary trading firm that has grown to over 450 employees operating throughout North America and Europe. With a strong presence in the global energy complex, we provide liquidity to worldwide financial markets and hedging opportunities to commodity producers and users.Our BusinessWe specialize in trading crude oil, refined...

Trade Compliance ManagerOur client, a leading investment management firm, is seeking a skilled Trade Compliance Manager to join their portfolio and trading compliance team. This role is responsible for monitoring current holdings and daily trading activity, ensuring compliance with regulatory guidelines and requirements.The ideal candidate will have...

About the RoleWe are seeking a highly skilled Futures Compliance Officer to join our team at Lime Trading Corp.As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with NFA/CFTC regulations.Key ResponsibilitiesDevelop and implement compliance strategies for products regulated by...