Current jobs related to Managing Director, Head of Regulatory and Assurance - new york city - Crédit Agricole CIB

  • Managing Director, Head of Internal Audit Quality Assurance

    2 weeks ago

    New York, United States BNY Mellon Full time

    Managing Director, Head of Internal Audit Quality AssuranceAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the...

  • Director of Regulatory

    1 month ago

    new york city, United States Tandym Group Full time

    A New York City-based healthcare network is currently seeking an experienced healthcare professional to join their leadership team in Queens as their new Director of Regulatory & Accreditation.Responsibilities:The Director of Regulatory & Accreditation will:Identify areas needing improvement and design continuous measurement of performance metrics and...

  • Director of Regulatory

    2 months ago

    New York, United States Tandym Group Full time

    A New York City-based healthcare network is currently seeking an experienced healthcare professional to join their leadership team in Queens as their new Director of Regulatory & Accreditation. Responsibilities:The Director of Regulatory & Accreditation will:Identify areas needing improvement and design continuous measurement of performance metrics and...

  • Director of Regulatory

    2 months ago

    New York, United States Tandym Group Full time

    A New York City-based healthcare network is currently seeking an experienced healthcare professional to join their leadership team in Queens as their new Director of Regulatory & Accreditation. Responsibilities:The Director of Regulatory & Accreditation will:Identify areas needing improvement and design continuous measurement of performance metrics and...

  • Regulatory Affairs Director

    3 weeks ago

    New York, New York, United States Tandym Group Full time

    Director of Regulatory AffairsTandym Group is seeking an experienced healthcare professional to join their leadership team as Director of Regulatory Affairs.Key Responsibilities:Performance Metrics and Outcomes: Identify areas needing improvement and design continuous measurement of performance metrics and outcomes.Compliance and Training: Create and deliver...

  • Head of Quality Assurance

    1 week ago

    Redwood City, California, United States Tesseract Health Full time

    Job Title: Head of Quality AssuranceAt Tesseract Health, we're seeking a highly skilled and experienced Head of Quality Assurance to join our team. As a key member of our leadership team, you will be responsible for ensuring that our medical devices and processes meet FDA regulatory and international requirements, safeguarding patient safety and facilitating...

  • Regulatory Compliance Director

    2 weeks ago

    New York, New York, United States The Goodkind Group Full time

    Job Profile SummaryThe primary objective of the Regulatory and Accreditation Program is to promote safe, high-quality, and effective patient care through maintaining accreditation, certification, and licensure compliance.The Regulatory Director is responsible for developing and leading a comprehensive regulatory survey readiness program in support of the...

  • Head of Quality Assurance

    2 weeks ago

    New York, New York, United States Software Guidance and Assistance, Inc. Full time

    Job Title: Head of Quality AssuranceSoftware Guidance & Assistance, Inc. is seeking a highly skilled and experienced Head of Quality Assurance to lead our quality assurance efforts in a Full-Time assignment with one of our premier Financial Services clients in mid-town NYC.Job Summary:The ideal candidate will have a proven track record of success leading...

  • Head of Quality Assurance

    1 month ago

    New York, New York, United States Software Guidance and Assistance, Inc. Full time

    Job Title: Head of Quality AssuranceSoftware Guidance & Assistance, Inc. is seeking a highly skilled and experienced Head of Quality Assurance to lead our quality assurance efforts in a Full-Time assignment with one of our premier Financial Services clients in mid-town NYC.Job Summary:The ideal candidate will have a proven track record of success leading...

  • Director of Regulatory and Accreditation

    2 months ago

    new york city, United States The Goodkind Group, LLC Full time

    Job Profile Summary The primary purpose of the Regulatory and Accreditation Program is to promote safe, high quality and effective patient care through maintaining accreditation, certification and licensure complianceDevelops and leads a comprehensive regulatory survey readiness program in support mission, values and values. The Regulatory Director,...

  • Director of Regulatory and Accreditation

    1 month ago

    new york city, United States The Goodkind Group, LLC Full time

    Job Profile Summary The primary purpose of the Regulatory and Accreditation Program is to promote safe, high quality and effective patient care through maintaining accreditation, certification and licensure complianceDevelops and leads a comprehensive regulatory survey readiness program in support mission, values and values. The Regulatory Director,...

  • Head of Quality Assurance

    3 days ago

    Redwood City, California, United States TBWA\Chiat\Day Full time

    Job DescriptionHead of QualityAbout the RoleWe are seeking a highly experienced and skilled Head of Quality to join our team at identifeye HEALTH Inc. As a key member of our organization, you will play a pivotal role in ensuring that our medical devices and processes meet FDA regulatory and international requirements, safeguarding patient safety, and...

  • Quality Assurance Analyst

    1 week ago

    new york city, United States UBA America Full time

    JOB DESCRIPTIONTITLE:Quality Assurance OfficerDEPARTMENT:Risk Management LOCATION:New York, USASTATUS:Full-timeJOB SUMMARY: The BSA/AML & OFAC Quality Assurance Officer reports to the Head of Regulatory Compliance, Governance & Quality Assurance and is responsible for performing ongoing assessments and quality assurance reviews to evaluate the effectiveness...

  • Quality Assurance Analyst

    13 hours ago

    new york city, United States UBA America Full time

    JOB DESCRIPTIONTITLE:Quality Assurance OfficerDEPARTMENT:Risk Management LOCATION:New York, USASTATUS:Full-timeJOB SUMMARY: The BSA/AML & OFAC Quality Assurance Officer reports to the Head of Regulatory Compliance, Governance & Quality Assurance and is responsible for performing ongoing assessments and quality assurance reviews to evaluate the effectiveness...

  • Director of Regulatory Affairs

    3 days ago

    New York, New York, United States NYC Health Hospitals Full time

    Job Title: Director of Regulatory AffairsJob Summary:The Director of Regulatory Affairs will oversee the daily operations of the Regulatory Affairs Department at NYC Health and Hospitals, ensuring compliance and patient safety goals are met. This role will develop optimal strategies throughout the regulatory process, promote regulatory readiness, and assist...

  • Regulatory Affairs Director

    3 days ago

    New York, New York, United States NYC Health Hospitals Full time

    Job DescriptionAt NYC Health Hospitals, we are seeking a highly skilled and experienced Director of Regulatory Affairs to join our team. As a key member of our leadership team, you will be responsible for overseeing the daily operations of the Regulatory Affairs Department and ensuring compliance with regulatory requirements.Key Responsibilities:Provide...

  • Director of Regulatory Affairs

    3 weeks ago

    New York, United States Barker Search LLC Full time

    The primary purpose of the Regulatory and Accreditation Program is to promote safe, high quality and effective patient care through maintaining accreditation, certification and licensure compliance for the organization. Develops and leads a comprehensive regulatory survey readiness program in support of the mission, values and values. The Regulatory Director...

  • Head of Quality Assurance

    2 weeks ago

    New York, New York, United States Cubic Full time

    Job SummaryCubic is seeking a highly experienced Quality Assurance professional to lead our quality assurance efforts across multiple programs and products. As Head of Quality Assurance, you will be responsible for ensuring compliance to quality contractual requirements, Cubic requirements, and program objectives.Key ResponsibilitiesDevelop and manage...

  • Director of Quality Assurance

    4 weeks ago

    New York, New York, United States OSS Health Full time

    Job Title: Director of Quality AssuranceAt OSS Health, we are seeking a highly skilled and experienced Director of Quality Assurance to join our team. As a key member of our leadership team, you will be responsible for ensuring the highest standards of quality and safety in our healthcare services.Key Responsibilities:Develop and implement quality...

  • Project Manager

    2 weeks ago

    New York, New York, United States Crédit Agricole CIB Limited Full time

    Job Title: VP - Project ManagerCrédit Agricole CIB Limited is seeking a highly skilled and experienced VP - Project Manager to join our Compliance Regulatory and Assurance team.About the Role:The Compliance Regulatory and Assurance team is a critical function within Crédit Agricole CIB Limited, responsible for ensuring the firm's compliance with regulatory...

Managing Director, Head of Regulatory and Assurance

2 months ago

new york city, United States Crédit Agricole CIB Full time

Summary:


The Compliance Regulatory and Assurance (CPL RA) team is a recently established “Center of Excellence” within the CACIB Compliance Function reporting directly to the Chief Compliance Officer (CCO). The CPL RA team provides strategic and centralized management of the supervisory activities of the Firm’s regulators and related developments, focusing on regulatory reviews and examinations and continuous monitoring activities. CPL RA serves as the central point of contact with key supervisory regulators globally to facilitate open, cooperative and constructive relationships; provides advice and guidance on regulatory interactions and engagement; oversees responses to and commitments made to regulators; and apprises Senior Management and relevant governance bodies and stakeholders of these matters and related significant regulatory developments. The CPL RA team is comprised of four coverage areas: Project Management, Regulatory Coordination, Regulatory Watch, and Assurance.


  • Project Management – lead projects/initiatives initiated by Compliance and assigned by the CACIB Americas CCO. This requires coordination with various parties including the Project Sponsor, Project Owner, and Project Stake holders.
  • Assurance – Provide an independent review/assessment of CACIB US CPL Recommendation Closure Memos covering all issues including Regulatory, Audit, and Model Reviews. Discusses the Recommendation Closure Memo with Compliance senior management for approval and addresses any comments/questions.
  • Regulatory Watch – responsible for coordinating and performing regulatory watch and regulatory change management in the context of compliance risks as defined in the CACIB US Compliance Risk Management Program.
  • Regulatory Coordination – coordinate the exams conducted by Prudential and Capital Market Regulators as well as the Continuous Monitoring/regulatory progress updates related to Compliance.


Key Responsibilities:


The Head of Regulatory and Assurance is mainly responsible for


  • Supervising the Regulatory and Assurance team’s activities of all aspects via various measures including KPIs and MIS reporting and ensuring the high productivity and good performance of the team
  • Directing and providing guidance for all aspects of regulatory examinations by the FRB, DFS, SEC, CFTC, FINRA, NFA, state regulators and exchanges
  • Providing advice and directing the Firm’s formal response to regulatory findings and assisting in the coordination of any remediation
  • Managing and guiding regulatory communications covering the regulatory achievements, remediation progression
  • Communicating with key stakeholders, including senior management in CPL, business and risk regarding exam status and potential findings
  • Developing and implementing Project Management and assurance methodology, challenge framework and templates for independent assurance review and establishing the governance framework for review of the assurance review results
  • Providing centralized Project Management and Quality Assurance support on Compliance Issue Remediation efforts undertaken by the remediation owners across functions
  • Performing an autonomous check and robust challenge on the end-to-end remediation performed by ensuring all elements of the findings have been addressed completely and accurately and test for design effectiveness, adequacy and sustainability of the remediation
  • Educating and advising the first and second line of defense through periodic training or other media on emerging risks and potential issues based on evolving regulatory environment and supervisory expectations
  • Promoting the culture of self-identification of issues across the organization and establishing a robust framework to identify report and remediate self-identified issues


Qualifications/Education Required:

  • Bachelor Degree
  • Mater Degree or JD preferred


Experience Required:


  • At least 15 years of professional experience in the banking industry, focusing on Regulatory Affair, Compliance, Risks, Project Management, Internal Audit, etc.
  • Experience in managing regulatory exams and relationships with examiners and auditors
  • Extensive knowledge of appropriate regulatory requirements including local and US laws, international and industry standards
  • Direct experience with regulators preferred, such as FRB, DFS, SEC, CFTC, NFA, FINRA preferred
  • Experience in dealing with US banking regulators preferred
  • Experience in regulatory project management


Competencies Required:

  • Strong understanding of regulatory requirements, guidance, and expectations
  • Capable of understand and analyze complex situations
  • Proven track record of completing large scale remediation efforts
  • Demonstrated leadership and motivational skills
  • Ability to work with regional and global partners, and influence and lead people across culture and senior level
  • Ability to quickly grasp key concepts and take ownership of deliverables


Skills & Knowledge Requirements:

  • Excellent verbal, writing, and presentation skills with the ability to interact with stakeholders at all levels within the organization and be able to relay complex technical concept to non-technical audience
  • Strong analytical, problem solving, and organizational skills
  • Strong influencing and negotiating skills
  • Expert in using Excel and PowerPoint preferred
  • Proven project management expertise preferred