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Audit Supervisor
2 months ago
Professional Experience:
- Audit or Risk Management Experience: 4-5 years in an audit, compliance, business controls, or risk management role, specifically with experience in trading desk activities. This experience could be across Equities or Fixed Income, Currencies, and Commodities asset classes.
- Financial Services Background: Strong understanding of financial services, particularly in risk control and compliance related to trading activities.
Technical Skills:
- Analytical Skills: Intermediate proficiency in analytical tools and techniques, including SQL, SAS, Excel, and Access.
- Automation Skills: Experience with innovative tools and methods to improve audit efficiency, leveraging automation where possible.
Educational Background:
- Bachelor’s Degree: A degree in a relevant field such as Finance, Accounting, Economics, or a related discipline.
Key Competencies:
- Audit Strategy and Execution: Proven ability to design and execute complex audit tests, define audit scope, and apply risk-based auditing methodologies.
- Technical Expertise: Deep understanding of trading desk operations and associated risks, allowing for effective challenge of management and improvement of the control environment.
- Impact Assessment: Ability to assess the impact of issues on business processes and controls, providing clear recommendations and severity ratings.
- Reporting and Communication: Skilled in drafting audit reports and communicating findings to business leaders in a clear and actionable manner.
- Relationship Building: Ability to establish and maintain strong business partner relationships with line management, and develop business knowledge through these interactions.
Soft Skills:
- Team Development: Experience in supporting and developing peers and teams, including on-the-job training and fostering an inclusive work environment.
- Innovation and Efficiency: Proactive in using innovative tools and methods to enhance audit activities and improve efficiency.
- Analytical Thinking: Strong problem-solving skills, with the ability to analyze complex data and derive actionable insights.
Benefits Info
Pride Global offers eligible employees comprehensive healthcare coverage (medical, dental, and vision plans), supplemental coverage (accident insurance, critical illness insurance and hospital indemnity), 401(k)-retirement savings, life & disability insurance, an employee assistance program, legal support, auto, home insurance, pet insurance and employee discounts with preferred vendors.
