Audit Supervisor

4 weeks ago


New York, New York, United States TD Bank Full time
About the Role

We are seeking an experienced Audit Supervisor to join our team in the Financial Crimes Audit department. As an Audit Supervisor, you will be responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.

Key Responsibilities
  • Lead a team focused on assigned audit and assume the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge, reviewing work papers completed by staff, and drafting audit reports.
  • Responsible for time and staffing budgets for upcoming audits, planning of audits, and contact with management regarding audit scope, status, and findings.
  • Work at the direction of the Audit Manager, perform testing procedures for more critical areas of audits, provide on-the-job training for staff, and supervise findings follow-up tasks with management and audit staff.
  • Be a subject matter expert in at least one area of discipline, work independently but receive assistance/coaching from the audit manager, and may be Auditor in Charge on an audit.
  • Participate and/or lead assigned special projects, provide feedback on staff performance on an audit project basis, assist in providing feedback on completion of staff evaluations, and update, revise, and improve existing audit procedures and programs.
Requirements
  • 4-year degree or equivalent experience.
  • 5+ years of related Audit experience required.
  • Excellent oral and written communication skills.
  • Strong knowledge of audit principles and practices.
  • Coaching and counseling skills.
  • Ability to delegate work to others.
  • Strong decision-making and follow-through ability.
  • PC skills (MS Office Suite).
  • Works well independently and with others.
  • Strong analytical skills.
  • Ability to respond to shifting priorities quickly.
  • Team working experience.
  • Ability to build and maintain relationships with peers and management.
  • Strong knowledge of laws and regulations governing the banking industry.
  • Certification highly preferred or willingness to pursue certification.
  • Travel 25% or more.
Preferred Experience

CAMS, CFE certification, Financial Crimes/AML Audit experience.

About TD Bank

TD Bank is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards, health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition.


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