Senior Manager Internal Audit
6 days ago
Operating under professional guidance and demonstrating a high degree of independence, this role utilizes a technically sound understanding of capital, liquidity, and interest rate risk management practices to lead a team, develop, implement, execute, and administer the internal audits covering the Finance and Risk processes at the Firm. This role collaborates across the Internal Audit department for comprehensive coverage across various subsidiaries, technology, and enterprise audit processes. This role operates with the support of the SVP and VP of the Canada, Finance, Risk and SOX (CFRS) IA Team and requires a keen awareness of banking and regulatory trends impacting Finance and Risk, audit data analysis skills, and risk management perspectives.
Essential Duties and Responsibilities
•Oversee multiple audit engagements from the planning stages through the reporting stages.
•Produce quality deliverables in accordance with both department and professional standards.
•Apply expertise in one or more of the organization's businesses and leverages this knowledge into a leadership role in one or more teams.
•Execute testing as an individual contributor while also managing audit teams.
•Perform human resource management activities including identifying performance problems, developing plans for remedial action, evaluating performance, and interviewing and selecting staff.
•Attract, develop, and retain talent within the Audit organization.
•Establish strong relationships with senior leaders including executive management, and related control groups.
•Use excellent communication skills to influence a wide range of internal audiences including respective product, function, or executive management partners.
•Finalize audit findings and provide an overall opinion on the control environment. Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls.
•Implement and execute an effective program of continuous monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends.
•Stay up to date with evolving industry and regulatory changes impacting the business.
•Performs other duties and responsibilities as assigned.
Qualifications:
Qualifications:
Knowledge, Skills, and Abilities
Knowledge of
•Audit practices and methodologies, including risk assessment internal control concepts.
•Advanced finance concepts, particularly as it pertains to capital, liquidity, and interest rate risk management practices and procedures used in the banking industry.
•Regulatory expectations for Large Financial Institutions (LFI), including Enhanced Prudential Standards (EPS), and Comprehensive Capital Analysis and Review (CCAR).
•Data analysis and the ability to understand key model inputs, outputs, and theoretical underpinnings.
Skill in
•Project management, including executing audit planning, fieldwork, and reporting.
•Managing direct reports and audit teams while developing talent.
•Interacting with and influencing senior leadership, including executive management.
•Managing against deadlines associated with an annual audit plan.
•Written and verbal communication.
Ability to
•Make sound decisions, exhibit initiative and intuitive thinking, and act as a consultant for others for advice and opinions. Recognized as a leadership role model.
•Present complex and sensitive issues to management in a persuasive manner.
•Demonstrate enthusiasm, self-motivation, and effectiveness under pressure and willingness to take personal risk and accountability.
•Multitask as well as assess and change priorities.
•Work well individually and in teams to share information, support colleagues, and encourage participation.
Educational/Previous Experience Requirements
Education/Previous Experience
•Bachelor's Degree in Business Administration, Economics, Finance, Accounting or a related field and a minimum of eight (8) years of experience in the financial services industry.
•OR ~
•Any equivalent combination of experience, education, and/or training approved by Human Resources.
Licenses/Certifications
•CIA, CPA, CRMA, CFA, or FRM Certification(s) preferred.
Travel
Travel Required: Minimum travel (less than 10%) may be required for select subsidiary audit coverage
Raymond James Guiding Behaviors
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
•Grow professionally and inspire others to do the same
•Work with and through others to achieve desired outcome
•Make prompt, pragmatic choices and act with the client in mind
•Take ownership and hold themselves and others accountable for delivering results that matter
•Contribute to the continuous evolution of the firm
-
Senior Manager Internal Audit
4 days ago
St Petersburg, United States Raymond James Financial Incorporated Full timeJob Summary:As a Senior Manager Internal Audit at Raymond James Financial Incorporated, you will lead a team in developing, implementing, and executing internal audits covering Finance and Risk processes. This role requires a high degree of independence, technical expertise, and collaboration with the Internal Audit department. You will work closely with...
-
Senior Manager Internal Audit
2 months ago
St Petersburg, United States Raymond James Financial Services Full timeJob Summary: Operating under professional guidance and demonstrating a high degree of independence, this role utilizes a technically sound understanding of capital, liquidity, and interest rate risk management practices to lead a team, develop, implement, execute, and administer the internal audits covering the Finance and Risk processes at the Firm. This...
-
Senior Manager Internal Audit Lead
2 weeks ago
St Petersburg, United States Raymond James Financial Services Full timeJob Summary:As a Senior Manager Internal Audit, you will lead a team in developing, implementing, and executing internal audits covering Finance and Risk processes at Raymond James Financial Services. This role requires a high degree of independence and a technically sound understanding of capital, liquidity, and interest rate risk management practices.Key...
-
Senior Audit Manager
1 month ago
St. Petersburg, Florida, United States SBF Advisors Full timePosition: Audit Services ManagerSBF Advisors is in search of a meticulous professional to enhance our audit services division. We are looking for a candidate with expertise in sectors such as privately owned enterprises, community associations, affordable housing initiatives, construction projects, employee benefit plans, and charitable organizations. The...
-
Senior Audit Manager
1 month ago
St. Petersburg, Florida, United States SBF Advisors Full timePosition: Audit Operations LeadSBF Advisors is seeking a meticulous professional to enhance our audit operations. We are looking for an individual with a robust background in sectors such as privately owned enterprises, community associations, affordable housing initiatives, construction projects, employee benefit plans, and non-profit organizations. The...
-
Senior Audit Manager
1 month ago
St. Petersburg, Florida, United States SBF Advisors Full timePosition: Audit Operations LeaderSBF Advisors is seeking a meticulous professional to enhance our audit operations. The successful candidate will possess expertise in sectors such as privately owned enterprises, community associations, affordable housing initiatives, construction projects, employee benefit plans, and non-profit organizations. This role...
-
Senior Advisor, Internal Audit- RJB
1 month ago
St Petersburg, United States Raymond James Financial Incorporated Full timeJob Summary:Under general direction, uses extensive knowledge and skills obtained through education and experience to conduct comprehensive audits and develop risk profiles of assigned processes within a functional area. Leads the work of others to conduct audits with smaller scope and complexity. Participates in large or multiple audit projects with...
-
Senior Advisor, Internal Audit- RJB
4 months ago
St Petersburg, United States Raymond James Financial Services Full timeJob Summary: Under general direction, uses extensive knowledge and skills obtained through education and experience to conduct comprehensive audits and develop risk profiles of assigned processes within a functional area. Leads the work of others to conduct audits with smaller scope and complexity. Participates in large or multiple audit projects with...
-
Audit Manager
4 days ago
St. Petersburg, Florida, United States SBF Advisors Full timeJob OverviewWe are seeking a highly skilled and experienced Audit Senior Manager to join our team at SBF Advisors. As a key member of our audit department, you will be responsible for leading and coordinating auditing activities, developing and implementing internal auditing policies and procedures, and reviewing accounting procedures.ResponsibilitiesLead...
-
Senior Audit Professional
2 weeks ago
St Petersburg, United States Raymond James Financial Incorporated Full timeJob SummaryAs a Senior Advisor, Internal Audit, you will utilize your extensive knowledge and skills to conduct comprehensive audits and develop risk profiles of assigned processes within a functional area. You will lead the work of others to conduct audits with smaller scope and complexity, participate in large or multiple audit projects with significant...
-
Senior Audit Advisor
2 weeks ago
St Petersburg, United States Raymond James Financial Incorporated Full timeJob SummaryAs a Senior Advisor, Internal Audit, you will utilize your extensive knowledge and skills to conduct comprehensive audits and develop risk profiles of assigned processes within a functional area. You will lead the work of others to conduct audits with smaller scope and complexity, and participate in large or multiple audit projects with...
-
Audit Senior
4 weeks ago
St Petersburg, United States Creative Financial Staffing Full timeAudit Senior Our client is a leading CPA firm that has been in Tampa Bay for almost 50 years and looking to bring on an Audit Senior. With recent and projected future growth there is serious potential for growth. The company boasts a family-oriented culture and provides its employees with the tools necessary to excel. ESSENTIAL FUNCTIONS OF THE AUDIT SENIOR:...
-
Audit Senior
1 month ago
St Petersburg, United States Creative Financial Staffing Full timeAudit Senior Our client is a leading CPA firm that has been in Tampa Bay for almost 50 years and looking to bring on an Audit Senior. With recent and projected future growth there is serious potential for growth. The company boasts a family-oriented culture and provides its employees with the tools necessary to excel. ESSENTIAL FUNCTIONS OF THE AUDIT SENIOR:...
-
Audit Senior
2 months ago
St Petersburg, United States Creative Financial Staffing Full timeAudit Senior Our client is a leading CPA firm that has been in Tampa Bay for almost 50 years and looking to bring on an Audit Senior. With recent and projected future growth there is serious potential for growth. The company boasts a family-oriented culture and provides its employees with the tools necessary to excel. ESSENTIAL FUNCTIONS OF THE AUDIT...
-
Audit Senior
2 weeks ago
St. Petersburg, United States Creative Financial Staffing Full timeAudit Senior Our client is a leading CPA firm that has been in Tampa Bay for almost 50 years and looking to bring on an Audit Senior. With recent and projected future growth there is serious potential for growth. The company boasts a family-oriented culture and provides its employees with the tools necessary to excel. ESSENTIAL FUNCTIONS OF THE AUDIT...
-
Audit Manager
2 weeks ago
St. Petersburg, United States Creative Financial Staffing Full timeAudit Manager Our client is a leading CPA firm that has been in Tampa Bay for almost 50 years and looking to bring on an Audit Manager. With recent and projected future growth there is serious potential for growth. The company boasts a family-oriented culture and provides its employees with the tools necessary to excel. ESSENTIAL FUNCTIONS OF THE AUDIT...
-
Audit Manager
2 weeks ago
St. Petersburg, United States Creative Financial Staffing Full timeAudit Senior OpportunityCreative Financial Staffing is partnering with a leading CPA firm to find an experienced Audit Senior to join their team in Tampa Bay. This is a fantastic opportunity for a motivated professional to take on new challenges and contribute to the company's growth.Key Responsibilities:Develop and implement audit plans to ensure timely...
-
Audit Manager
6 days ago
St. Petersburg, United States Creative Financial Staffing Full timeAudit SeniorAt Creative Financial Staffing, we're seeking a highly skilled Audit Senior to join our team. With a strong focus on growth and a family-oriented culture, our client is the perfect fit for professionals looking to excel in their careers.Key Responsibilities:Develop and implement audit plans to ensure timely completion of auditsAnalyze risks and...
-
Audit Manager
5 days ago
St. Petersburg, United States Creative Financial Staffing Full timeAudit Manager Job DescriptionCreative Financial Staffing is seeking an experienced Audit Manager to join our team. As an Audit Manager, you will be responsible for leading audit and review engagements, evaluating technical steps, and preparing financial statements.Key Responsibilities:Lead audit and review engagements, ensuring high-quality work and timely...
-
Internal Audit Manager
1 month ago
St Louis, Missouri, United States Ameren Full timeAbout UsAmeren stands at the forefront of the energy sector, actively engaging in the transition towards cleaner, renewable energy sources. Our commitment extends beyond mere service; we are deeply integrated into the communities we serve. At Ameren, we prioritize your growth, enabling you to enhance your quality of life.Diversity, Equity & Inclusion are...