Senior Compliance Manager Trust and Fiduciary

1 month ago


Detroit, United States Comerica Full time

Sr. Manager Compliance

The Manager, Senior Compliance is responsible for the CMS-Program within their Division. They are considered the Compliance expert within their area of responsibility. It has direct accountability for ensuring compliance within their purview. This includes responsibility for Third Party Compliance, including Control Testing strategy and implementation, day-to-day oversight, and remediation of third-party Compliance-related issues.

Position Responsibilities:

Manage Regulatory Compliance

* Develop and maintain Compliance Framework.
* Ensure compliance with regulations.
* Ensure third-party partners meet Regulatory requirements.
* Control Testing strategy and implementation, day-to-day compliance oversight and remediation of third-party Compliance-related issues.


* Partner with Line of Business, Compliance and third parties to ensure all processes and procedures are in compliance with policies and federal regulations.
* Regulatory Change Management
* Analyze and make recommendations on department and third-party policies, processes, and procedures based on regulatory requirements or changes.
* Consult with vendors and second line of defense as needed. Ensure resulting policies, processes and procedures meet requirements.



Control Testing Oversight/Reporting

* Design, develop, implement, and manage Control Testing program for area of responsibility.
* Ensure key regulatory and control timelines and required processes and evidence (documents) are tested.
* Ensure control findings are reported to management of affected areas and that remediation plans are established and implemented and tracked in the Archer Issues Management system.

Audit and Exams

* Serve as the key contact for internal and external Exams.
* Prepare/coordinate preparation of audit and exam deliverables.
* Develop remediation plans for issues and observations.
* Report issues and manage remediation in the Archer Issues Management system.
* Executes periodic self-monitoring or testing to determine whether policies and procedures are being followed.

Training and Reporting

* Manage/collaborate on and update monthly Compliance Dashboards. Provide input into other Dashboards as needed.
* Educate and train area of responsibility on regulations that affect them.

Management Responsibilities

* Manage Compliance Managers and or other Compliance employees who are assigned to their area of responsibility.
* Follow all HR Management protocol.

Position Qualifications:

* A bachelor's degree from an accredited university
* 10 years of related industry experience
* 7 years' experience in managing financial, regulatory or audit issues

Charlotte8:00am - 5:00pm Monday - Friday



  • Detroit, Michigan, United States COMERICA MANAGEMENT CO INC Full time

    Trust Fiduciary Analyst Sr.The Trust Fiduciary Analyst Sr. is responsible for partnering with Comerica's Alliance and Estate Settlement Trust Advisors to open trust accounts. This role is also responsible for updating the trust accounting platform, completing account funding requirements, and tracking the movement of assets until the account is funded. The...


  • Detroit, Michigan, United States COMERICA MANAGEMENT CO INC Full time

    Senior Trust Client AssistantComerica is a leading provider of trust and fiduciary services in the U.S and offers a wide range of products and services to meet the fiduciary needs of our clients. The Trust Client Assistant Sr. plays a vital role on the team, by serving as a support system for our Private Wealth Trust Advisors and their books of business. As...


  • Detroit, Michigan, United States COMERICA MANAGEMENT CO INC Full time

    Trust Ops Alt Group ManagerDefine and lead the ongoing strategic design, development and execution of Wealth platform account opening applications, products and processes. Manage and develop a collaborative team of professionals comprised of managers, advisors and analysts who serve as subject matter experts responsible for the successful date to day...


  • Detroit, Michigan, United States COMERICA MANAGEMENT CO INC Full time

    Institutional Trust Senior AnalystThe Institutional Trust Senior Analyst role will be responsible for providing day-to-day support for our Institutional Trust Clients including Insurance Companies (domestic and offshore), Non-Profit, Taft Hartley, Municipalities, or Corporate Benefit Accounts. The role will support three to four Relationship Managers by...

  • Benefit Plan Manager

    2 weeks ago


    Detroit, United States UAW Retiree Medical Benefits Trust Full time

    Benefit Plan Manager Position Summary The Benefit Plan Manager has primary responsibility for the management of Medicare Advantage PPO programs. This includes interfacing with third party carriers and vendors, developing analytic reporting, and serving as a Subject Matter Expert (SME) for UAW RMBT Medicare Advantage benefits and operations. Work involves...

  • Benefit Plan Manager

    3 weeks ago


    Detroit, United States UAW Retiree Medical Benefits Trust Full time

    Benefit Plan ManagerPosition SummaryThe Benefit Plan Manager has primary responsibility for the management of Medicare Advantage PPO programs. This includes interfacing with third party carriers and vendors, developing analytic reporting, and serving as a Subject Matter Expert (SME) for UAW RMBT Medicare Advantage benefits and operations. Work involves the...


  • Detroit, United States UAW Retiree Medical Benefits Trust Full time

    Benefit Plan ManagerPosition SummaryThe Benefit Plan Manager has primary responsibility for the management of Medicare Advantage PPO programs. This includes interfacing with third party carriers and vendors, developing analytic reporting, and serving as a Subject Matter Expert (SME) for UAW RMBT Medicare Advantage benefits and operations. Work involves the...


  • Detroit, Michigan, United States COMERICA MANAGEMENT CO INC Full time

    Trust Accounting, Reconciliation, and Regulatory ReportingPrimarily responsible for the creation, meaningful assessment, and distribution of financial and regulatory reports. Provide direct oversight of report and reconciliation functions to ensure accuracy and completeness. Provides initial assessment of aging exceptions and directing of research and...


  • Detroit, Michigan, United States COMERICA MANAGEMENT CO INC Full time

    Trust Client Assistant, Senior (Special Needs Solution Team)Seeking a dynamic self-starter to join Comerica's Special Needs Solutions team as a Trust Client Assistant. This team's important mission is to improve the quality of life for special needs trust beneficiaries and their families. While each day is a challenge for individuals with special needs, as a...


  • Detroit, Michigan, United States COMERICA MANAGEMENT CO INC Full time

    Trust Business Support Senior AnalystPerform, monitor and reconcile intermediate operating functions within a high volume environment related to cash accounting, specialized asset accounting, fee and revenue accounting, client report generation and regulatory and management reporting. Utilize prescribed policies, procedures and tasks to efficiently execute...

  • Finance Manager

    2 months ago


    Detroit, United States Teen HYPE Full time

    Job DescriptionJob DescriptionDUTIES AND RESPONSIBILITIES: Works under the general supervision of the Chief Executive Officer. Coordinates with agency fiduciary, and other financial staff and consultants to support the overall financial management of the organization. Key staff responsible for managing the day-to-day systems and tasks associated with...

  • HR Compliance

    2 weeks ago


    Detroit, Michigan, United States teamworkonline Full time

    Amaze, Inspire, UniteJob Summary:As the HR Compliance & Investigations Business Partner, you will play a pivotal role in ensuring our HR policies, procedures, and practices comply with all relevant regulations, laws and internal policies. You will oversee the development, implementation, and monitoring of compliance programs to mitigate risk and ensure...

  • HR Compliance

    1 week ago


    Detroit, Michigan, United States teamworkonline Full time

    Amaze, Inspire, UniteJob Summary:As the HR Compliance & Investigations Business Partner, you will play a pivotal role in ensuring our HR policies, procedures, and practices comply with all relevant regulations, laws and internal policies. You will oversee the development, implementation, and monitoring of compliance programs to mitigate risk and ensure...

  • Senior Brand Manager

    3 weeks ago


    Detroit, Michigan, United States Rock Central LLC Full time

    Rocket Mortgage , backed by Rocket Companies , means more opportunities for you to carve your own career path forward.Track record building brand and integrated marketing strategiesAs a Senior Brand Manager you'll be responsible for leading and overseeing the development and execution of comprehensive brand strategies.Be a key partner creating and shaping...


  • Detroit, United States UAW Retiree Medical Benefits Trust Full time

    Position SummaryThis position will function as a point of contact for Pharmacy Services with the Pharmacy Benefit Manager (PBM) and other vendors to coordinate aspects of the Trust custom formularies for the commercial and Employer Group Waiver Plans. Additional responsibilities include coordinating specialty drug reviews with the medical carriers, analyzing...


  • Detroit, United States UAW Retiree Medical Benefits Trust Full time

    Position SummaryThis position will function as a point of contact for Pharmacy Services with the Pharmacy Benefit Manager (PBM) and other vendors to coordinate aspects of the Trust custom formularies for the commercial and Employer Group Waiver Plans. Additional responsibilities include coordinating specialty drug reviews with the medical carriers, analyzing...


  • Detroit, United States UAW Retiree Medical Benefits Trust Full time

    Position SummaryThis position will function as a point of contact for Pharmacy Services with the Pharmacy Benefit Manager (PBM) and other vendors to coordinate aspects of the Trust custom formularies for the commercial and Employer Group Waiver Plans. Additional responsibilities include coordinating specialty drug reviews with the medical carriers, analyzing...

  • Director, Compliance

    2 weeks ago


    Detroit, United States Ilitch Full time

    Build a Bigger, Better, Bolder Future: Imagine working for a company that measures its success based off the growth of its colleagues, a company that invests in its future by investing in you. Little Caesars is a company where our colleagues make an impact. Your Mission: Plan, perform and conduct audits in accordance with the audit scope and standard...


  • Detroit, United States Ilitch Full time

    Build a Bigger, Better, Bolder Future: Imagine working for a company that measures its success based off the growth of its colleagues, a company that invests in its future by investing in you. Little Caesars is a company where our colleagues make an impact. Your Mission: Plan, perform and conduct audits in accordance with the audit scope and standard...


  • Detroit, United States Guidehouse Full time

    Job Family:Operational Effectiveness ConsultingTravel Required:Up to 10%Clearance Required:Ability to Obtain Public TrustWhat You Will Do:Guidehouse is seeking an experienced Management Consultant to join our Defense and Security Segment, where they will lead a team specializing in strategic planning, change management, resource management, and monitoring...