Compliance Officer II

1 month ago

Little Rock, United States Bank OZK Full time

Basic Qualifications:

* Bachelor's degree or commensurate work experience required.
* Minimum of five (5) years of work experience in the field of bank compliance or bank compliance audit or examination required.
* Minimum of one (1) year of leadership experience preferred.
* Certified Regulatory Compliance Manager (CRCM) certification preferred.

Job Purpose and Scope:

Serves as a compliance subject matter expert and ensures Bank compliance with current laws, and regulations. Maintains and demonstrates current knowledge of applicable state and federal laws and regulations, including, but not limited to deposit products, advertising, privacy, website compliance, lending products (including mortgage and consumer loans), collections, and mortgage servicing.

Essential Job Functions:

* Serves in an advisement role by researching federal and state banking laws and regulations, reviewing the Bank's policies and procedures, ensuring Bank compliance with laws and regulations, maintaining current expertise of the requirements of various consumer protection and disclosure laws and regulations that apply to the Bank, and serving as a regulatory resource for officers and employees.
* Responds to business unit inquiries regarding the proper application of compliance related rules, regulations, and requirements.
* Collaborates with the compliance team and other Bank departments on program-wide compliance initiatives.
* Develops productive relationships with business unit personnel and leadership to enable complete and accurate understanding of the operating environment.
* Develops subject matter expertise of one or more Bank processes and/or systems to understand and form opinions regarding the effectiveness of the control environment in complying with various statutes and recommendations that apply to Bank activities.
* Performs duties assigned by the Compliance Program leadership.
* Regularly exercises discretion and judgment in the performance of essential job functions.
* Maintains good punctuality and attendance to work.
* Follows Bank policy, procedures, and guidelines.
* Assists in the development, implementation, and maintenance of comprehensive compliance program and tools, including compliance policies, and procedures.
* May develop and maintain an inventory of consumer protection and disclosure regulations, and bank products and services, applicable to the Bank and the related risk assessment matrix.
* May participate in the provision of periodic compliance training on banking laws and regulations, policies, and procedures.

Knowledge, Skills & Abilities:

* Knowledge of banking regulations related to consumer protection and disclosure with specific emphasis on TCPA, TISA, FCRA, CAN-SPAM, Privacy, Regulation CC, EFT, ESIGN, SCRA, and UDAAP.
* Ability to demonstrate effective organization, critical thinking, analytical and problem-solving skills.
* Ability to demonstrate effective research and analytical skills.
* Ability to demonstrate initiative to accomplish work objectives.
* Ability to manage multiple tasks with exacting deadlines in a fast-paced environment.
* Ability to work without close supervision.
* Ability to communicate effectively both verbally and in writing.
* Ability to read, analyze, and interpret government regulations, trade journals, and legal documents.
* Ability to work effectively in a team environment.
* Ability to demonstrate effective use of specialized software.
* Ability to participate in continuing education to maintain and/or enhance job performance.
* Ability to travel on company business.
* Ability to work all hours as required.
* Skill in using computer and Microsoft Office, including Outlook, Word, Excel, and PowerPoint.

Equipment Used in Job Performance/Working Environment:

* Computer
* Telephone
* Multi-function device

Major Job Demands (Physical/Mental):

* Decision-making
* Problem-solving

Note: This description is not an exhaustive list of all job functions, duties, skills, and job standards required. Other job functions, duties, skills, and standards may be added. Management reserves the right to add or change the job requirements at any time.

  • Compliance Officer II

    4 days ago

    Little Rock, United States Bank OZK Full time

    Compliance Officer II + Job ID: 14061 + Functional Area: Corporate Compliance + Position Type: Full-Time Regular + Experience Required: 5 - 7 Years + Location: Little Rock, AR Corporate Headquarters + Department: CRMG Risk Management + Education Required: Bachelors Degree + Relocation Provided: Email a Friend Save SaveApply Now Position Description: Job...

  • Compliance Officer II

    3 weeks ago

    Little Rock, United States Bank OZK Full time

    Compliance Officer II - Testing + Job ID: 14064 + Functional Area: Corporate Compliance + Position Type: Full-Time Regular + Experience Required: 5 - 7 Years + Location: Little Rock, AR Corporate Headquarters + Department: CRMG Corporate Compliance + Education Required: Bachelors Degree + Relocation Provided: Email a Friend Save SaveApply Now Position...

  • Compliance Officer II

    1 week ago

    Little Rock, United States Bank OZK Full time

    Compliance Officer II - Testing + Job ID: 14064 + Functional Area: Corporate Compliance + Position Type: Full-Time Regular + Experience Required: 5 - 7 Years + Location: Little Rock, AR Corporate Headquarters + Department: CRMG Corporate Compliance + Education Required: Bachelors Degree + Relocation Provided: Email a Friend Save SaveApply Now Position...

  • Fraud Compliance Specialist II

    3 weeks ago

    Little Rock, United States Simmons Bank Full time

    It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. Fraud Compliance Specialist II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing, and...

  • Fraud Compliance Specialist II

    1 week ago

    Little Rock, United States Simmons Bank Full time

    It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. Fraud Compliance Specialist II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing, and...

  • BSA/AML Compliance Investigator II

    5 days ago

    Little Rock, United States Simmons Bank Full time

    It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. BSA/AML Compliance Investigator II works directly with a Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance Management Program which includes researching, reviewing,...

  • Compliance Officer I

    1 month ago

    Little Rock, United States Bank OZK Full time

    Basic Qualifications: * Bachelor degree or commensurate work experience required. * Minimum of two (2) years of work experience in the field of bank compliance or bank compliance audit or examination. Job Purpose and Scope: Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations. Maintains and...

  • Compliance Officer I

    3 weeks ago

    Little Rock, United States Bank OZK Full time

    Basic Qualifications: * Bachelor degree or commensurate work experience required. * Minimum of two (2) years of work experience in the field of bank compliance or bank compliance audit or examination. Job Purpose and Scope: Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations. Maintains and...

  • Compliance Officer I

    1 month ago

    Little Rock, United States Bank OZK Full time

    Position Description: Job Purpose and Scope: Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations. Maintains and demonstrates current knowledge of applicable state and federal laws and regulations, including, but not limited to: deposit products, advertising, privacy, website compliance, lending...

  • Compliance Officer I

    4 weeks ago

    Little Rock, United States Bank OZK Full time

    Position Description: * This position may be located at any Bank OZK location in AR Job Purpose and Scope: Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations. Maintains and demonstrates current knowledge of applicable state and federal laws and regulations, including, but not limited to:...

  • Compliance Officer I

    3 weeks ago

    Little Rock, United States Bank OZK Full time

    Position Description: * This position may be located at any Bank OZK location in AR Job Purpose and Scope: Serves as a compliance subject matter expert and ensures Bank compliance with current laws and regulations. Maintains and demonstrates current knowledge of applicable state and federal laws and regulations, including, but not limited to:...

  • Treasury Management Officer II

    4 weeks ago

    Little Rock, United States Simmons Bank Full time

    It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. Treasury Management Officer II is responsible for marketing and selling the Bank's Treasury Management suite of products to existing and new commercial customers; soliciting new core commercial deposits;...

  • Treasury Management Officer II

    3 weeks ago

    Little Rock, United States Simmons Bank Full time

    It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. Treasury Management Officer II is responsible for marketing and selling the Bank's Treasury Management suite of products to existing and new commercial customers; soliciting new core commercial deposits;...

  • Commercial Credit Risk Review Officer II

    2 weeks ago

    Little Rock, United States Bank OZK Full time

    Commercial Credit Risk Review Officer II Job ID: 13440 Functional Area: Credit Risk Management Position Type: Full-Time Regular Experience Required: 5 - 7 Years Location: Little Rock, AR Corporate Headquarters Department: Credit Risk Management Education Required: Bachelors Degree Relocation Provided: Email a Friend Save SaveApply Now Position...

  • Commercial Credit Risk Review Officer II

    4 weeks ago

    Little Rock, United States Bank OZK Full time

    Commercial Credit Risk Review Officer II + Job ID: 13440 + Functional Area: Credit Risk Management + Position Type: Full-Time Regular + Experience Required: 5 - 7 Years + Location: Little Rock, AR Corporate Headquarters + Department: Credit Risk Management + Education Required: Bachelors Degree + Relocation Provided: Email a Friend Save SaveApply Now ...

  • Commercial Credit Risk Review Officer II

    3 weeks ago

    Little Rock, United States Bank OZK Full time

    Commercial Credit Risk Review Officer II + Job ID: 13440 + Functional Area: Credit Risk Management + Position Type: Full-Time Regular + Experience Required: 5 - 7 Years + Location: Little Rock, AR Corporate Headquarters + Department: Credit Risk Management + Education Required: Bachelors Degree + Relocation Provided: Email a Friend Save SaveApply Now ...

  • AVP Compliance

    1 month ago

    Little Rock, United States Arkansas Federal Credit Union Full time

    Overview: Working at Arkansas Federal Credit Union GENERAL DESCRIPTION OF POSITION One of the primary means to achieve this is to develop a highly effective team of employees and developing each employee to their highest potential through coaching and leadership. Responsible for ensuring that outstanding service is delivered to both internal and external...

  • Cashier II

    1 month ago

    Little Rock, United States Bill and Hillary Clinton National Airport Full time

    Description The Cashier II provides oversight for the efficient and accurate accounting of all parking lot cashier transactions, and ensures the highest levels of customer service. Responsibilities will also include counting down the safe, issue and close out cashier registers, complete cash summary reports, deposits receipts in the vault, and performing a...

  • Program Compliance Specialist

    2 months ago

    Little Rock, United States Perfect 10 Full time

    POSITION SUMMARY The Compliance function falls within the Finance department of PerfectVision. This position will work within their assigned Region and oversee the following program controls: Risk Management, Compliance, Escalations, Sales Quality and Sales Data Integrity. A qualified candidate for this position may not necessarily meet every requirement...

  • Relationship Banker II

    3 weeks ago

    North Little Rock, United States Simmons bank Full time

    It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. It’s fun to work in a company where people truly BELIEVE in what they’re doing! We’re committed to bringing passion and customer focus to the business Simmons Bank is a dynamic regional...