Sr. Compliance Analyst InServ

4 weeks ago

Boston, United States Brown Brothers Harriman Full time

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself-without leaving the firm. We encourage a culture of inclusion that values each employee's unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

1. Compliance Monitoring

* Monitor compliance requirements for funds daily utilizing Charles River Developments ComplianceMaster system. Take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.
* Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.
* Develop and maintain a working familiarity with applicable laws, regulation and interpretation governing the administration of mutual funds.This includes the Investment Company Act of 1940, Subchapter M of the Internal Revenue Code securities laws and other applicable requirements.
* Assist with the preparation and/or review of daily, weekly, monthly and quarterly deliverables including Quarterly Board Reports.
* Perform special projects as assigned by the Fund Administration Compliance Supervisor or Manager.

2. Systems/Technology

* Maintain a strong working familiarity with Charles River Developments ComplianceMaster system.
* Assist the Fund Administration Compliance Manager in developing ways to enhance and automate the compliance function for areas that are manual.
* Assist Compliance Analyst with troubleshooting systems issues for domestic and global offices.
* Assist Compliance Business Analyst with ComplianceMaster rule-writing.
* Assist Compliance Business Analyst with troubleshooting system issues for Boston, Dublin, Luxembourg, and London.

3.Client Service

* Develop and maintain a strong client service relationship with clients.
* Assist with the completion of client conversions.

4.Compliance Review and Training

* Complete review of daily, weekly, monthly and quarterly compliance reporting for analyst level staff.
* Assist in training new analysts.

POSITION SCOPE:

Primary internal and external contacts with whom position interacts, and purpose/nature of contact:

* Obtain assistance from, and work with the appropriate BBH personnel and the client, on compliance monitoring and problem resolution.
* Communicate with the Fund Administration Compliance Manager with respect to all workflow when necessary.
* Communicate relevant matters to members of other BBH departments and clients when appropriate.

KNOWLEDGE, SKILLS AND ABILITIES:

Education level and/or relevant experience(s)

* BS/BA degree and/or equivalent work experience.
* 4 to 6 years mutual fund industry experience including a minimum 2 to 4 years in a compliance oriented role.

Knowledge and skills

* Highly organized, detail oriented, self-motivated, capable of monitoring and completing a variety of projects simultaneously; ability to keep abreast of regulatory changes effecting funds.
* Knowledge of U.S. governing rules, i.e. 1940 Act and I.R.C. rules.
* Familiarity of offshore governing rules, i.e. UCITS.
* Strong oral and written communication skills.
* Possess ability to work in a potentially high pressure, client-driven environment.

Other requirements:

* Charles River Development - ComplianceMaster experience.
* Bloomberg experience

We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.

  • Sr. Compliance Analyst InServ

    1 week ago

    Boston, United States Brown Brothers Harriman Full time

    Sr. Compliance Analyst InServ page is loaded Sr. Compliance Analyst InServ Apply locations Boston time type Full time posted on Posted 30+ Days Ago job requisition id 62305 At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your...

  • Sr. Compliance Analyst InServ

    4 weeks ago

    Boston, United States Brown Brothers Harriman Full time

    At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You...

  • Sr. Compliance Analyst InServ

    18 hours ago

    Boston, United States Brown Brothers Harriman Full time

    At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You...

  • Sr. Risk Analyst

    3 weeks ago

    Boston, United States Brown Brothers Harriman Full time

    At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You...

  • Sr. Global Trade Compliance Analyst

    2 weeks ago

    Boston, United States Connexion Systems & Engineering Full time

    Job Description Job Description Sr. Global Trade Compliance Analyst Duration: 3+ months Max Pay Rate $32.00-$40.00/hr. Boston, MA / 100% remote Full Remote Opportunity, candidates can be nationwide -------------------------------------------------------------------------------------------------------- Summary: The primary objective of this position is to...

  • Sr. Global Trade Compliance Analyst

    2 weeks ago

    Boston, United States Connexion Systems & Engineering, Inc. Full time

    Job DescriptionJob DescriptionSr. Global Trade Compliance AnalystDuration: 3+ months         Max Pay Rate $32.00-$40.00/hr.      Boston, MA / 100% remote Full Remote Opportunity, candidates can be nationwide--------------------------------------------------------------------------------------------------------Summary:The primary objective of this...

  • Sr. Global Trade Compliance Analyst

    1 week ago

    Boston, MA, United States Connexion Systems & Engineering, Inc. Full time

    Job Description Job Description Sr. Global Trade Compliance Analyst Duration: 3+ months Max Pay Rate $32.00-$40.00/hr. Boston, MA / 100% remote Full Remote Opportunity, candidates can be nationwide -------------------------------------------------------------------------------------------------------- Summary: The primary objective of this position is...

  • Sr. Compliance Manager

    1 week ago

    Boston, United States Boston Partners Global Investor, Inc. Full time

    Position: Sr. Compliance Manager Department: Compliance Report to: Chief Compliance Officer Company Summary: Boston Partners is a global investment advisor with $103 billion in AUM and 175 employees. The firm was founded in 1995 and has its main office in Boston with other offices in New York, California, and London. Boston Partners is an indirect,...

  • Sr. Compliance Manager

    1 day ago

    Boston, United States Boston Partners Global Investor, Inc. Full time

    Position: Sr. Compliance Manager Department: Compliance Report to: Chief Compliance Officer Company Summary: Boston Partners is a global investment advisor with $103 billion in AUM and 175 employees. The firm was founded in 1995 and has its main office in Boston with other offices in New York, California, and London. Boston Partners is an indirect,...

  • Compliance Analyst

    4 weeks ago

    Boston, United States The Panther Group Full time

    Our client, a well-known firm, is seeking a Compliance Analyst to join the team. Responsibilities: Assist with continued development and enhancements to the firms governance, risk management and compliance program. Respond to information security as Compliance Analyst, Compliance, Analyst, Security, Technology, Staffing

  • Compliance Analyst

    1 week ago

    Boston, United States SCS Financial Full time

    Firm Description Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powerful...

  • Compliance Analyst

    2 weeks ago

    Boston, United States SCS Financial Full time

    Firm Description Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powerful...

  • Compliance Analyst

    2 days ago

    Boston, United States SCS Financial Full time

    Firm Description Founded in 2002, Boston-based SCS Financial Services is an investment and wealth management firm serving families, family offices, and institutional investors. We manage approximately $30 billion in assets across public and private markets. Our firm prides itself on our team-based approach, excellent investment performance, a powerful...

  • Sr. Analyst, MRO Reliability

    3 weeks ago

    Boston, United States Jones Lange Lasalle, Inc. Full time

    Join JLL for a great opportunity to support a world class life sciences client. The Sr. Analyst, MRO Reliability is a new role and will be responsible for the development and management of MRO Performance Data across a large-scale network of faciliti Liability, Reliability, Reliability, Analyst, Leadership, Program Director, Manufacturing, Property...

  • Compliance Analyst

    2 days ago

    Boston, United States DraftKings Full time

    We’re defining what it means to build and deliver the most extraordinary sports and entertainment experiences. Our global team is trailblazing new markets, developing cutting-edge products, and shaping the future of responsible gaming. Here, “impossible” isn’t part of our vocabulary. You’ll face some of the toughest but most rewarding challenges...

  • Sr. Financial Analyst

    1 week ago

    Boston, United States Saviance Technologies Full time

    Job Title: Sr. Financial Analyst Location: REMOTE Duration: 2 Months (It may extend further) Duties: The Senior Financial Analyst will play a critical role in the Finance department, joining a fast-paced and collaborative Financial Planning & Analysis team. Reporting to the Sr. Manager, Financial Planning & Analysis, the individual will perform a variety...

  • Senior NERC Compliance Analyst

    2 weeks ago

    Boston, United States AVANGRID , Inc. Full time

    The Senior NERC Compliance Analyst reports directly to the Manager OSW OPS Reliability Assurance and will assist with all aspects of AVANGRID Renewables Offshore Reliability Assurance and Compliance Programs. The Reliability Assurance Programs incl Compliance Analyst, Compliance, Analyst, Senior, Operations, Business, Technology

  • Senior Investment Compliance Analyst

    2 weeks ago

    Boston, United States Manulife Financial Corporation Full time

    The core job responsibility for a Senior Compliance Analyst (non-exempt) is to monitor the John Hancock Group of Funds compliance activities, including sub-adviser and service provider oversight within a manager of managers structure. To ensure the f Compliance Analyst, Investment, Compliance, Analyst, Senior, Monitoring, Technology

  • Senior Investment Compliance Analyst

    3 weeks ago

    Boston, United States Manulife Financial Corporation Full time

    The core job responsibility for a Senior Compliance Analyst (non-exempt) is to monitor the John Hancock Group of Funds compliance activities, including sub-adviser and service provider oversight within a manager of managers structure. To ensure the f Compliance Analyst, Investment, Compliance, Analyst, Senior, Monitoring, Technology

  • Compliance Analyst

    1 week ago

    Boston, United States Allspring Full time

    Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes....