Compliance Associate

Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills...

Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills...

Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills...

Job DescriptionAre you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you...

Job DescriptionAre you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you...

**Job Summary** What will you do? - Preparing, updating and maintaining the CUSO Compliance Assurance Coverage Model; - Developing and facilitating a capacity assessment to identify and confirm resource needs: - Identifying coverage gaps and working with the Head of Assurance to propose appropriate activities to resolve gaps; - Coordinating the development...

ABOUT WASATCH: Wasatch Global Investors is an SEC-registered investment adviser based in Salt Lake City, Utah. Wasatch was founded in 1975 and has developed a fundamental, bottom-up research method that focuses on the long-term growth potential of companies and finding market inefficiencies. Wasatch manages the Wasatch Funds Trust, a family of registered...

ABOUT WASATCH: Wasatch Global Investors is an SEC-registered investment adviser based in Salt Lake City, Utah. Wasatch was founded in 1975 and has developed a fundamental, bottom-up research method that focuses on the long-term growth potential of companies and finding market inefficiencies. Wasatch manages the Wasatch Funds Trust, a family of registered...

**SUMMARY**:Opportunity Markeng Group, Inc. (OMG) a professional services consulting firm, is seeking a Labor Compliance Program Assistant. This posion will support various consulting projects within the public works and federal contracting arena. The Labor Compliance Assistant is responsible for providing overall support to the Labor Compliance Managers for...

7 open jobs. Use your resume to get matched with the right job. Senior Vice President- Markets Compliance Advisory Boston, MA, United States and 1 more Risk & Regulatory Compliance Pershing X Senior Vice President, Solution Architect Jersey City, NJ, United States and 2 more Tech - Architecture Pershing X, Senior Associate, Client Service Lake Mary, FL,...

7 open jobs. Use your resume to get matched with the right job. Senior Vice President- Markets Compliance Advisory Boston, MA, United States and 1 more Risk & Regulatory Compliance Pershing X Senior Vice President, Solution Architect Jersey City, NJ, United States and 2 more Tech - Architecture Pershing X, Senior Associate, Client Service Lake Mary, FL,...

Primary responsibilities include management of the New Jersey based Control Room team, overseeing day-to-day operations and effective implementation of controls to mitigate insider dealing risk, providing Compliance advice and guidance related to associated regulation and internal policies, as well as contributing to the development of Global Control Room...

Application Security Compliance ManagerJersey City, NY( Hybrid 2-3 days onsite)Long term contractInformation Security Compliance experienceSox/Audit Experience in Pharmaceutical and Cloud-based software controlsIT Application Security Assessment experienceOT or Make Application Security Assessment experience.Salesforce Apps, using Cloud, AWS connections.Key...

**JOB DESCRIPTION** Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company,...

**JOB DESCRIPTION**  Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our...

**JOB DESCRIPTION**  Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our...

**Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. - Providing guidance on rules and regulations relating to Research operational issues, as well as, providing transactional approvals and interpretations of internal compliance policies. This...

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...

Job DescriptionJob DescriptionMMS is an innovative, data focused CRO that supports the pharmaceutical, biotech, and medical device industries with a proven, scientific approach to complex trial data and regulatory submission challenges. Strong industry experience, technology-enabled services, and a data-driven approach to drug development make MMS a valuable...