Compliance Analyst
3 weeks ago
Apply
Job Type
Full-time
Description
Bogota Savings Bank seeks a Compliance Analyst with a background in Deposit compliance and BSA to assist and support the Compliance/CRA Officer in oversight of the Bank's retail banking activities (both commercial and consumer) and assist the business units to ensure practices, policies and procedures and provide sufficient control to manage deposit compliance risk. The analyst will also assist the BSA Officer with assigned projects.
Essential Job Functions:
1. Serves as a reference for deposit compliance related matters and questions from all bank departments.
2. Maintain a strong working knowledge of all deposit-related federal, state, and local regulatory compliance laws, regulations, and regulatory guidance
3. Assisting with assessing CRA performance and maintaining the Bank's CRA public file
4. Review the Bank's forms and disclosures to ensure that they comply with all applicable laws and regulations
5. Ensures that all complaints are escalated and appropriately resolved in a timely manner. Maintain records of complaints and resolution.
6. Review, on a periodic basis, Regulatory Examinations Report Findings to ensure that the findings are accurate and that corrective action has been implemented
7. Provide guidance to the Compliance Officer and business units in order to establish coherent compliance related policies and procedures
8. Assist in facilitating internal audit and regulatory examination requests, engage with business units to address findings and help prepare responses. Assist management with document requests from examiners or auditors.
9. Provide reports as necessary to the Risk and Audit Executive.
10. Provide assistance when requested for creating, reviewing, and analyzing periodic reports related to BSA, OFAC, monetary instruments, early loan payoffs, and cash flow to ensure compliance with Regulatory responsibility
11. Communicate federal and state regulatory requirements and changes to appropriate business units. Assist in implementing new or updated regulations. Also, perform research on regulatory issues that is thorough, accurate and timely. Communicate the results of the research to the Compliance Officer for action plans to be developed
12. Prepare reports when necessary to senior management to keep them updated on progress of Compliance matters
13. Responsible for conducting ongoing monitoring reviews as set forth by the Compliance Manager. Contribute towards a final report and work with the business unit(s) on remediation for the identified issues/findings
14. Responsible for monitoring, tracking, and managing customer complaints. Work with departments to provide adequate bank responses. Analyze complaints for trends and potential operational or regulatory issues. Monitor, track, and manage third-party websites and third-party vendors for customer complaints
15. Determining, in cooperation with the Compliance Officer, and assigning online Compliance courses for bank employees. Manage employee course completion progress, send communications to employees, conduct quarterly course progress reporting/trend analysis, and perform an annual audit of online courses assigned to all employees and investigate all situations where discrepancies exist
16. Maintain the bank's Privacy Policy and Online Privacy Policy and ensure both are current with the bank's practices
17. Responsible for reviewing deposit and, at times, non-deposit products marketing material to ensure it's compliant with all federal and state rules and regulations
18. Conduct periodic risk assessments to identify compliance risk exposure
19. Responsible for working with business units to ensure third-party vendor oversight and conducting due diligence
20. Participate in bank projects and provide Compliance assistance for new product development, system initiatives, and changing products or services
21. Develop effective relationships within Compliance and with other Bank stakeholders
22. Attend training opportunities such as webinars, seminars, and conferences in order to enhance knowledge of current and changing compliance federal and state rules and regulations
23. Perform other duties as directed by the Compliance Manager.
Knowledge, Skills and Experience Requirements:
* BA degree or equivalent experience
* Two-five (2-5) years bank regulatory compliance experience
* Ability to analyze and interpret legal and statutory materials as well as federal and state regulations
* Working knowledge of Regulation E, Regulation DD, Regulation D, Regulation CC, Regulation P, Regulation V, Regulation GG, COPPA, CAN-SPAM, TCPA, UDAAP, Right to Financial Privacy, FACTA, E-Sign Act, and Non-Deposit Investment Products (NDIP) regulations
* Ability to work independently, prioritize assignments and organize concurrent responsibilities
* Strong analytical and organizational skills
* Ability to identify problems and recommend solutions
* Excellent verbal/written communication and interpersonal skills
-
Compliance Analyst
1 month ago
Hasbrouck Heights, United States BOGOTA SAVINGS BANK Full timeBogota Savings Bank seeks a Compliance Analyst with a background in Deposit compliance and BSA to assist and support the Compliance/CRA Officer in oversight of the Bank’s retail banking activities (both commercial and consumer) and assist the business units to ensure practices, policies and procedures and provide sufficient control to manage deposit...
-
Compliance Analyst
4 weeks ago
Hasbrouck Heights, United States Bogota Savings Bank Full timeJob Type Full-time Description Bogota Savings Bank seeks a Compliance Analyst with a background in Deposit compliance and BSA to assist and support the Compliance/CRA Officer in oversight of the Bank's retail banking activities (both commercial and consumer) and assist the business units to ensure practices, policies and procedures and provide sufficient...
-
Compliance Analyst
3 weeks ago
Capitol Heights, United States Clark Construction Group Full timeThe Compliance Analyst serves as the project compliance expert on a wide portfolio of Clark's government-funded construction projects. The compliance analyst will work alongside a dedicated team of highly trained compliance professionals to ensure our projects meet their compliance objectives. This is an entry level role with potential for upward mobility...
-
Compliance Analyst
4 weeks ago
Capitol Heights, United States C3M Power Systems LLC Full timeThe Compliance Analyst serves as the project compliance expert on a wide portfolio of Clarks government-funded construction projects. The compliance analyst will work alongside a dedicated team of highly trained compliance professionals to ensure our projects meet their compliance objectives. This is an entry level role with potential for upward mobility...
-
Analyst, Contracts and Compliance
3 weeks ago
Highland Heights, United States Northern Kentucky University Full timeUnder the supervision of the Procurement Services Manager, the Purchasing and Contracts Analyst will be responsible for reviewing, negotiating, and processing University contracts for the purchase of goods and services and a wide variety of other rou Contracts, Analyst, Compliance, Contract, Property Manager, Procurement, Business Services
-
Professional Revenue Cycle Analyst
4 days ago
Hasbrouck Heights, United States Hackensack Meridian Health Full timeOverview Our team members are the heart of what makes us better. At Hackensack Meridian Health we help our patients live better, healthier lives — and we help one another to succeed. With a culture rooted in connection and collaboration, our employees are team members. Here, competitive benefits are just the beginning. It’s also about how we support one...
-
Professional Revenue Cycle Analyst
4 weeks ago
Hasbrouck Heights, United States Hackensack Meridian Health Full timeOverview: Our team members are the heart of what makes us better. At Hackensack Meridian Health we help our patients live better, healthier lives and we help one another to succeed. With a culture rooted in connection and collaboration, our employees are team members. Here, competitive benefits are just the beginning. Its also about how we support one...
-
Professional Revenue Cycle Analyst
1 month ago
Hasbrouck Heights, United States Hackensack Meridian Health Full timeOverview Our team members are the heart of what makes us better. At Hackensack Meridian Health we help our patients live better, healthier lives - and we help one another to succeed. With a culture rooted in connection and collaboration, our employees are team members. Here, competitive benefits are just the beginning. It's also about how we support one...
-
Tax Compliance Analyst
7 days ago
Berkeley Heights, United States Fiserv Full timeCalling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit...
-
Intake Compliance Analyst II
1 day ago
Arlington Heights, Illinois, United States Orrick Herrington & Suttcliffe Full timeIntake Compliance Analyst IIJob LocationsUS | US | USID CategoryNew Business & ConflictsOverviewOrrick currently has an excellent opportunity for an Intake Compliance Analyst II in our Wheeling, WV office. The Objective: The Intake Compliance Analyst II assists the Firm and its attorneys with compliance and risk management related to potential new business. ...
-
Regulatory Compliance Analyst, Hybrid
2 weeks ago
Linthicum Heights, United States University of Maryland Medical System Full timeJob DescriptionJob DescriptionCompany DescriptionHybrid model consists of 3 days a week in-office, and 2 days from home. Mondays are mandatory in-office at our Linthicum location. First weeks of training are fully on-site. Being among the top 25 employers in the state and recently recognized as America’s Best Large Employer 2021 by Forbes, UMMS brings...
-
Linthicum Heights, United States University of Maryland Medical Center Baltimore Washington Full timeJob Description Under the supervision of the Director of Compliance for Education, Training, & Regulatory Monitoring, the analyst will assist with the management, development, implementation and monitoring processes to ensure compliance with federal and state laws and regulations affecting the University of Maryland Medical System (UMMS) and its Member...
-
Tax Compliance Analyst
2 weeks ago
Berkeley Heights, United States Fiserv Full timeCalling all innovators – find your future at Fiserv.We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit...
-
Linthicum Heights, United States University of Maryland Medical System Full timeJob DescriptionJob DescriptionCompany DescriptionThis position requires 2 days a week in the office, Monday's being mandatory. The University of Maryland Medical System is a 14-hospital system with academic, community and specialty medical services reaching every part of Maryland and beyond. UMMS is a national and regional referral center for trauma,...
-
Linthicum Heights, United States University of Maryland Medical Center Baltimore Washington Full timeJob Description General Summary Under the supervision of the Director of Compliance, the analyst will manage, develop, implement and monitor policies, procedures, processes, training, corrective action plans and overall operations to ensure compliance with federal and state laws and regulations affecting the Medical System and its Affiliates. Additionally,...
-
Linthicum Heights, United States University of Maryland Medical System Full timeJob DescriptionJob DescriptionCompany DescriptionHybrid model consists of 3 days a week in-office (Monday's mandatory), and 2 days from home. However, you must remain flexible to business needs. The ideal candidate will have the following: Healthcare background with strong research/investigation skills.Strong communication skills. Must be comfortable...
-
Business Analyst
1 week ago
Colonial Heights, United States Info Matrix Corp Full timeInfo-Matrix Corporation is currently seeking a skilled Business Analyst to join our team! POSITION SUMMARY: The Business Analyst will develop, manage, test and document system, application, and data requirements. The Business Analyst manages activities relating to the gathering of requirements and building automated testing scripts. The BA co-ordinates...
-
Web Developer and Analyst
1 month ago
Highland Heights, Ohio, United States Northern Kentucky University Full timeWorking Title Web Developer and AnalystDepartment Marketing and CommunicationsCompensation TitlePosition Number Position Status RegularWork ScheduleFull time Monday-Friday. 815 a.m. to 4:30 p.m.Hours per Week 37.5Months per Year 12Commitment to Inclusive ExcellenceNorthern Kentucky University is an Equal Opportunity/Equal Access/Affirmative Action...
-
Sourcing Analyst
4 days ago
Boston Heights, United States Arhaus Full timeArhaus was founded in 1986 on a simple idea: Furniture and décor should be sustainably sourced, lovingly made, and built to last. Today, we partner with artisans around the world who share our vision, creating beautiful, heirloom-quality pieces that can be used—and loved—for generations. The Sourcing Business Analyst is responsible for assisting with...
-
Sourcing Analyst
4 days ago
Boston Heights, United States Arhaus Full timeArhaus was founded in 1986 on a simple idea: Furniture and décor should be sustainably sourced, lovingly made, and built to last. Today, we partner with artisans around the world who share our vision, creating beautiful, heirloom-quality pieces that can be used—and loved—for generations. The Sourcing Business Analyst is responsible for assisting with...