Compliance Assistant

We are currently partnered with a leading P&C insurance provider dedicated to innovative solutions and exceptional service. Position Overview: The Compliance Associate Director will manage the compliance program for our P&C insurance division, ensuring regulatory adherence and developing compliance policies. Key Responsibilities: Regulatory Compliance: ...

JOB OVERVIEW The Compliance Analyst supports the ETC Brokerage Chief Compliance Officer (CCO) with a strong understanding of regulatory frameworks within the financial services sector. Maintains a strict adherence to all pertinent regulations and internal protocols governing operations to ensure the Company remains compliant with outside obligations and...

JOB OVERVIEW The Compliance Analyst supports the ETC Brokerage Chief Compliance Officer (CCO) with a strong understanding of regulatory frameworks within the financial services sector. Maintains a strict adherence to all pertinent regulations and internal protocols governing operations to ensure the Company remains compliant with outside obligations and...

Job Title: Director of Compliance Firm Summary: A SEC-registered investment adviser that employs an event-driven long/short equity investment strategy focused on the biotechnology sector. The firm launched in 2016 and invests in both the public and private markets on behalf of hedge funds and separate account clients. Position Responsibilities: Manage the...

Summary/ObjectiveThe Compliance Analyst will be responsible for collaborating with the Profit by Paymentus Corporate Compliance team to achieve varying compliance requirements, including client due diligence, transaction monitoring, vendor management, and other compliance tasks as needed.Essential Functions/ResponsibilitiesAdministers the daily management of...

Summary/ObjectiveThe Compliance Analyst will be responsible for collaborating with the Profit by Paymentus Corporate Compliance team to achieve varying compliance requirements, including client due diligence, transaction monitoring, vendor management, and other compliance tasks as needed.Essential Functions/ResponsibilitiesAdministers the daily management of...

Job Description: Job Title/High Level Position Summary : The Compliance Analyst position assists and assures full compliance of Enovis' programs. The Compliance Analyst needs to be well versed in all of the guidelines and regulations pertaining to Enovis' compliance program, such as Health Care Professional (HCP) Interactions; Anti-Bribery/Anti-Corruption...

Job DescriptionJob DescriptionCompany DescriptionIQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing...

United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and professional manner. We are seeking a talented and motivated Deputy Compliance Officer...

Submits production data to ensure compliance with RRC statewide rules and guidelines Compiles, reviews, and validates field data; summarizes results, and compiles reports May provide technical assistance on the evaluation of data, coordination of res Administrator, Compliance, Compliance Manager, Management, Staffing

Job DescriptionJob DescriptionUnited Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer’s needs in a timely, personal, and professional manner.We are seeking a talented and...

Job DescriptionJob DescriptionBCT is actively seeking a skilled IT Security Compliance Lead for a direct hire opportunity in Dallas.This is a onsite position. No sponsorship is offered and NOT open to C2C candidates.SALARY RANGE: Up to $155k base, depending on candidate experience, etc.WHAT OUR CLIENT OFFERS:The company is an employee-focused culture with...

Senior SOX Compliance Analyst Location: North Dallas Area LOA: Full-Time on-site 5 days per week Job Summary: The Senior SOX Compliance Analyst will assist in managing the SOX Compliance program, reporting to the Director of SOX Compliance. Responsibilities include conducting the annual SOX risk assessment, maintaining SOX documentation, and ensuring the...

What makes an AFF Compliance Analyst - Monitoring and Testing: * The Compliance Analyst will be responsible for the execution of second-line compliance monitoring and testing and risk identification to ensure compliance with state and federal consumer protection laws and regulatory requirements as well as the Companies policies and procedures. This role...

Job DescriptionJob DescriptionTitle: Compliance Associate Location: Dallas, TX Company Description:Client X is a top-ranked global, independent fund administrator. Client X provides uniquely client-centric service and is the industry’s leader in technology. Headquartered in New York City and Dublin, Client X currently services more than $350 billion of...

Compliance Specialist II, Assistant Vice President The Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist...

Job SummaryThe CIP Compliance Analyst position will be responsible for providing independent compliance oversight, guidance, and direction needed to maintain on-going compliance with all applicable NERC CIP Reliability Standards and internal policy in support of reliable and secure operations of the bulk power system. This position works directly with...

Senior SOX Compliance Analyst Location: North Dallas Area LOA: Full-Time on-site 5 days per week Job Summary: The Senior SOX Compliance Analyst will assist in managing the SOX Compliance program, reporting to the Director of SOX Compliance. Responsibilities include conducting the annual SOX risk assessment, maintaining SOX documentation, and ensuring the...

Senior SOX Compliance AnalystLocation: North Dallas AreaLOA: Full-Time on-site 5 days per weekJob Summary:The Senior SOX Compliance Analyst will assist in managing the SOX Compliance program, reporting to the Director of SOX Compliance. Responsibilities include conducting the annual SOX risk assessment, maintaining SOX documentation, and ensuring the...

Compliance Specialist II, Assistant Vice PresidentThe Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist...