Compliance Manager Senior
2 weeks ago
Position Type :
Full time
Type Of Hire :
Experienced (relevant combo of work and education)
Education Desired :
Bachelor of Business Administration
Travel Percentage :
25 - 50%
Job Description
Every day, our teams innovate across the world of finance. We collaborate to work smarter, while making a difference. We believe in diversity and inclusivity, giving a voice to everyone on the team. And we celebrate our success together. If you want to make an impact in fintech, we'd like to know: Are you FIS?
About the role:
The Compliance Manager Senior will track, review and communicate pending and passed regulations, agency guidelines or directives to impacted lines of business and assist in setting priorities for regulatory issues that must be addressed by the business.
About the team:
The Regulatory Relations team acts as the liaison with Federal, State and Global regulatory agencies. It is our mission to promote the unification of the Company's regulatory obligations with its business practices by championing a culture of exemplary controls, giving the business readiness to show its distinction of operational compliance, and preparing FIS for tomorrow's changes in the governing landscape
What you will be doing:
* Monitors and communicates regulatory changes that impact FIS products, services and business activities.
* Establishes operational objectives and work plans.
* Develops, modifies and executes company policies that affect immediate operations.
* Oversees development and implementation of compliance program policies and standards as well as addressing other required regulatory policies.
* Responds to issues and matters pertaining to regulatory compliance of FIS products, services and business activities.
* Performs periodic reviews and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.
* Assists in providing final disposition of any discrepancies regarding compliance issues.
* Ensures strategic objectives of the Compliance & Ethics Program are met, including execution of risk assessment activities, coordination of risk response and program testing and validation.
* Identifies key business processes, performs evaluations of risk, assesses the effectiveness of controls and promotes improvement across the organization through the deployment of risk response activities.
* Designs and deploys processes to validate FIS products, services and business activities meet all applicable regulatory requirements.
* Participates in corporate development of methods, techniques and evaluation criteria for projects, programs and people.
* Creates and delivers training to other business areas to increase compliance awareness.
* Develops and motivates staff.
* Ensures budgets and schedules meet corporate requirements.
* Maintains knowledge of applicable laws and regulations.
* Offers guidance on implementing regulatory changes.
* Communicates detailed requirements to line of business, validate solution approach and monitor status.
* Provides compliance reviews and direction for new and expanding products and services.
* Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.
* Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.
* Monitors line of business compliance activities to verify that regulatory compliance deadlines and requirements are met.
* Participates in training promoting compliance awareness.
* Identifies areas of potential improvement.
* Provides updates for periodic reports.
* Interfaces with legal counsel and federal, state, and local agencies, as needed to address regulatory or compliance issues, concerns or questions.
* Assists the business with responses to customer compliance-specific questions and concerns.
* Participates with and/or leads customer focus and advisory groups.
* Prepares and approves internal and customer communications covering compliance issues (bulletins, position statements, monthly reports, etc.
What you will need:
Bachelor's degree in business administration or law or the equivalent combination of education, training, or work experience.
* Communicates ideas both verbally and in written form in a clear, concise, and professional manner
* Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption
* Excellent analytical skills
* Ability to understand technical documents and legal or regulatory reference materials
* Ability to understand and apply learned concepts
* Demonstrated ability to plan and complete work within tight time limitations
* Ability to apply creative problem solving techniques and tools to compliance issues
* Ability to follow and conduct a compliance monitoring program
* Ability to provide information to a variety of audiences and deal effectively with confidential issues that are sensitive in nature
* Ability to share information with awareness of its effect on others
What we offer you:
A career at FIS is more than just a job. It's the change to shape the future of fintech. At FIS, we offer you:
* A voice in the future of fintech
* Always-on learning and development
* Collaborative work environment
* Opportunities to give back
* Competitive salary and benefits
Privacy Statement
FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice.
EEOC Statement
FIS is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics. The EEO is the Law poster is available here supplement document available here
For positions located in the US, the following conditions apply. If you are made a conditional offer of employment, you will be required to undergo a drug test. ADA Disclaimer: In developing this job description care was taken to include all competencies needed to successfully perform in this position. However, for Americans with Disabilities Act (ADA) purposes, the essential functions of the job may or may not have been described for purposes of ADA reasonable accommodation. All reasonable accommodation requests will be reviewed and evaluated on a case-by-case basis.
Sourcing Model
Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.
#pridepass
-
Compliance Manager Senior
1 month ago
Jacksonville, United States FIS - Fidelity Information Services Full timeMonitors and communicates regulatory changes that impact FIS products, services and business activities. - Establishes operational objectives and work plans. - Develops, modifies and executes company policies that affect immediate operations. - Overs Compliance Manager, Compliance, Manager, Senior, Regulatory, Business, Business Services
-
Compliance Manager Senior
2 weeks ago
Jacksonville, Florida, United States FIS - Fidelity Information Services Full timeMonitors and communicates regulatory changes that impact FIS products, services and business activities. Establishes operational objectives and work plans.Develops, modifies and executes company policies that affect immediate operations. - Overs Compliance Manager, Compliance, Manager, Senior, Regulatory, Business, Business Services
-
Compliance Manager Senior
1 month ago
Jacksonville, United States Jobs for Humanity Full timeCompany Description Jobs for Humanity is collaborating with FIS Global to build an inclusive and just employment ecosystem. We support individuals coming from all walks of life. Company Name: FIS Global Job Description Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business...
-
Senior Compliance Manager
4 weeks ago
Jacksonville, United States LotSolutions, Inc. Full timeJob DescriptionJob DescriptionThis position requires an organized, detail oriented and efficient individual to support the development and oversight of the Warranty Compliance team and products. Duties include developing and reviewing policies and forms, assisting with product development and ensuring compliance throughout program onboarding and product...
-
Compliance Risk Management Senior Officer
1 month ago
Jacksonville, United States JPMorgan Chase & Co. Full timeBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...
-
Compliance Risk Management Senior Officer
4 weeks ago
Jacksonville, United States JPMorgan Chase & Co. Full timeBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...
-
Jacksonville, United States Triad Financial Services, Inc. Full timeJob DescriptionJob DescriptionTriad Financial Services is a leading provider of financial services and solutions, serving clients nationwide. As a Senior Governance, Risk, Compliance (GRC) Administrator at Triad Financial Services, you will play a pivotal role in ensuring that the organization adheres to regulatory requirements, manages risks effectively,...
-
Jacksonville, United States Triad Financial Service Inc. Full timeJob Category: ComplianceRequisition Number: SENIO001603Posted: June 14, 2024Full-TimeJacksonville, FL 32224, USAJob DetailsDescriptionTriad Financial Services is looking for a Senior Governance, Risk, Compliance (GRC) Administrator at Triad Financial. In this role you will play a pivotal role in ensuring that the organization adheres to regulatory...
-
Jacksonville, United States Triad Financial Services, Inc. Full timeJob DescriptionJob DescriptionTriad Financial Services is looking for a Senior Governance, Risk, Compliance (GRC) Administrator at Triad Financial. In this role you will play a pivotal role in ensuring that the organization adheres to regulatory requirements, manages risks effectively, and maintains robust governance practices. Reporting to the Director of...
-
Compliance Manager
2 months ago
Jacksonville, United States FIS - Fidelity Information Services Full timeWe are seeking a highly skilled and motivated Compliance Manager to join our team. Lead the FCC Governance teams efforts to integrate newly acquired products or entities and assess key aspects of the FCC functional areas for effective alignment of Compliance Manager, Manager, Compliance, Business Services, Financial
-
Compliance Manager
4 weeks ago
Jacksonville, United States Youth Crisis Center Inc Full timeJob DescriptionJob DescriptionPosition Overview The role of the Compliance Manager is a part of the leadership team to ensure programs adhere to the highest quality of clinical and contractual standards. This role will operate from a place of inclusion and respect for equality, earn trust through honest relationships; demonstrate integrity and inspire and...
-
Compliance Manager
1 month ago
Jacksonville, United States Youth Crisis Center Inc Full timeJob DescriptionJob DescriptionPosition Overview The role of the Compliance Manager is a part of the leadership team to ensure programs adhere to the highest quality of clinical and contractual standards. This role will operate from a place of inclusion and respect for equality, earn trust through honest relationships; demonstrate integrity and inspire and...
-
Compliance Manager
4 weeks ago
Jacksonville, United States Youth Crisis Center Inc Full timeJob DescriptionJob DescriptionPosition Overview The role of the Compliance Manager is a part of the leadership team to ensure programs adhere to the highest quality of clinical and contractual standards. This role will operate from a place of inclusion and respect for equality, earn trust through honest relationships; demonstrate integrity and inspire and...
-
Senior Living Sales Manager
2 weeks ago
Jacksonville, Florida, United States Brookdale Senior Living Full timeSenior Living Sales Manager - $2,000 Sign on BonusOverviewVoted by Newsweek in 2024 as one of America's Greatest Workplaces for Diversity Offering a $2,000 Sign on BonusHungry for a sales role where your work will make a meaningful difference? Join our team At Brookdale, you will find opportunities that recognize your success and help advance your career.Our...
-
Code Compliance Staff Project Manager
1 month ago
Jacksonville, United States Engineering Consulting Services, Ltd. Full timeWhat You'll Do * In this position, you will be primarily involved with management of code compliance inspection projects, which includes the inspection of building components such as Mechanical, Electrical, Plumbing, Architectural, Fire and Life Safety items. * You will be trained by more senior personnel to take a leading role in project management. * You...
-
Code Compliance Staff Project Manager
4 weeks ago
Jacksonville, United States Engineering Consulting Services, Ltd. Full timeWhat You'll Do * In this position, you will be primarily involved with management of code compliance inspection projects, which includes the inspection of building components such as Mechanical, Electrical, Plumbing, Architectural, Fire and Life Safety items. * You will be trained by more senior personnel to take a leading role in project management. * You...
-
Sr Manager Car Reliability
3 weeks ago
Jacksonville, United States CSX Full timeJob Summary Lead cross-functional car quality and reliability management team, creating and managing processes to improve fleet performance. Create processes to monitor,reduce and eliminate line of road delays. Review all MID/FRA inspections and provide formal follow up to AAR/FRA for all exceptions or violations. Serve on AAR committees as CSX...
-
Compliance Analyst
4 days ago
Jacksonville, United States Triad Financial Services, Inc. Full timeJob DescriptionJob DescriptionCore Responsibilities of the job:You will review & provide compliance guidance on current, upcoming regulations to ensure company compliance.Develop and implement internal policies, procedures, controls, tests and training materials to meet regulatory standards.Critically review all Originations and Servicing Line of Business...
-
Director, Compliance
2 weeks ago
Jacksonville, Florida, United States Complete Health Full timeJob DescriptionSUMMARY OF JOB DUTIES: A Corporate Compliance Officer plays a critical role in ensuring that a company adheres to all legal standards, regulatory requirements, and in-house policies and procedures. Their primary responsibilities involve developing and overseeing the implementation of compliance programs, policies, and procedures to guarantee...
-
Code Compliance Staff Project Manager
1 month ago
Jacksonville, United States ECS Florida, LLC Full timeWhat You'll DoIn this position, you will be primarily involved with management of code compliance inspection projects, which includes the inspection of building components such as Mechanical, Electrical, Plumbing, Architectural, Fire and Life Safety items. You will be trained by more senior personnel to take a leading role in project management. You will...
