Asset Servicing Associate

3 weeks ago


New York, United States Nomura Full time

Corporate Title: Associate

Department: Operations

The pay range for this position at commencement of employment is expected to be between $95K and $115K/year*

Company overview

Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

Aon's Benefit Index, Nomura's benefits rank #1 amongst our competitors

Department Overview:

The Asset Services Team is responsible for the handling and processing of all market driven corporate action events that bring a material change to an organization and its stakeholders such as reorganizations, splits, rights offerings, spinoff, mergers and acquisitions.

Role Description / Areas of responsibility include:

* Handling ,processing and reconciliation of time sensitive , critical Corporate action events
* Daily communication with Internal and external Nomura stakeholders to ensure event elections ,expiration, effective dates are understood and confirmation received
* Working directly with custodians to ensure elections are received and in good order
* Relationship management with various internal Trading Desks, Finance, Trade Support, Settlements, Repo, etc. and act as a point of escalation for the resolution of any issues
* Create, monitor, and test various metrics, reports, and procedures

Key contribution areas critical to success:

* Strong communication, leadership and problem solving skills
* Ability to prioritize multiple responsibilities
* Understanding impact of processes/procedures on daily basis and its relation to the business and risk
* Ability to communicate effectively verbally and in writing

Skills, experience, qualifications and knowledge required

* At least 5 years of work experience within financial Asset Services area
* Understanding of Equity , Fixed Income , Delta 1, SWAP and Prime Broker accounts
* Experience in processing Corporate Actions , Reorg , Dividends and PNI
* Proficient in DTC and US market Corporate Action events
* Firm understanding of Securities lending , Repo and Settlement areas
* Motivated, diligent learner that is able to work in a fast paced environment
* Proficient in MS office and ability to quickly learn internal & industry applications
* Ability to work effectively independently and in a team environment
* Series 99 preferred

Nearest Major Market: Manhattan

Nearest Secondary Market: New York City



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