Business Controls Manager

4 weeks ago

Frisco, United States SoFi Full time

Employee Applicant Privacy NoticeWho we are:Shape a brighter financial future with us.Together with our members, we're changing the way people think about and interact with personal finance.We're a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we're at the forefront. We're proud to come to work every day knowing that what we do has a direct impact on people's lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.The role:SoFi's Business Controls team resides within the 1st Line of Defense (1LOD). This individual will facilitate and drive consistent implementation/execution of core 2nd Line of Defense (2LOD) Risk Management programs such as RCSA, Issue Management and Member Remediation, Supplier Risk Management (SRM), and Control Testing.This position plays a crucial role in supporting 1LOD Operations and Risk Management organization. It involves collaborating with risk owners to identify and develop effective controls, assisting issue owners in enhancing controls, supporting Supplier Relationship Owners (SROs) in meeting SRM program requirements, and contributing to control testing engagement for control owners. This position requires an independent worker who is able to provide support to maintain a strong and consistent control environment across Operations and Risk Management. By joining SoFi, you'll become part of a forward-thinking company that is transforming financial services for the better. We offer the excitement of a rapidly growing startup with the stability of an industry leading leadership team.What you'll do:Partner with stakeholders to conduct walkthroughs and create process maps for critical processes, facilitating in risk and control identification and ensure the environment is operating safely and in controlCollaborating with risk owners to to identify and develop robust controls, providing guidance throughout the processUpdate and validate accuracy of risk-related data stored in RCSA inventoryIssue Management: Assist issue owners in the design or enhancement of controls to address root causes in identified issuesSupplier Risk Management (SRM): Support Supplier Relationship Owners (SROs) to ensure compliance with SRM program requirementsCoordinate with stakeholders on new initiatives to integrate relevant controls as part of implementation processMaintain strong engagement with 2LOD to ensure Operations and 1LOD Risk adheres to standards, policies, and proceduresProvide support to the stakeholders during oversight activities performed by 2LODCollaborate with the 1LOD Business Controls testing team to ensure testing scope comprehensive for identifying and mitigating risks effectivelyUndertake ad-hoc duties as needed to support the Operations and 1LOD Risk departmentWhat you'll need:Bachelor's degreeExperience in banking and/or fintech industry5+ years of relevant experience in the identification, analysis and documentation of risks and controls (e.g., risk assessments, maintenance of risk and control inventories, etc.)Working experience understanding, documenting and mapping complex processesWorking experience in identifying, advising and challenging unmitigated risks and respective control pointsWorking experience of banking products, processes and regulationsAble to synthesize diverse processes and data and formulate appropriate conclusionsAn understanding of controls and how to apply them to different processes and functionsDemonstrate an ability to balance multiple critical prioritiesSelf-starter with strong ability to work independently with minimum oversightFluent in Excel and PowerPoint, comfortable with analyzing documented procedures and process flows in Google suite, MS Office apps, etc.Inquisitive nature, attention to detail, diligence and a good attitudeStrong interpersonal, verbal, and written communication skills; demonstrated experience in writing risks and controls,Results oriented, demonstrated achievement of exceeding expectationsInquisitive nature, attention to detail, diligence and a good attitudeStrategic thinker who can partner with process owners to drive process improvementsWell-organized and demonstrates ability to balance multiple prioritiesPrior experience in interacting positively with management and colleagues effectively via telephone (Zoom)Compensation and BenefitsThe base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate's experience, skills, and location. To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi pageSoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.The Company hires the best qualified candidate for the job, without regard to protected characteristics.Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.New York applicants: Notice of Employee RightsSoFi is committed to embracing diversity. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email accommodations@sofi.com.Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.Internal EmployeesIf you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.

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