Head of KYC/AML Advisory

Our client is expanding it's Financial Crimes department with a Head of KYC & AML Advisory who will lead the firm’s AML strategy, providing expert guidance to ensure compliance with all relevant regulations. This role will manage a growing team, so previous leadership experience is key.This role focuses on identifying risks, advising business units, and...

Our client is expanding it's Financial Crimes department with a Head of KYC & AML Advisory who will lead the firm’s AML strategy, providing expert guidance to ensure compliance with all relevant regulations. This role will manage a growing team, so previous leadership experience is key.This role focuses on identifying risks, advising business units, and...

Key Responsibilities:Lead, manage, and mentor the KYC team to ensure high performance and adherence to compliance standards.Develop training programs to keep the team updated on regulatory changes and best practices.Oversee the end-to-end KYC processes, including customer onboarding, periodic reviews, and enhanced due diligence (EDD).Ensure accurate and...

Key Responsibilities:Lead, manage, and mentor the KYC team to ensure high performance and adherence to compliance standards.Develop training programs to keep the team updated on regulatory changes and best practices.Oversee the end-to-end KYC processes, including customer onboarding, periodic reviews, and enhanced due diligence (EDD).Ensure accurate and...

Sr. AML Analyst (Team Lead)Creand Wealth Management is looking for and experienced AML Team Lead for our Brickell Office. As a member of the Compliance Department, you will support the team in providing the best-in-class service to both Broker Dealer and Registered Investment Advisory clients. You will have the opportunity to develop your own skill set while...

Sr. AML Analyst (Team Lead)Creand Wealth Management is looking for and experienced AML Team Lead for our Brickell Office. As a member of the Compliance Department, you will support the team in providing the best-in-class service to both Broker Dealer and Registered Investment Advisory clients. You will have the opportunity to develop your own skill set while...

Sr. AML Analyst (Team Lead)Creand Wealth Management is looking for and experienced AML Team Lead for our Brickell Office. As a member of the Compliance Department, you will support the team in providing the best-in-class service to both Broker Dealer and Registered Investment Advisory clients. You will have the opportunity to develop your own skill set while...

Exciting opportunity to join a strong broker dealer here in Miami. This role will oversee AML/KYC compliance and have strong opportunities for career growth. Hybrid work schedule. Responsibilities:Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or...

Exciting opportunity to join a strong broker dealer here in Miami. This role will oversee AML/KYC compliance and have strong opportunities for career growth. Hybrid work schedule. Responsibilities:Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/Sanctions/ABAC function or...

This position is for our client located in Downtown Miami on a hybrid schedule. The ideal candidate will have worked in broker dealer. Responsibilities: Prepares and maintains official corporate notices, records and actions in accordance with federal and state government and regulatory agency requirements Ensures that the AML and sanctions policies and...

This position is for our client located in Downtown Miami on a hybrid schedule. The ideal candidate will have worked in broker dealer. Responsibilities: Prepares and maintains official corporate notices, records and actions in accordance with federal and state government and regulatory agency requirements Ensures that the AML and sanctions policies and...

We are seeking a compliance manager well versed in KYC and AML. This role requires fluency in English and Spanish. ResponsibilitiesConducting risk assessments on new and existing customers.Utilizing AML and KYC tools to analyze and interpret complex data.Preparing and maintaining accurate documentation of customer due diligence processes.Collaborating with...

We are seeking a compliance manager well versed in KYC and AML. This role requires fluency in English and Spanish. ResponsibilitiesConducting risk assessments on new and existing customers.Utilizing AML and KYC tools to analyze and interpret complex data.Preparing and maintaining accurate documentation of customer due diligence processes.Collaborating with...

Banesco USA is a leading financial institution with operations in 15 countries.We are seeking an experienced BSA Specialist to join our team in a critical role that requires strong analytical and communication skills.The ideal candidate will have a solid background in banking regulations, particularly in anti-money laundering (AML) and know-your-customer...

Job Title: Bilingual Jr BSA/AML Compliance AnalystAbout UsSyntricate Technologies Inc. is a leading provider of IT services and solutions, specializing in IT, non-IT, and medical staffing.Salary InformationThe estimated salary for this role is between $60,000 to $80,000 per year, depending on experience and location. The salary range takes into account the...

Contract role w/ potential to go perm. Local candidates only. (non local candidates will be DQ'd)Candidate must be able to work on site in Brickell.Candidate must be bilingual (English & Spanish)Main Duties:· Assist in the overall management of the Firm’s AML program and delegated duties as directed by the CCO.· AML program management – FinCEN, OFAC,...

Contract role w/ potential to go perm. Local candidates only. (non local candidates will be DQ'd)Candidate must be able to work on site in Brickell.Candidate must be bilingual (English & Spanish)Main Duties:· Assist in the overall management of the Firm’s AML program and delegated duties as directed by the CCO.· AML program management – FinCEN, OFAC,...

SUMMARY: The Business Advisory Manager (BAM) is responsible for providing subject matter expertise and support to front line business units in making appropriate risk-informed strategic decisions to manage BSA/AML and OFAC risk. The BAM is responsible for leading a specialized first-line AML risk management team. In addition, the BAM focuses on identifying,...

Client Outreach VP Manager New York, New York; Miami, Florida; Fort Worth, Texas; Charlotte, North Carolina Job Description: Candidate will be a part of the Know Your Client (KYC) Outreach teams within the Global Corporate and Investment Bank (GCIB) and Global Markets (GM) lines of business. The Function The Client Outreach team are the front-line unit...

DUTIES AND RESPONSIBILITIES The following duties are typical for this job position. Incumbents may be required to perform additional or different duties from those set forth below to address business needs and changing business practices. Develop, maintain, and execute the Firm’s Broker-Dealer AML compliance program pursuant to FINRA, SEC and BSA/AML...