Anti-Money Laundering Analyst

2 weeks ago

Miami, United States Not Available Full time
  • Contract role w/ potential to go perm. Local candidates only. (non local candidates will be DQ'd)
  • Candidate must be able to work on site in Brickell.
  • Candidate must be bilingual (English & Spanish)


Main Duties:

· Assist in the overall management of the Firm’s AML program and delegated duties as directed by the CCO.

· AML program management – FinCEN, OFAC, SAR reports as necessary.

· Review cases of escalated customers, including large complex relationships and sensitive clients.

· Apply strong knowledge of AML regulations to ensure compliance with the BSA.

· Assist preparing and delivering BSA/AML and OFAC compliance training based upon changes in regulatory requirements and/ or emerging typologies.

· Recommend clear and concise referrals to the AML team for further investigations and potential SAR filing(s).

· Review and approval of wire transfer activities, along with review and oversight of trading activity related to referred customers from affiliate.

· Actively monitor Compliance procedures via technology platforms.

· Be accountable for handling highly confidential information and following proper and defined escalation procedures.

· Review new account documentation including AML KYC and Corporate documents.


Qualifications:

· 3+ years of prior AML experience within the Broker Dealer, Wealth Management, or Investment Advisory environment.

· Certified Anti-Money Laundering Specialist (CAMS) is a plus.

· Extensive knowledge within securities industry and investment products.

· Ability to maintain sensitive confidential information.

· Ability to work independently, without direct supervision, as well as work cohesively within a team environment.

· Thorough understanding of the Wealth Management business and organization.

· Flexibility to work outside traditional work hours.

· Strong skills to prioritize based on business demands.

· Ability to work effectively managing multiple tasks and participants, meet tight deadlines in a stress-related environment with ability to work in a team environment.

· Communicates clearly and concisely, both orally and in writing.

· Strong interpersonal skills with ability to build relationships within and outside the company.

· Capable of interacting with and present to all levels of management and regulators.

· High attention to detail and accuracy with complete follow through.

· Excellent organizational, project management, data management, interpersonal, intrapersonal and communication skills.

· English and Spanish communication skills are a must.

· Responsible for handling sensitive employee and company information, which requires maintaining a high level of professionalism and confidentiality.

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