Vice President Compliance

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risksMaintain business line and support function policies and procedures addressing compliance requirements, including...

The Firm is seeking to add a Compliance resource to the BOWS Legal and Regulatory Team in its New York office. The position offers a great opportunity for an individual with a hands-on approach to become an integral part of the BOWS Legal and Regul Vice President, Compliance, Assistant, President, Regulatory, Marketing Specialist, Management

Job Title: Vice President, Legal and ComplianceSolutus Legal Search is seeking a highly experienced Vice President, Legal and Compliance to join our client's legal team. As a key member of the executive leadership team, you will be responsible for leading the company's legal strategy and ensuring compliance with all relevant laws and regulations.Key...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history dating back 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide, SMBC Group has a...

Compliance Advisory Vice PresidentSMBC Group is a leading global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and over 130 offices worldwide,...

Preferred Qualifications:We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice Pr Vice President, Compliance, Investment, Banking, Advisor, President

Compliance Attorney Vice PresidentTop-Tier Commercial Bank is seeking a seasoned Compliance / Regulatory Attorney at the VP level to lead the bank's corporate compliance program and policies.Key Responsibilities:Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.Provide expert advice and guidance on U.S....

Job Title: Senior Vice President of ComplianceBlackstone is seeking a highly motivated and experienced Senior Vice President of Compliance to join our team. As a key member of our compliance team, you will be responsible for ensuring that our marketing and distribution activities are in compliance with relevant regulations and laws.Key Responsibilities:Lead...

Job Title: Vice President of Compliance AdvisoryWe are seeking a highly skilled Vice President of Compliance Advisory to join our team in NYC. The ideal candidate will have experience in compliance advisory in the investment banking space, preferably in an advisory capacity.Key Responsibilities:Provide strategic advice and guidance to front office and...

Job Title: Senior Vice President of ComplianceBlackstone Restaurant is seeking a highly motivated and experienced Senior Vice President of Compliance to join our team. As a key member of our compliance team, you will be responsible for ensuring that our marketing and distribution activities are in compliance with relevant regulations and laws.Key...

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

Job SummaryWe are seeking a highly skilled Compliance and Market Surveillance Vice President to join our team at Goldman Sachs. As a key member of our Global Compliance Department, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.As a Compliance and Market Surveillance Vice...

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risksMaintain business line and support function policies and procedures addressing compliance requirements, including...

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risksMaintain business line and support function policies and procedures addressing compliance requirements, including...

Job Title: Vice President of Regulatory ComplianceFanatics is seeking a highly experienced and strategic Vice President of Regulatory Compliance to lead our regulatory compliance efforts and manage a large and growing team of lawyers and compliance professionals.About the RoleThis executive role will be crucial in shaping and implementing our compliance...

Job Title: Compliance and Market Surveillance Vice PresidentJoin our team at Goldman Sachs as a Compliance and Market Surveillance Vice President, where you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.About the Role:As a key member of our Global Compliance Department, you...

Position Overview: The Vice President of Audit and Compliance will operate under the guidance of the Managing Director, spearheading the delivery of audit, advisory, and ethics services for the property divisions in the United States. This role will also extend support to the global Internal Audit team, collaborating closely with management's portfolio and...

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...