Vice President Compliance

1 month ago


new york city midtown manhattan, United States Social Capital Resources Full time

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office


Responsibilities:


  • Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks
  • Maintain business line and support function policies and procedures addressing compliance requirements, including annual updates and addressing of gaps and self-identified issues
  • Design, execute and report on Compliance controls for the business lines and support functions
  • Support business lines/support functions with annual Compliance Risk Assessment and any remediation efforts thereof
  • Implement Compliance policies and procedures in the business line s/support functions



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