Vice President Compliance
1 month ago
Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office
Responsibilities:
- Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks
- Maintain business line and support function policies and procedures addressing compliance requirements, including annual updates and addressing of gaps and self-identified issues
- Design, execute and report on Compliance controls for the business lines and support functions
- Support business lines/support functions with annual Compliance Risk Assessment and any remediation efforts thereof
- Implement Compliance policies and procedures in the business line s/support functions
-
Vice President Compliance
2 months ago
new york city (midtown manhattan), United States Social Capital Resources Full timeTop-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risksMaintain business line and support function policies and procedures addressing compliance requirements, including...
-
Vice President, Compliance Expert
4 weeks ago
New York, New York, United States Kroll Full timeWe are seeking a seasoned professional to join our NFA Consulting Practice as a Vice President. As a Vice President at Kroll, you will provide support and guidance to a wide variety of firms in managing their NFA compliance programs.You will work alongside accomplished senior staff, enhancing your regulatory expertise, while mentoring junior team members and...
-
Compliance Advisory Vice President
4 weeks ago
New York, New York, United States TD Bank Group Full timeJob SummaryWe are seeking a highly skilled Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firm's compliance program supporting all corporate investment...
-
New York, New York, United States Goldman Sachs Full timeJob SummaryWe are seeking a highly skilled Compliance and Market Surveillance Vice President to join our team at Goldman Sachs. As a key member of our Global Compliance Department, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.As a Compliance and Market Surveillance Vice...
-
Vice President Compliance
5 months ago
New York, United States Social Capital Resources Full timeTop-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risksMaintain business line and support function policies and procedures addressing compliance requirements, including...
-
New York, New York, United States Barclays Full timeJob SummaryAs Americas Chief Compliance Officer, Vice President, you will play a critical role in ensuring that Barclays operates in compliance with its legal, regulatory, and ethical responsibilities. This position requires a strong understanding of compliance risk management and the ability to provide expert oversight and challenge to business and...
-
Corporate Tax, Vice President
2 weeks ago
New York, United States MUFG - Mitsubishi UFJ Financial Group, Inc. Full timeResponsible for all aspects of the firm's corporate federal and state tax liability and compliance and is involved in the development and implementation of effective tax strategies. Incumbents will possess a thorough knowledge of national and interna Vice President, Corporate, Business Manager, President, Accounting, Total Rewards, Management
-
Vice President, Private Credit
2 months ago
Manhattan, United States Selby Jennings Full timeA leading, middle-market private credit manager focused on strategic lending in NYC is looking to add a Vice President to the team. The firm is focused on complex, special situation private credit investments. The Vice President will be responsible for origination, structuring, underwriting, and execution of transactions. The ideal candidate will have the...
-
New York, New York, United States The Bank of New York Mellon Full timeWe are seeking a highly skilled professional to join our Global Sanctions Compliance team as a Senior Vice President, Sanctions Compliance.This role is responsible for leading the development of a list governance framework and providing oversight of First Line of Defense list maintenance controls.The ideal candidate will have 7-10+ years of sanctions...
-
Compliance Generalist Associate Vice President
4 weeks ago
New York, New York, United States Moelis & Co. Full timeWe are seeking a highly motivated and detail-oriented Compliance Generalist Associate Vice President to join our team at Moelis & Co.Responsibilities:Manage the onboarding process for new hires, including registered and non-registered employees.Process U4/U5/BD Amendments filings and disclosures.Liaise with Recruiting and Human Capital Management for all...
-
Compliance Generalist Associate Vice President
4 weeks ago
New York, New York, United States Moelis & Co. Full timeWe are seeking a highly motivated Compliance Generalist Associate Vice President to join our team at Moelis & Co.Key Responsibilities:Manage the onboarding process for new hires, including registered and non-registered employees.Process U4/U5/BD Amendments filings and disclosures.Liaise with Recruiting and Human Capital Management for all recruiting and new...
-
Vice President of Accounting
1 month ago
New York, New York, United States Away Full timeJob Title: Vice President of AccountingAt Away, we're seeking a seasoned accounting professional to lead our Accounting, Treasury, and Tax teams. As Vice President of Accounting, you'll oversee company-wide accounting operations globally, ensuring compliance with GAAP, FRS 102, ASPE, and IFRS.Key Responsibilities:Oversee company-wide accounting operations...
-
New York, New York, United States Barclays Full timeJob SummaryThe Americas Chief Compliance Officer, Vice President will be responsible for providing data-led expert oversight and challenge on business and compliance matters to ensure that the organization is operating in compliance with Barclays legal, regulatory, and ethical responsibilities.Key ResponsibilitiesIdentification and assessment of compliance...
-
Vice-President, Tax
1 month ago
New York, United States CFA Institute Full timeLocation Brookfield Place New York - 250 Vesey Street, 15th Floor Business - Wealth Solutions Brookfield Wealth Solutions (BWS"; NYSE/TSX: BNT) is focused on securing the financial futures of individuals and institutions through a range of retirement services, wealth protection products and tailored capital solutions. Through our operating subsidiaries, we...
-
Vice-President, Tax
3 weeks ago
New York, United States Brookfield Asset Management Full timeLocation Brookfield Place New York - 250 Vesey Street, 15th Floor Business - Wealth Solutions Brookfield Wealth Solutions ("BWS"; NYSE/TSX: BNT) is focused on securing the financial futures of individuals and institutions through a range of retirement services, wealth protection products and tailored capital solutions. Through our operating subsidiaries, we...
-
Vice President of Preservation
2 weeks ago
New York, United States New York State Housing Finance Agency Full timeNew York State Homes and Community Renewal (HCR) is the State’s affordable housing agency, with a mission to build, preserve, and protect affordable housing and increase homeownership throughout New York State. A Civil Service exam is not required for this position. Candidates must meet the minimum qualifications outlined below to be considered. NYS...
-
FCS Compliance Coordinator
2 weeks ago
new york city, United States Crédit Agricole CIB Full timeSummary:Under the supervision of the FCS New-York, the Compliance Coordinator - Vice President will work closely with the New York Compliance/CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support Functions and...
-
FCS Compliance Coordinator
1 week ago
new york city, United States Crédit Agricole CIB Full timeSummary:Under the supervision of the FCS New-York, the Compliance Coordinator - Vice President will work closely with the New York Compliance/CPL team to support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks as well as act as the coordinator between CACIB Business Lines/Support Functions and...
-
Regional Vice President
2 weeks ago
New York, United States Compass Group Full timeRegional Vice PresidentClick Here to Apply OnlineJob Description Eurest NOW HIRING - REGIONAL VICE PRESIDENTCorporate Account / $175,000/yr + Performance bonus As the leader in business and industry dining, Eurest is the company to join if you want a rewarding career packed with limitless opportunities. We feed the employees of the nation's largest and...
-
Vice President of Sales
2 days ago
New York, United States W3Global Inc. Full timeJob DescriptionJob DescriptionRole Description:This is a full-time on-site role for a Vice President of Sales with our client in New York, NY. The Vice President of Sales will be responsible for leading sales teams, developing sales strategies, managing accounts, overseeing sales operations, and driving business development initiatives.Qualifications:Sales,...