Compliance Specialist IN

1 day ago

Carmel, United States Creative Financial Staffing Full time
Job Title: Compliance Specialist

Apply promptly A high volume of applicants is expected for the role as detailed below, do not wait to send your CV.
Location: Carmel, Indiana
Department: Compliance
Reports to: Vice President of Compliance
Job Summary:
The Compliance Specialist will support the bank's compliance program by ensuring adherence to banking regulations and internal policies. This role involves monitoring regulatory changes, conducting audits, reviewing policies, and assisting with employee training to promote a culture of compliance within the bank. The Compliance Specialist will play a crucial role in safeguarding the bank from regulatory risks and ensuring operational integrity.
Key Responsibilities:
- Regulatory Monitoring:
- Stay up-to-date with federal and state banking regulations, including BSA/AML, OFAC, FDIC, and CFPB requirements.
- Monitor regulatory updates and changes, and assist in updating policies and procedures accordingly.
- Compliance Audits and Reviews:
- Conduct internal audits and assessments to ensure compliance with relevant regulations.
- Assist in the preparation for external regulatory examinations and audits.
- Document and report findings, and work with relevant departments to address any compliance gaps.
- Policy and Procedure Review:
- Review and update compliance-related policies and procedures to ensure alignment with regulatory requirements.
- Assist in drafting new compliance policies as required.
- Ensure policies are communicated effectively across departments.
- Risk Assessment:
- Assist in identifying and assessing compliance risks within the bank's operations.
- Help implement corrective actions and mitigation strategies for identified risks.
- Employee Training:
- Assist in developing and delivering compliance training programs for employees across the bank.
- Ensure employees complete required compliance certifications and stay informed about regulatory obligations.
- Reporting:
- Maintain accurate records of compliance activities, audits, and training.
- Prepare compliance reports for senior management and regulatory agencies as needed.
- Track and report on key compliance metrics to ensure ongoing monitoring of the bank's adherence to regulations.
- Liaison with Departments:
- Work closely with various departments (e.g., operations, legal, risk management) to ensure compliance with policies and procedures.
- Provide guidance and support to staff on compliance-related issues.
Required Qualifications:
- Bachelor's degree in finance, business administration, law, or related field.
- 2-4 years of experience in compliance, audit, or risk management within the banking or financial services industry.
- Knowledge of banking regulations, including BSA/AML, OFAC, FDIC, CFPB, and state-specific laws.
- Strong organizational skills with attention to detail and accuracy.
- Ability to interpret complex regulatory requirements and apply them to business operations.
Preferred Qualifications:
- Experience in community or regional banks.
- Familiarity with risk management frameworks or auditing practices.
- Certified Regulatory Compliance Manager (CRCM) or similar certification.
Key Competencies:
- Strong analytical and problem-solving skills.
- Excellent written and verbal communication.
- Ability to work independently and as part of a team.
- Integrity and high ethical standards.
- Ability to manage multiple tasks and meet deadlines.

#INNOV2024

  • Compliance Specialist IN

    5 days ago

    carmel, United States Creative Financial Staffing Full time

    Job Title: Compliance SpecialistLocation: Carmel, IndianaDepartment: ComplianceReports to: Vice President of ComplianceJob Summary:The Compliance Specialist will support the bank's compliance program by ensuring adherence to banking regulations and internal policies. This role involves monitoring regulatory changes, conducting audits, reviewing policies, and...

  • Compliance Specialist

    4 weeks ago

    Carmel, United States Creative Financial Staffing Full time

    Job Title: Compliance Specialist Location: Carmel, Indiana Department: Compliance Reports to: Vice President of Compliance Job Summary:The Compliance Specialist will support the bank's compliance program by ensuring adherence to banking regulations and internal policies. This role involves monitoring regulatory changes, conducting audits, reviewing policies,...

  • Fair Lending and Compliance Specialist

    4 weeks ago

    Carmel, United States Merchants Bank of Indiana Full time

    Job DescriptionJob DescriptionDescription:The Fair Lending and Compliance Specialist is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance and fair lending risk across the organization. The Compliance and Fair Lending Specialist will assist in monitoring...

  • Creative Financial Staffing | Compliance Specialist IN | carmel, in

    7 days ago

    carmel, United States Creative Financial Staffing Full time

    Job Title: Compliance SpecialistLocation: Carmel, IndianaDepartment: ComplianceReports to: Vice President of ComplianceJob Summary:The Compliance Specialist will support the bank's compliance program by ensuring adherence to banking regulations and internal policies. This role involves monitoring regulatory changes, conducting audits, reviewing policies, and...

  • Creative Financial Staffing | Compliance Specialist IN | carmel, in

    3 days ago

    carmel, United States Creative Financial Staffing Full time

    Job Title: Compliance SpecialistLocation: Carmel, IndianaDepartment: ComplianceReports to: Vice President of ComplianceJob Summary:The Compliance Specialist will support the bank's compliance program by ensuring adherence to banking regulations and internal policies. This role involves monitoring regulatory changes, conducting audits, reviewing policies, and...

  • Creative Financial Staffing | Compliance Specialist IN | carmel, in

    6 days ago

    Carmel, IN, United States Creative Financial Staffing Full time

    Job Title: Compliance SpecialistLocation: Carmel, IndianaDepartment: ComplianceReports to: Vice President of ComplianceJob Summary:The Compliance Specialist will support the bank's compliance program by ensuring adherence to banking regulations and internal policies. This role involves monitoring regulatory changes, conducting audits, reviewing policies, and...

  • Asset Protection Specialist

    2 months ago

    Carmel, United States Home Depot Full time

    Home Depot - JobID: 1EF7AF96107B46D7A310A5E182158D6C [Loss Prevention / Security] As an Asset Protection Specialist at Home Depot, you'll: Prevent financial loss caused by theft and fraud; Support safety and environmental program compliance in your assigned store/multiple stores; Identify incidents of theft and fraud, review CCTV and exception reports,...

  • Industrial Ergonomic Specialist

    1 month ago

    Carmel, United States ECI Full time

    Job Title: Industrial Ergonomic SpecialistWe are seeking a highly motivated and skilled Industrial Ergonomic Specialist to join our team at ECI. As an Industrial Ergonomic Specialist, you will play a critical role in helping our clients prevent injuries and improve their overall health and wellness.Key Responsibilities:Provide education and awareness of...

  • Kitchen Cleaning Specialist

    6 days ago

    Carmel, United States Red Robin Full time

    Kitchen Cleaning Specialist$12.00-$14.50/hrAbout the Role: As a Kitchen Cleaning Specialist at Red Robin, you will be responsible for maintaining a clean and safe kitchen environment. This includes washing and sorting dishes, as well as assisting with food preparation to ensure that our guests receive high-quality meals.Key Responsibilities:Clean and...

  • Sleep Medicine Specialist

    1 month ago

    Carmel, Indiana, United States Indiana University Health Full time

    IU Health Physicians is seeking a skilled Sleep Medicine Specialist to join our team in Carmel and Fishers. As a key member of our Sleep Medicine practice, you will work closely with patients to diagnose and treat a wide range of sleep-related issues, including sleep apnea. Key responsibilities include working as part of a high-functioning team to provide...

  • Senior Medication Care Specialist

    1 week ago

    Carmel, United States Bickford Senior Living Full time

    About the RoleAs a Senior Medication Care Specialist at Bickford Senior Living, you will play a vital role in ensuring the well-being and comfort of our residents.Job DescriptionKey Responsibilities:Accurately administer medications to residents in accordance with physician orders and facility policies.Ensure that all medication-related tasks are completed...

  • Accounting Specialist

    3 weeks ago

    Carmel, United States Robert Half Full time

    Job DescriptionJob DescriptionWe are in search of a diligent Accounting Specialist to join our team in the Financial Services industry located in Carmel, Indiana. This role involves managing various accounting functions, ensuring accuracy in data entry, and maintaining the smooth operation of loan and remittance procedures. It provides a short term contract...

  • Trust Specialist

    3 weeks ago

    Carmel, United States Oxford Financial Group, Ltd. Full time

    Position Summary:The Trust Specialist supports the Trust Company of Oxford's Fiduciary Officers with administration of all trusts. Executes various processes and procedures designed to ensure that all trusts are being administered according to the terms of the document and within the regulatory guidelines. Executes operational activities related to account...

  • Trust Specialist

    4 weeks ago

    Carmel, United States Oxford Financial Group, Ltd. Full time

    Position Summary:The Trust Specialist supports the Trust Company of Oxford's Fiduciary Officers with administration of all trusts. Executes various processes and procedures designed to ensure that all trusts are being administered according to the terms of the document and within the regulatory guidelines. Executes operational activities related to account...

  • Loan Operations Specialist

    4 weeks ago

    Carmel, United States Merchants Bank of Indiana Full time

    Job DescriptionJob DescriptionDescription:The Loan Operations Specialist supports the daily functions of the Bank's Loan Operations Department, serving to support all commercial and consumer lending functions of the bank. The Loan Operations Department has the major functions of ensuring that the documents created for loan closings are correct and that...

  • Asset Protection Associate

    2 weeks ago

    Carmel, Indiana, United States Home Depot Full time

    Job Title: Asset Protection SpecialistAbout the Job:We are seeking a highly skilled Asset Protection Specialist to join our team at Home Depot. As a key member of our store operations team, you will be responsible for preventing financial loss caused by theft and fraud, supporting safety and environmental program compliance, and identifying incidents of...

  • Reproductive Endocrinologist

    3 months ago

    Carmel, United States Axia Women's Health Full time

    Castle Connolly has named Axia Women's Health its #1 Physician Practice in the United States for Women's Health! Midwest Fertility Specialists, an Axia Women's Health care center, is seeking a Board Certified/Eligible Reproductive Endocrinologist. Why Midwest Fertility Specialists? As one of Indiana's oldest and most respected Reproductive Medicine...

  • Reproductive Endocrinologist

    7 days ago

    Carmel, United States Axia Women's Health Full time

    Castle Connolly has named Axia Women's Health its #1 Physician Practice in the United States for Women's Health! Midwest Fertility Specialists, an Axia Women's Health care center, is seeking a Board Certified/Board Eligible Reproductive Endocrinologist. Why Midwest Fertility Specialists? As one of Indiana's oldest and most respected Reproductive Medicine...

  • Phlebotomy Specialist

    1 month ago

    Carmel, Indiana, United States CSL Full time

    The OpportunityAs a Phlebotomy Specialist at CSL, you will play a critical role in the efficient and effective collection of plasma from donors. Your primary responsibility will be to perform venipuncture, monitor the pheresis process, and follow Standard Operating Procedures (SOPs) to ensure the highest quality of plasma.The RolePerform all aspects of the...

  • Call Center Specialist

    2 months ago

    Carmel, United States Merchants Bancorp Full time

    Job Type Full-time Description Call Center Specialists will be the first point of contact for our customer inquiries. You will work in a highly collaborative environment, where customer execution is our passion. In this role you will process and respond to existing and potential customers inquiries. You will utilize multiple systems to provide information on...