Investment Operations Specialist
1 month ago
To provide securities back-office functions including custody, trade settlement, and safekeeping.
To process settlement and pledging of FNBBs and respondents securities and positions on a daily basis. To assure the accurate and timely processing of customers requests for reports including maintenance of core or other systems.
To ensure maintenance of accurate and orderly files and records for customers.
To promote good customer relations for development of investment sales business and to assist other Investment Division personnel in the performance of their duties as needed.
ESSENTIAL DUTIES AND RESPONSIBILITIES
Key end results to support the effectiveness of this position include:
Positive feedback from customers and team members regarding quality of service and courteous and professional communications with customers
Timely and accurate input of data into core or other systems for safekeeping and trading customers including trading activity, payments and pledging.
Timely maintenance of accurate and orderly files and records for customers.
Communication with trading support and portfolio accounting personnel to ensure accurate input into system
Generation and distribution of customer reports accurately and timely
Communication with custodians at Federal Reserve and Bank of New York to assure efficient processing of transactions and payments
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