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Compliance Advisor
1 month ago
We are currently looking to hire a remote Compliance Advisor for both part time and full time positions with immediate availability. Only applicants from the United States are allowed to apply for this position.
As a Compliance Advisor, you will be responsible for ensuring that our company adheres to all relevant laws, regulations, and internal policies. You will work closely with various departments to develop, implement, and maintain compliance programs to mitigate risk and ensure the ethical operation of our organization.
Key responsibilities for this role include conducting risk assessments, monitoring compliance with laws and regulations, developing and implementing compliance training programs, and investigating any potential violations. You will also be responsible for keeping up to date with changes in laws and regulations that may affect our industry and communicating these changes to relevant stakeholders.
The ideal candidate for this position will have a strong background in compliance, risk management, or a related field. A Bachelors degree in a relevant field is required, and a certification in compliance or a related field is preferred. Prior experience working in a compliance role, particularly in the financial services industry, is highly desirable.
In addition, we are looking for someone who is highly organized, detail-oriented, and able to work independently in a remote setting. Strong communication skills, both written and verbal, are essential for this role as you will be interacting with a variety of internal and external stakeholders.
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Environmental Health
4 days ago
Chicago, United States United States Compliance Company Full timeEnvironmental Health & Safety Advisor (IL) U.S. Compliance Environmental Health & Safety Advisor (IL) Chicago, IL 60608 Are you passionate about safety? Do you enjoy a challenge and like working in a fast-paced environment? Do you get excited about building relationships and making a difference in your community? If you’ve answered “YES” to the above,...
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Compliance Officer – FCM Advisor
2 weeks ago
Chicago, United States Hamlyn Williams Full timeCompliance Officer – FCM Advisor Chicago, ILHamlyn Williams have partnered with a global financial services platform, based in Chicago, IL that are looking to hire a Compliance Officer – FCM Advisor.This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply.As a Compliance Officer – FCM Advisor,...
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Compliance Officer – FCM Advisor
3 weeks ago
Chicago, United States Hamlyn Williams Full timeCompliance Officer – FCM Advisor Chicago, ILHamlyn Williams have partnered with a global financial services platform, based in Chicago, IL that are looking to hire a Compliance Officer – FCM Advisor.This role is on a hybrid basis three days per-week on site. If you are not able to work on site, please do not apply.As a Compliance Officer – FCM Advisor,...
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Compliance Officer
4 weeks ago
Chicago, United States Marex Services Group, LLC Full timeDiversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...
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Compliance Officer
1 week ago
Chicago, United States Marex Services Group, LLC Full timeDiversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...
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Compliance Officer
4 weeks ago
Chicago, United States Marex Services Group, LLC Full timeDiversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...
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Compliance Officer
4 weeks ago
Chicago, United States Marex Services Group, LLC Full timeDiversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment...
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Health & Safety Consultant
1 month ago
Chicago, United States U S Compliance Full timeAre you passionate about safety? Do you enjoy a challenge and like working in a fast-paced environment? Do you get excited about building relationships and making a difference in your community? If you've answered "YES" to the above, the Environmental Health and Safety Client Advisor role at U.S. Compliance is for you! Our EHS Client Advisors work closely...
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Compliance Advisor
4 weeks ago
Chicago, Illinois, United States M1 Full timeWho we areM1 helps clients build and protect their wealth, day to day and for the long term. Our self-directed platform allows users to invest, borrow, spend and save in one place, using automation to power each user's unique personal strategy. Hundreds of thousands of clients trust us with over $8 billion in assets. As the Finance Super App, we empower...
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Compliance Advisor
4 weeks ago
Chicago, Illinois, United States M1 Full timeWho we are M1 helps clients build and protect their wealth, day to day and for the long term. Our self-directed platform allows users to invest, borrow, spend and save in one place, using automation to power each user's unique personal strategy. Hundreds of thousands of clients trust us with over $8 billion in assets. As the Finance Super AppTM, we empower...
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Compliance Advisor
1 month ago
Chicago, United States M1 Full timeWho we are M1 helps clients build and protect their wealth, day to day and for the long term. Our self-directed platform allows users to invest, borrow, spend and save in one place, using automation to power each user's unique personal strategy. Hundreds of thousands of clients trust us with over $8 billion in assets. As the Finance Super App™, we...
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Futures Compliance Advisor
2 weeks ago
Chicago, United States Hamlyn Williams Full timeOur client, a growing broker dealer is seeking a knowledgeable and detail-oriented FCM Compliance Advisory Specialist to oversee our compliance program and ensure adherence to regulatory requirements for our Futures Commission Merchant (FCM) operations. The ideal candidate will have a strong background in regulatory compliance, risk management, and the...
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Futures Compliance Advisor
2 weeks ago
Chicago, United States Hamlyn Williams Full timeOur client, a growing broker dealer is seeking a knowledgeable and detail-oriented FCM Compliance Advisory Specialist to oversee our compliance program and ensure adherence to regulatory requirements for our Futures Commission Merchant (FCM) operations. The ideal candidate will have a strong background in regulatory compliance, risk management, and the...
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Associate, Compliance
4 weeks ago
Chicago, United States Cresset Capital Full time**About Cresset** Private equity entrepreneurs Eric Becker and Avy Stein founded Cresset Capital Management with a vision to reinvent wealth management and with a firm belief that clients deserve better. Cresset offers individuals and families access to a comprehensive suite of family office services, deeply personalized wealth management, investment...
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Associate, Compliance
4 weeks ago
Chicago, United States Monroe Capital Corporation Full timeMonroe Capital (the "Firm") is a premier asset management firm specializing in private credit markets across various strategies including, direct lending, asset-based lending, specialty finance, opportunistic and structured credit, real estate, and equity. The Firm is seeking an Associate of Compliance. The Associate of Compliance will assist the Chief...
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Director of Compliance
1 month ago
Chicago, United States Hanover Full timeThe Director of Compliance will be a senior stakeholder of a $40 billion Asset Management firm headquartered in Chicago. My client is looking to bring a senior compliance leader into the firm as they continue to expand their business with a particular focus on private markets. The ideal candidate will have experience with Private Funds and/or UCITS at an...
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Director of Compliance
3 weeks ago
Chicago, United States Hanover Full timeThe Director of Compliance will be a senior stakeholder of a $40 billion Asset Management firm headquartered in Chicago. My client is looking to bring a senior compliance leader into the firm as they continue to expand their business with a particular focus on private markets. The ideal candidate will have experience with Private Funds and/or UCITS at an...
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Director, Americas Compliance
2 months ago
Chicago, United States Cushman & Wakefield, Inc. Full timeThe Americas Regional Compliance Director will join a developing, dynamic, and talented Global Ethics and Compliance team and advise the business on relevant ethics and compliance topics and issues. This position reports to the Chief Ethics & Complia Director, Compliance, Strategic Advisor, Property Management, Business
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Associate, Compliance
4 weeks ago
Chicago, United States Monroe Capital Corporation Full timeMonroe Capital (the "Firm") is a premier asset management firm specializing in private credit markets across various strategies including, direct lending, asset-based lending, specialty finance, opportunistic and structured credit, real estate, and equity. The Firm is seeking an Associate of Compliance. The Associate of Compliance will assist the Chief...
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Senior Compliance Advisory Analyst
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Chicago, Illinois, United States TransUnion Full timeThe TransUnion Consumer Operations Compliance Analyst is an important part of a compliance team that provides support for TransUnions consumer-facing operations. This includes ensuring a compliance framework with appropriate compliance monitoring in Compliance, Advisor, Compliance Analyst, Analyst, Operations, Senior, Technology